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Find Top Financial Advisors in Simsbury, Connecticut

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Simsbury, Connecticut
Last Updated - 08-Aug-2022

Simsbury has 6 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 8 non-vetted advisors in your local area. These financial advisors in Simsbury, Connecticut have an average of 19 years of experience.

NOTE: The list of financial advisors in Simsbury, Connecticut mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Simsbury, Connecticut.

Qualified Financial Advisors in Simsbury, Connecticut
Financial Advisor Experience AUM Minimum Assets Fee Structure
Douglas A. Kartsen
CFA®
DAK FINANCIAL SERVICES
11 Wintergreen Ln,
Avon, CT 06001
Not Disclosed Not Specified Not Specified Fee-Based
Jacob P Kinney
FIC
CAPITOL REGION GROUP
71 Raymond Rd.,
West Hartford, CT 06107
8 Not Specified 50000 Fee-Based
Ed Callahan
CFP®
EDELMAN FINANCIAL ENGINES, LLC
74 Batterson Park Road,
2nd Floor,
Farmington, CT 06032
12 Not Specified Not Specified Fee-Based
Robert Tubridy
CFP®, ChFC®, MBA
CT FINANCIAL PARTNERS
447 Naubuc Ave,
Suite 109,
Glastonbury, CT 06033
20 Not Specified Not Specified Fee-Based
Coastal Wealth Management
CFP®, APMA®, CMFC®, CPA, CFA®, CRPC®
COASTAL WEALTH MANAGEMENT
56 Williams Avenue,
Mystic, CT 06355
22 815000000 500,000 Fee-Based
Ronald Newton
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1485 South County Trail,,
Suite 101,
East Greenwich, RI 02818
37 Not Specified Not Specified Fee-Based

Information on Qualified Financial Advisors in Simsbury

Qualifications CRD# 5150347
Firm CRD# 283747
Series 7, 63

Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


Office Location 11 Wintergreen Ln,
Avon,
CT
06001
Phone Number 860-269-8130

As a fiduciary, I assist individuals and families with their investing and financial planning needs. Having served institutional and individual investors for nearly 20 years, I specialize in pre- and post-retirement investing, estate and college planning, and risk management. The CFA® Institute's rigorous course of study guides my philosophy towards portfolio management and for maintaining the highest ethical standards for myself and the firm. I completed the CFA® program in 2001 and remain a CFA® Charterholder and member of the CFA® Society Hartford. Analytical and conservative by nature, I began my career as an engineer at United Technologies (Pratt & Whitney). There I received a U.S. patent in manufacturing and worked with emerging technologies and in strategic planning. This was a great opportunity to understand the internal operations of "big business" and to witness the global effects of technological evolution from initial development to market disruption. That has served me well as an investor and advisor in a rapidly changing world. Later, I held Vice President positions with banking giants Sovereign Bank and HSBC. During this period I served as a corporate lender, investment banker, private equity portfolio manager and as Head of Investments and Wealth Management for sub-Saharan Africa. In my spare time, I enjoy whitewater kayaking, skiing, travel and spending time with family. A dedicated participant in community affairs, I have held leadership positions in the Rotary Club, Farmington Chamber of Commerce, and the Urban League of Greater Hartford.

About DAK Financial Services

DAK Financial Services is a Registered Investment Advisor in the State of Connecticut. An independent firm, we work closely with individuals and families to help them define and realize their financial and investment objectives. Let us help you to achieve your goals.


Qualifications CRD# 6121974
Firm CRD# 6121974
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


Office Location 71 Raymond Rd.,
West Hartford,
CT
06107
Phone Number 860-474-3602

Capitol Region Group acts as a partner in helping individuals, families and entrepreneurs navigate their financial journey. The team brings years of Wall Street experience to financial planning and investment management, focusing on what is important to you. Emphasizing healthy money habits, the team strives for your financial freedom. Working as a team, Capitol Region Group assists you in offsetting stress, uncertainty and worry by providing the tools to help you achieve your long-term financial goals and ambitions. The following three steps allow you to learn more about Capitol Region Group and help to determine if the Team is a good financial resource for you.

About Capitol Region Group

The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service. We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service. We have the ability to meet at any Regus or Spaces office space.

Advisory Services Provided:

Financial Advice & Consulting


Qualifications CRD# 5821468
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 74 Batterson Park Road,
2nd Floor,
Farmington,
CT
06032
Phone Number 860-269-4269

As a financial planner for over a decade, I'm dedicated to helping my clients find ways that work for their life and their family to plan ahead and invest smartly in order to help them get to a retirement that is secure and satisfying. In my spare time, I most enjoy coaching my daughters' softball teams and skiing with my family.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.


