Diane is a Vice President of Wealth Planning at Trilogy Financial Services, as well as an Investment Advisor Representative at Trilogy Capital. She holds the Securities Series 6, 63 and 7 registrations with LPL Financial, and her Series 65 registration with Trilogy Capital. In addition, Diane is licensed in Life, Health, Disability and Long Term Care. Diane also works closely with professionals in Tax & Estate Planning, Business Planning, Real Estate, Mortgage, and other areas of financial services, to assist her with the planning efforts of her clients. These entities together create a pillar of education, knowledge and collaboration to help Diane's clients work towards their financial goals. Diane strives to stay on the cutting edge of information.
General Information |
| Insurance License#: | 288213 |
| Name of Broker/Dealer: | LPL Financial |
| Name of Custodial Firm: | TDAmeritrade |
| States Licensed in: | AZ, CA, CO, IL, KS, LA, MT, NC, ND, NM, OH, TX, WY |
| Number of Years with Current Firm: | 12 |
| I work with the following types of clients: | Individual Investors, Businesses, Non-Profit Organizations |
Services |
| Investment Types: | Insurance, Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Mutual Funds, Stocks, Bonds, Socially Responsible Investments (SRI) |
| I can meet clients in the following ways: | Video Conference, At my office, Via email, Via phone, At your office, At your home |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Annuity, Health, Life, Long Term Care, Variable Annuity, Variable Life, Disability |
| Financial Organization Memberships: | Women's Estate Planning Council |
| Non-Financial Organization Memberships: | Rotary International (Centennial Rotary Club), Listen Foundation |
Firm Information |
| Assets Managed by Firm: | $2,500,000,000+ |
Compliance |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $25,000 |
| Compensation Methods: | Based on Assets |
Diane Zing is a registered representative for LPL Financial (LPL) and an Investment Advisor Representative (IAR) for Trilogy Capital (TC). Securities offered through LPL, Member FINRA/SIPC. For hyperlinks to FINRA & SIPC, please see 'Disclosure Page Links' below. Investment advisory services offered through TC, a Registered Investment Advisor. TC markets advisory services under the name of Trilogy Financial (TF), an affiliated but separate legal entity. The LPL Financial registered representative associated with this page may (when conducting business through LPL) only discuss and/or transact business with the resident of the following states: AZ, CA, CO, CT, IL, KS, MD, MO, MT, NM, ND, OH, OK, TX, WA, and WY. This list may be altered to include/exclude states depending on the registration activities of the registered representative. The Trilogy Capital investment advisor representative associated with this page may conduct business throughout the United States and US Territories, as Trilogy Capital is licensed.
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Mon. | 9:00 AM - 5:00 PM |
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Tue. | 9:00 AM - 5:00 PM |
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Wed. | 9:00 AM - 5:00 PM |
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Thu. | 9:00 AM - 5:00 PM |
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Fri. | 9:00 AM - 5:00 PM |
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Sat. | 9:00 AM - 12:00 PM |
| Arvada | Aurora |
| Boulder | Brighton |
| Broomfield | Commerce City |
| Conifer | Dacono |
| Denver | Dupont |
| Eldorado Springs | Englewood |
| Erie | Fort Lupton |
| Golden | Henderson |
| Indian Hills | Kittredge |
| Lafayette | Littleton |
| Lone Tree | Louisville |
| Morrison | Parker |
| Watkins | Westminster |
| Wheat Ridge | All States |
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