wiseradvisor

Diane Zing
Trilogy Financial

Tel: (303) 749-6115
101 University Blvd.
Suite 450
Denver, CO 80206

Wherever Your Story Takes You....Trilogy Is There

Trilogy Financial | Financial Advisor in Denver ,CO

About Trilogy Financial

Diane is a Vice President of Wealth Planning at Trilogy Financial Services, as well as an Investment Advisor Representative at Trilogy Capital. She holds the Securities Series 6, 63 and 7 registrations with LPL Financial, and her Series 65 registration with Trilogy Capital. In addition, Diane is licensed in Life, Health, Disability and Long Term Care. Diane also works closely with professionals in Tax & Estate Planning, Business Planning, Real Estate, Mortgage, and other areas of financial services, to assist her with the planning efforts of her clients. These entities together create a pillar of education, knowledge and collaboration to help Diane's clients work towards their financial goals. Diane strives to stay on the cutting edge of information.


General Information

Insurance License#:   288213
Name of Broker/Dealer:   LPL Financial
Name of Custodial Firm:   TDAmeritrade
States Licensed in:   AZ, CA, CO, IL, KS, LA, MT, NC, ND, NM, OH, TX, WY
Number of Years with Current Firm:   12
I work with the following types of clients:   Individual Investors, Businesses, Non-Profit Organizations


Services

Investment Types:   Insurance, Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Mutual Funds, Stocks, Bonds, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Video Conference, At my office, Via email, Via phone, At your office, At your home


Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity, Health, Life, Long Term Care, Variable Annuity, Variable Life, Disability
Financial Organization Memberships:   Women's Estate Planning Council
Non-Financial Organization Memberships:   Rotary International (Centennial Rotary Club), Listen Foundation


Firm Information

Assets Managed by Firm:   $2,500,000,000+


Compliance

Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $25,000
Compensation Methods:   Based on Assets



Faqs

  • What is your approach to financial planning? I use a comprehensive approach and believe in realistic retirement strategies for today's complex financial environment. I balance my clients? goals in order to create a strategy that maximizes efforts to help preserve and sustain wealth to benefit multiple generations, and various philanthropic passions my clients might have.
  • Will you be the only person working with me? I spearhead our working relationship, however, we have teams of advisors. I will always pull other professionals into our efforts if what they bring to the table adds value to you. I have a suite of professionals for various levels of support that are always available to us...A plethera of resources.
  • How are you compensated? How will I pay for your services? How I am compensated is determined on your specific financial situation and required strategy.
  • If you are going to manage my account, will you obtain my permission every time you buy or sell something? I develop a very personalized relationship with all my clients. Communication is key; education, reasons to make changes (if necessary) in investment strategies, and timing for those changes are always discussed and agreed upon prior to action being taken.
  • How much risk should I be willing to take? In order to have a solid financial plan, you should have a variety of levels of risk tolerance. Consider the various goals, products, time horizon and personal comfort you have for your various investment objectives. There is a balancing act between all these things. Some aspects of your plan may require a very conservative approach, while others might allow for more risk tolerance.
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Disclaimer

Diane Zing is a registered representative for LPL Financial (LPL) and an Investment Advisor Representative (IAR) for Trilogy Capital (TC). Securities offered through LPL, Member FINRA/SIPC. For hyperlinks to FINRA & SIPC, please see 'Disclosure Page Links' below. Investment advisory services offered through TC, a Registered Investment Advisor. TC markets advisory services under the name of Trilogy Financial (TF), an affiliated but separate legal entity. The LPL Financial registered representative associated with this page may (when conducting business through LPL) only discuss and/or transact business with the resident of the following states: AZ, CA, CO, CT, IL, KS, MD, MO, MT, NM, ND, OH, OK, TX, WA, and WY. This list may be altered to include/exclude states depending on the registration activities of the registered representative. The Trilogy Capital investment advisor representative associated with this page may conduct business throughout the United States and US Territories, as Trilogy Capital is licensed.

Diane Zing

Diane Zing

My Team

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Sat. 9:00 AM - 12:00 PM

Communities Served

Arvada Aurora
Boulder Brighton
Broomfield Commerce City
Conifer Dacono
Denver Dupont
Eldorado Springs Englewood
Erie Fort Lupton
Golden Henderson
Indian Hills Kittredge
Lafayette Littleton
Lone Tree Louisville
Morrison Parker
Watkins Westminster
Wheat Ridge All States

Social Networks

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