Qualifications CRD# 4509256
Firm CRD# 8032
Series 7, 24, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


Office Location 447 Naubuc Ave,
Suite 109,
Glastonbury,
CT
06033
Phone Number 860-430-9064

As a CERTIFIED FINANCIAL PLANNER™ practioner, Bob provides comprehensive financial planning guidance and is committed to the highest standards of ethical conduct. He brings top credentials to his daily practice as a working partner and financial advisor with CT Financial Partners. He specializes in creating individually tailored retirement income plans by analyzing investment allocations, maximizing pension and Social Security benefits, and mitigating overall risk throughout retirement. Underscoring everything he does is a deep commitment to providing quality service and support throughout the relationship. Bob is a strong proponent of financial education, and has spoken to hundreds of groups regarding proper investment planning, retirement income planning, and college funding. Bob received his Bachelor of Science in Finance from Providence College in 1990, and his M.B.A. from Rensselaer Polytechnic Institute in 2000. In 2007, Bob received his CERTIFIED FINANCIAL PLANNER™ certification and his Chartered Financial Consultant (ChFC®) designation from the American College. He holds his series 7, 24, 51, and 66 Securities licenses. A devoted father of two, Bob enjoys traveling, athletics, and spending time with his son Jack, and daughter Abby.

About CT Financial Partners

With over 50 years of financial industry experience, CT Financial Partners was founded with a mission to provide the best possible financial advice. We pride ourselves on our ability to offer guidance on more than investments and insurance. We are comprehensive wealth consultants, focusing on everything from coordinating and managing your retirement income to estate planning. Our client-first philosophy dictates that we develop a customized plan designed to pursue your objectives. Using a team approach that grows out of strategic affiliations with legal and tax professionals, we seek to make your financial goals a reality. Our relationship with Commonwealth Financial Network®, one of the most respected independent broker/dealers in the nation, gives us invaluable back office support. Robert Tubridy is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Robert Tubridy is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Robert Tubridy is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Robert Tubridy is required to act in a fiduciary capacity.

More information is available in Commonwealth’s Form CRS.


Qualifications Firm CRD# 6161
Series 6, 7, 24, 53, 63, 65, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee


Office Location 56 Williams Avenue,
Mystic,
CT
06355
Phone Number 860-245-0251

Putting clients first; it's what we do. We provide personalized financial advice to help you make it through today's challenges and stay focused on tomorrow's goals.

It's our honor to share that Ameriprise earned a 2021 Hearts & Wallets Top Performer recognition in:
  • "Unbiased, puts my interest first"
  • "Investment ideas knowledgeable, timely, and tactical"
  • "Offers personal financial advice"
  • About Coastal Wealth Management

    Your financial goals are individual, and we can help you achieve them. We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else. The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life. With the right financial advice, life can be brilliant. We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 1276178
    Firm CRD# 104510
    Series 66

    Compensation/Fee Fee-Based


    Office Location 1485 South County Trail,,
    Suite 101,
    East Greenwich,
    RI
    02818
    Phone Number 401-262-4986

    Throughout my career I have worked with many clients and recognize the benefits that they can derive from working with a trusted and knowledgeable financial advisor. I strive to make each interaction informative and enjoyable and appreciate the opportunity to work with my clients to help them achieve their financial objectives. In my free time, I enjoy spending time with my family, skiing, golfing, boating, hiking and working out.

    About Edelman Financial Engines, LLC

    Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.


    Top Financial Advisor Firms in Simsbury, Connecticut (Ranked by AUM)

    Firm Name AUM No. of Clients Fee Structure
    Landmark Equity Advisors Llc
    Attn: Antoinette Lazarus , 10 Mill Pond Lane,
    Simsbury, CT 06070-2429
    $18,944,524,489 45 A percentage of AUM
    Hourly charges
    Performance Based
    Landmark Realty Advisors Llc
    Attn: Antoinette Lazarus , 10 Mill Pond Lane,
    Simsbury, CT 06070-2429
    $6,906,155,181 18 A percentage of AUM
    Performance Based
    Landmark Partners Llc
    Attn: Antoinette Lazarus , 10 Mill Pond Lane,
    Simsbury, CT 06070-2429
    $0 0 Other (ADVISER DOES NOT CURRENTLY HAVE ANY CLIENTS OF ITS OWN .)
    Hart Realty Advisers, Llc
    92 Hopmeadow Street,
    Simsbury, CT 06089-9699
    $0 0 A percentage of AUM
    Performance Based
    Other (PERCENTAGE OF OPERATIONS; PERCENTAGE OF ACQUISITIONS)

      List of Additional Advisors in Simsbury, Connecticut*

      * Additional advisors listing is provided in partnership with Yext

      Financial Advisor Office Location Phone Number
      Thomas LaPointe
      Inquire with Thomas
      963 Hopmeadow St, Simsbury, CT  06070 860-651-5969
      Kevin M Prell
      Inquire with Kevin
      963 Hopmeadow St, Simsbury, CT  06070 860-651-5969
      Leigh King
      Inquire with Leigh
      963 Hopmeadow St, Simsbury, CT  06070 860-651-5969
      Linda Tarbox
      Inquire with Linda
      963 Hopmeadow St, Simsbury, CT  06070 860-651-5969
      Edward Jones
      Inquire with Edward
      714 Hopmeadow St, Suite 7, Simsbury, CT  06070 860-651-0849
      Edward Jones
      Inquire with Edward
      885 Hopmeadow Street, Simsbury, CT  06070 860-651-1750
      Edward Jones
      Inquire with Edward
      714 Hopmeadow St, Suite 7, Simsbury, CT  06070 860-651-0849
      Ashleigh Case Briggs
      Inquire with Ashleigh
      714 Hopmeadow Street, Simsbury, CT  06070 860-658-3027
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        Frequently Asked Questions

        Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

        Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.

        A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.

        While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.

        Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

        A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.

        A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?