Diane is a Vice President of Wealth Planning at Trilogy Financial Services, as well as an Investment Advisor Representative at Trilogy Capital. She holds the Securities Series 6, 63 and 7 registrations with LPL Financial, and her Series 65 registration with Trilogy Capital. In addition, Diane is licensed in Life, Health, Disability and Long Term Care. Diane also works closely with professionals in Tax & Estate Planning, Business Planning, Real Estate, Mortgage, and other areas of financial services, to assist her with the planning efforts of her clients. These entities together create a pillar of education, knowledge and collaboration to help Diane's clients work towards their financial goals. Diane strives to stay on the cutting edge of information.
|Name of Broker/Dealer:||LPL Financial|
|Name of Custodial Firm:||TDAmeritrade|
|States Licensed in:||AZ, CA, CO, IL, KS, LA, MT, NC, ND, NM, OH, TX, WY|
|Number of Years with Current Firm:||15|
|Work with the following types of clients:||Businesses, Individual Investors, Non-Profit Organizations|
|Advisory Services Provided:||Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Investment Advice & Management, Financial Planning for Individuals, Financial Planning for Businesses, Financial Advice & Consulting, Financial Planning, Insurance Products & Annuities, Education Funding and Planning|
|Investment Types:||Insurance, Mutual Funds, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)|
|Can meet clients in the following ways:||Via Email, Via Phone, Your Office, Your Home, Our Office, Video Conference|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Disability, Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity|
|Financial Organization Memberships:||Women's Estate Planning Council|
|Non-Financial Organization Memberships:||Rotary International (Centennial Rotary Club), Listen Foundation|
|Assets Managed by Firm:||$2,500,000,000+|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$25,000|
|Compensation Methods:||Based on Assets|
What are your qualifications? What is your education background?
I use a comprehensive approach and believe in realistic retirement strategies for today's complex financial environment. I balance my clients? goals in order to create a strategy that maximizes efforts to help preserve and sustain wealth to benefit multiple generations, and various philanthropic passions my clients might have.
How do you charge for your services?
Depends on situation.
How are you compensated? How will I pay for your services?
How I am compensated is determined on your specific financial situation and required strategy.
If you are going to manage my account, will you obtain my permission every time you buy or sell something?
I develop a very personalized relationship with all my clients. Communication is key; education, reasons to make changes (if necessary) in investment strategies, and timing for those changes are always discussed and agreed upon prior to action being taken.
Will you be the only person working with me?
I spearhead our working relationship, however, we have teams of advisors. I will always pull other professionals into our efforts if what they bring to the table adds value to you. I have a suite of professionals for various levels of support that are always available to us...A plethera of resources.
|Diane Zing is a registered representative for LPL Financial (LPL) and an Investment Advisor Representative (IAR) for Trilogy Capital (TC). Securities offered through LPL, Member FINRA/SIPC. For hyperlinks to FINRA & SIPC, please see 'Disclosure Page Links' below. Investment advisory services offered through TC, a Registered Investment Advisor. TC markets advisory services under the name of Trilogy Financial (TF), an affiliated but separate legal entity. The LPL Financial registered representative associated with this page may (when conducting business through LPL) only discuss and/or transact business with the resident of the following states: AZ, CA, CO, CT, IL, KS, MD, MO, MT, NM, ND, OH, OK, TX, WA, and WY. This list may be altered to include/exclude states depending on the registration activities of the registered representative. The Trilogy Capital investment advisor representative associated with this page may conduct business throughout the United States and US Territories, as Trilogy Capital is licensed.|
Investment Advisor Representative:
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
|Mon.||9:00 AM - 5:00 PM|
|Tue.||9:00 AM - 5:00 PM|
|Wed.||9:00 AM - 5:00 PM|
|Thu.||9:00 AM - 5:00 PM|
|Fri.||9:00 AM - 5:00 PM|
|Sat.||9:00 AM - 12:00 PM|
|Wheat Ridge||All States|