Sam Chang CFA®
Capitol Region Group

Tel: (860) 474-3600
828 Sullivan Avenue
South Windsor, CT 06074

Be Wise With Money

Capitol Region Group | Financial Advisor in South Windsor ,CT

About Capitol Region Group

The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service.

We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service.

We also have two offices in the Greater Hartford area: South Windsor and West Hartford.


General Information

Firm Start Year:   2012
No.of Employees:   2-4
States Licensed in:   CT, MA, ME, NC, and NY.
Work Experience:   16 years of Wall Street experience
I work with the following types of clients:   Individual Investors , Businesses


Services

Investment Types:   Bonds , Exchange Traded Funds (ETFs) , Mutual Funds , Insurance , Annuities , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office , Video Conference , Via phone


Qualifications & Memberships

Insurance and Annuity Licenses:   Life , Variable Annuity , Disability , Annuity , Health , Long Term Care , Variable Life


Firm Information

Advisor's Number of Clients:   300


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   100000
Compensation Methods:   Based on Assets , Commissions , Flat Fee
Fee % Based on Assets:   1-2
Hourly Rate:   300


Education

BA - Economics  Trinity College - Hartford, CT
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Faqs

  • Do you have a customer satisfaction or refund policy? If customers are not satisified, we will immmediately return their assets.
  • What are your qualifications? What is your education background? See bio.
  • What is your approach to financial planning? We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families.
  • What services do you offer? Financial planning, investments, and insurance services.
  • How many clients do you currently manage? Over 300
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Sam Chang CFA®

Sam Chang CFA®

CFA


Worked on Wall Street for the first 16 years of his career - on a team that managed several mutual funds. Has a Chartered Financial Analyst (CFA) designation which is widely regarded as the most difficult designation to attain for investment professionals, especially in the areas of research and portfolio management.

Married with three children. Board of Directors of the Manchester Area Council of Churches. Lived in Hawaii for 4 years. Supports St. Francis Hospital, Children International and Camp Calumet. BA in Economics from Trinity College, Hartford, CT.

I am licensed to do business in CT, MA, ME, NC, and NY.

My Services


Financial Advice & Consulting

We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families.

My Team


David McCary MBA

David McCary MBA


Worked as a business loan officer for the first 11 years of his career lending to middle market, privately owned companies and their owners with a New York City bank (merged with JP Morgan) and Aetna Realty in Hartford, CT. Co-founded, grew and ran for 15 years, a private commercial mortgage rating agency for institutional investor clients, analyzing over $100 billion in mortgage loans on their behalf. Now specializes in financial planning for business owners and professionals. Married with thre ...more

Jacob Kinney FIC

Jacob Kinney FIC


Working with Thrivent since 2013. Specializes in insurance. Series 7 and 66. Life and Health Insurance Licenses. Enjoys sports, playing golf and travelling, including visiting Marthas Vineyard. BA in Business Management from Central Connecticut State University. I am licensed to do business in CT, MA, ME, and NC.

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM