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Find Top Financial Advisors in Wolcott, Connecticut

Advisor Match

WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in Wolcott, Connecticut. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.

Qualifications of Financial Advisors in Wolcott

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

Qualified Financial Advisors in Wolcott, Connecticut
Financial Advisor Office Location Phone Number
Rob Hoynes
ChFC®
Hoynes Financial Group, LLC
1157 Highland Ave,
Cheshire, CT 06410
203-271-0222
Ed Callahan
CFP®
Edelman Financial Engines, LLC
74 Batterson Park Road,
Farmington, CT 06032
860-269-4269
Robert Tubridy
CFP®, ChFC®, MBA
CT Financial Partners
447 Naubuc Ave,
Glastonbury, CT 06033
860-430-9064
Ryan Joelson
APMA®, CFA®, CMFC®, CFP®, CRPC®, CPA
Coastal Wealth Management
56 Williams Avenue,
Mystic, CT 06355
860-245-0251
Matthew P. McKee
CFA®, MBA
Target Rock Wealth Management LLC
411 Theodore Fremd Ave,
Rye, NY 10580
914-580-4530
Nick Friedman
CFP®
Edelman Financial Engines, LLC
10 Bank Street,
White Plains, NY 10606
914-618-3002
Jim Shagawat
CFP®, ChFC®
AdvicePeriod
140 East Ridgewood Ave,
Paramus, NJ 07652
201-509-4323

Information on Qualified Financial Advisors in Wolcott

Qualifications CRD# 4172783
FirmCRD# 4172783
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee


Office Location 1157 Highland Ave,
Suite 105,
Cheshire,
CT
06410
Phone Number 203-271-0222

I have been in the industry assisting clients in meeting their objectives since 2001. I am a West Point graduate & hold a Masters of Science in Business Administration from Boston University. While on active duty for five years I was airborne qualified, served in Germany & Fort Sill, OK as a field artillery officer while holding various leadership roles leading troops with a combat mission. After leaving the Army as a captain I worked with Poland Springs for 12 years in various leadership positions in multiple states. I have lived in Cheshire, CT for 20 years with my wife Trish & four terrific children as I was fortunate enough to have been involved in coaching their sports in youth & high school. I have been involved in Cheshire Youth & High School lacrosse for years as well as at the state level.

About Hoynes Financial Group, LLC

Hoynes Financial Group, LLC was founded with the goal of assisting our clients in every aspect of their financial lives. We've provided some of the most personal service available, thus earning a reputation for excellence in our industry. For each of our clients we strive to help create financial stability and security to provide financial independence.

Advisory Services Provided

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


Qualifications CRD# 5821468
FirmCRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 74 Batterson Park Road,
2nd Floor,
Farmington,
CT
06032
Phone Number 860-269-4269

As a financial planner for over a decade, I'm dedicated to helping my clients find ways that work for their life and their family to plan ahead and invest smartly in order to help them get to a retirement that is secure and satisfying. In my spare time, I most enjoy coaching my daughters' softball teams and skiing with my family.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.


Qualifications CRD# 4509256
FirmCRD# 8032
Series 7, 24, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


Office Location 447 Naubuc Ave,
Suite 109,
Glastonbury,
CT
06033
Phone Number 860-430-9064

As a CERTIFIED FINANCIAL PLANNER™ practioner, Bob provides comprehensive financial planning guidance and is committed to the highest standards of ethical conduct. He brings top credentials to his daily practice as a working partner and financial advisor with CT Financial Partners. He specializes in creating individually tailored retirement income plans by analyzing investment allocations, maximizing pension and Social Security benefits, and mitigating overall risk throughout retirement. Underscoring everything he does is a deep commitment to providing quality service and support throughout the relationship. Bob is a strong proponent of financial education, and has spoken to hundreds of groups regarding proper investment planning, retirement income planning, and college funding. Bob received his Bachelor of Science in Finance from Providence College in 1990, and his M.B.A. from Rensselaer Polytechnic Institute in 2000. In 2007, Bob received his CERTIFIED FINANCIAL PLANNER™ certification and his Chartered Financial Consultant (ChFC®) designation from the American College. He holds his series 7, 24, 51, and 66 Securities licenses. A devoted father of two, Bob enjoys traveling, athletics, and spending time with his son Jack, and daughter Abby.

About CT Financial Partners

With over 50 years of financial industry experience, CT Financial Partners was founded with a mission to provide the best possible financial advice. We pride ourselves on our ability to offer guidance on more than investments and insurance. We are comprehensive wealth consultants, focusing on everything from coordinating and managing your retirement income to estate planning. Our client-first philosophy dictates that we develop a customized plan designed to pursue your objectives. Using a team approach that grows out of strategic affiliations with legal and tax professionals, we seek to make your financial goals a reality. Our relationship with Commonwealth Financial Network®, one of the most respected independent broker/dealers in the nation, gives us invaluable back office support. Robert Tubridy is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Robert Tubridy is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Robert Tubridy is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Robert Tubridy is required to act in a fiduciary capacity.

More information is available in Commonwealth’s Form CRS.


