The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service.
We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service.
We also have two offices in the Greater Hartford area: South Windsor and West Hartford.
|Firm Start Year:||2012|
|States Licensed in:||CT, MA, ME, NC, and NY.|
|Work Experience:||16 years of Wall Street experience|
|I work with the following types of clients:||Individual Investors, Businesses|
|Investment Types:||Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Annuities, Insurance, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At my office, Video Conference, Via phone|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Variable Annuity, Life, Health, Annuity, Disability, Long Term Care, Variable Life|
|Advisor's Number of Clients:||300|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||100000|
|Compensation Methods:||Commissions, Flat Fee, Based on Assets|
|Fee % Based on Assets:||1-2|
|BA - Economics||
Trinity College - Hartford, CT
Worked on Wall Street for the first 16 years of his career - on a team that managed several mutual funds. Has a Chartered Financial Analyst (CFA) designation which is widely regarded as the most difficult designation to attain for investment professionals, especially in the areas of research and portfolio management.
Married with three children. Board of Directors of the Manchester Area Council of Churches. Lived in Hawaii for 4 years. Supports St. Francis Hospital, Children International and Camp Calumet. BA in Economics from Trinity College, Hartford, CT.
I am licensed to do business in CT, MA, ME, NC, and NY.
Financial Advice & Consulting
We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families.
|Mon.||9:00 AM - 5:00 PM|
|Tue.||9:00 AM - 5:00 PM|
|Wed.||9:00 AM - 5:00 PM|
|Thu.||9:00 AM - 5:00 PM|
|Fri.||9:00 AM - 5:00 PM|