ABILITY / TRANSPARENCY / INTEGRITY Clay Anderson leads all investment activities for the firm and has overseen over $800M in investments across multiple continents for a number of clients and corporations in diverse industries. He has multiple degrees in finance from the University of Colorado and also holds a CFA charter. Clay grew up on a large cattle ranch in southeastern Colorado and remains active in its operation. He splits his time between Colorado and Florida with his wife, Lauren (a Pensacola native), and three children.
We exist to pursue maximum financial returns for all our clients through efficient use of risk suitable for each.
General Information |
| Firm Start Year: | 2007 | |
| No.of Employees: | 2-4 | |
| Name of Broker/Dealer: | Shareholder Services Group |
| Name of Custodial Firm: | Pershing |
| States Licensed in: | CO, FL |
| Number of Years with Current Firm: | 14 |
| Work Experience: | Professional investor with diverse international experiences in M&A and strategic finance that influences custom financial solutions for individuals, either planning for or already in retirement. - Director, Ascendance Wealth (FEB-2007 to current) - CFO, ACI Learning (APR-2021 to current) - CFO, Hoonuit (FEB-2017 to NOV-2020) - CFO, TeamQuest (SEP-2015 to DEC-2016) |
| Work with the following types of clients: | Non-Profit Organizations, Individual Investors, Businesses, Investment Clubs |
| Advisory Services Provided: | Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Investment Advice & Management, Financial Advice & Consulting, Financial Planning for Businesses |
Services |
| Investment Types: | FOREX & Currency, Options & Futures, Bonds, Stocks, Commodities, Exchange Traded Funds (ETFs), Mutual Funds, Alternative Investments |
| Can meet clients in the following ways: | Video Conference, Our Offices, Your Home, Our Office, Via Phone, Via Email, Your Office |
Firm Information |
| Firm's Number of Clients: | 12 |
| Firm's Number of Planning Clients: | 12 |
| Firm's Number of Managed Clients: | 12 |
| Assets Managed by Firm: | 50000000 |
| Advisor's Number of Clients: | 12 |
| Advisor's Number of Managed Clients: | 12 |
| Advisor's Number of Planning Clients: | 12 |
| Assets Managed by Advisor: | $50000000 |
Compensation and Fees |
| Fee Structure: | Fee-Only |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
| Compensation Methods: | Based on Assets, Flat Fee, Hourly |
| Fee % Based on Assets: | 1.00% |
| Hourly Rate: | $250 |
| Minimum Fee Charged for Managed Accounts: | $1,000 |
| Minimum Fee Charged for Hourly Planning Accounts: | $250 |
Board Positions |
| Organization: | Parker Core Knowledge Charter School Parker, Colorado |
| Position : | President |
| Duration : | 04/01/2017-10/31/2020 |
Education |
| MBA - Finance |
University of Colorado - Colorado
01/01/1999-05/31/2000 |
| BSBA - Finance |
University of Colorado
08/01/1997-05/31/1999 |
Registered Investment Advisor:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
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Sun. | 7:00 AM - 10:00 PM |
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Mon. | 7:00 AM - 10:00 PM |
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Tue. | 7:00 AM - 10:00 PM |
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Wed. | 7:00 AM - 10:00 PM |
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Thu. | 7:00 AM - 10:00 PM |
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Fri. | 7:00 AM - 10:00 PM |
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Sat. | 7:00 AM - 10:00 PM |
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