Our clients are intelligent, successful people who prefer that someone else manage their investments and give them guidance about financial matters. The goal with every client relationship is to provide logical direction and strategies while demystifying the retirement process.
As independent financial planners and Accredited Investment Fiduciaries, we focus objectively on the needs of our clients instead of emphasizing a specific product or company. Independence allows us to advocate for clients by making recommendations appropriate to their specific plan and tolerance for risk.
|Firm Start Year:||2017|
|Name of Broker/Dealer:||Parkland Securities, LLC|
|Name of Custodial Firm:||Fidelity; National Financial Services; Capital Group|
|States Licensed in:||CO, AZ, FL, IA, IL, SC, SD, TX, WY|
|Number of Years with Current Firm:||3|
|I work with the following types of clients:||Individual Investors, Businesses|
|Investment Types:||Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Stocks, Bonds, Insurance|
|I can meet clients in the following ways:||At your office, Via phone, At my office, At your home, Video Conference|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Life, Variable Annuity, Health, Annuity, Disability, Long Term Care, Variable Life|
|Firm's Number of Clients:||60|
|Firm's Number of Planning Clients:||40|
|Firm's Number of Managed Clients:||30|
|Assets Managed by Firm:||17,000,000|
|Advisor's Number of Clients:||60|
|Advisor's Number of Managed Clients:||30|
|Advisor's Number of Planning Clients:||40|
|Assets Managed by Advisor:||$17,000,000|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||Fee-Based (Fee and Commissions)|
|Compensation Methods:||Commissions, Based on Assets, Hourly, Flat Fee|
|Fee % Based on Assets:||.50 - .85|
|Additional Details on Charges:||I don't employ a cookie-cutter approach with clients. Each person or family's situation is different, so their investment needs vary based on objectives, asset amounts, and investment selection. As a result, it would be inappropriate to define fees without having a clearer idea of a prospective client's needs. I will say, though, that I'm of the opinion that many financial professionals overcharge for their services. Not only am I transparent about fees, I'm sensitive of cost to value when working with clients.|
|Minimum Fee Charged for Managed Accounts:||$500|
|Bachelor of Arts||
University of Kansas - Lawrence, KS
Colorado College - Colorado Springs, CO
With more than 13 years helping people prepare for retirement, I've worked with folks in nearly all of life's stages. My clients vary from couples and individuals who've managed their investment assets most of their lives and now want some guidance as they prepare for retirement, to those with life changes--like divorce and job loss--thrust upon them, who need help developing a strategy for moving forward, to young families getting started with investing and saving money for their kids' college expenses.
If you're looking for ways to grow your investments for retirement or build a college savings account or simply plan for your future, let's have a conversation about how I might help you reach your goals. I take pride in providing personalized, conscientious service with the primary objective of making life's financial journey more comfortable.
As an independent financial planner and Accredited Investment Fiduciary®, I focus objectively on the needs of my clients instead of emphasizing a specific product or company. Independence allows me to advocate for clients by making recommendations appropriate to their specific plan and tolerance for risk. I employ both fee-based and blended approaches with clients.
Financial Planning for Individuals
Our focus is to provide integration and efficiency for overall financial health. Often the key element missing from a quality investment experience is a strategy that takes into account the entire financial picture. What role does each investment component play in your overall objectives? Is there a cohesive and integrated strategy to make your dreams a reality? We will take the time to learn what's important to you, then implement an appropriate strategy for getting there.
|Mon.||8:00 AM - 6:00 PM|
|Tue.||8:00 AM - 6:00 PM|
|Wed.||8:00 AM - 6:00 PM|
|Thu.||8:00 AM - 6:00 PM|
|Fri.||8:00 AM - 6:00 PM|