Qualifications CRD# 3251722
FirmCRD# 6161
Series 6, 7, 24, 53, 63, 65, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee


Office Location 56 Williams Avenue,
Mystic,
CT
06355
Phone Number 860-245-0251

As an experienced executive, Chief Operating Officer Mr. Joelson's primary responsibilities include oversight and effective operation of the firm and its staff, budgeting and growth planning, due diligence, client relations and service inquiries, ongoing analysis of market trends and the corresponding effect on investment assets with participation on the investment committee and finally general supervision of the firms processes and procedures. Mr. Joelson is a Yale University graduate who has obtained his CPA and is a CFA Charterholder. Ryan is a Senior Executive with over 22 years of asset management experience ranging from operational management and process improvement, financial advisory services, tax consultation, portfolio management, and product development. Ryan's expertise has been widely utilized throughout the financial industry over the years and can be found in publicly available investment products offered by household names such as Invesco and Nuveen.

About Coastal Wealth Management

Your financial goals are individual, and we can help you achieve them. We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else. The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life. With the right financial advice, life can be brilliant. We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 4663295
FirmCRD# 312279

Compensation/Fee Fee Only, Based on Assets, Flat Fee, Hourly


Office Location 411 Theodore Fremd Ave,
Suite 206S,
Rye,
NY
10580
Phone Number 914-580-4530

As the founder and Chief Investment Officer of Target Rock Wealth Management, Matthew McKee is a dedicated financial professional whose mission is to provide quality advice, support and experience-driven insight that exceeds client expectations. Mr. McKee has an extensive background in financial services including equity research, asset management, alternative investments, and financial planning, and has cultivated the skills required to successfully guide high net worth clients and small businesses on a path to fulfilling their financial goals. Over the last two decades, Mr. McKee has gained professional accomplishments that have positioned him to become a leading financial resource for his clients. Prior to founding Target Rock Wealth Management, he was a Financial Advisor at Samalin Investment Counsel. Earlier in his career, Mr. McKee worked as a Regional Consultant at Gabelli Funds and an Associate Analyst at Morgan Keegan. In addition, he taught as an Adjunct Professor of Economics at SUNY Suffolk and has been quoted in various financial publications. Mr. McKee earned a BA in Economics from Hamilton College, an MBA with a concentration in Finance from Vanderbilt University, and is a CFA® Charterholder. The name Target Rock pays homage to the street Mr. McKee lived on as a young child, Target Rock Drive, which is named after the Target Rock in Lloyd Harbor, NY. Mr. McKee also believes it symbolizes the planning and stability he strives to achieve with all of his clients.

About Target Rock Wealth Management LLC

Target Rock Wealth Management LLC is a Registered Investment Advisor specializing in helping affluent and high net worth clients manage their wealth. As an independent, fee-only firm, you can be comfortable knowing that our advice is always objective and always in your best interest. Whether you are accumulating, preserving, or distributing your wealth, we can help you reach your goals through comprehensive financial planning that is seamlessly integrated with personalized portfolio management.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts


Qualifications CRD# 5465081
FirmCRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 10 Bank Street,
White Plains,
NY
10606
Phone Number 914-618-3002

Helping my clients plan their financial future and look forward to the retirement they deserve is what makes my work as a financial planner so rewarding. Outside of work, I'm usually doing one of three things: enjoying the outdoors with my family and dogs, serving as head coach of the Briarcliff High School Boys Varsity Basketball team, or agonizing over/rooting for the Jets, Mets and Knicks.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.


Qualifications CRD# 5045150
FirmCRD# 169828
Series 65

Compensation/Fee Fee Only, Based on Assets, Flat Fee


Office Location 140 East Ridgewood Ave,
Suite #415 South Tower,
Paramus,
NJ
07652
Phone Number 201-509-4323

Jim Shagawat CFP®, ChFC®, is a Partner Advisor with AdvicePeriod and based in Bergen County, New Jersey. For almost 20 years, Jim has continually offered his clients the highest level of service with innovative, tailored financial solutions including tax-efficient strategies and estate planning. In his field, Jim is known for his modern approach to wealth management and flexibility to his customers needs. His vast and diverse pool of clients includes a lead movie actress, educators, entrepreneurs, and corporate executives. Formerly the founder of Windfall Wealth", Jim joined AdvicePeriod due to its close alignment with his own philosophy of approaching wealth management with intelligence, and thoughtful decision making that is both active and proactive while always keeping the clients best interests in mind. Jim holds an MBA and offers extensive knowledge and experience in financial planning, investing, and estate planning. Over the years, he has gained valuable skills in understanding the visions of different customers easily, as well as developing a road map catered towards attaining the client's personal financial goals. Jim attends to his clients with the utmost professionalism and offers his services with staunch trustworthiness, and uncompromising integrity. These attributes have earned him the trust of his clients and professional recognition with the prestigious Five Star Wealth Manager Award. Jim has also been recognized as Bergen County, NJ Top Financial Advisor. Jim has made appearances on PBS and has been quoted in the Wall Street Journal and the New York Times. In his free time, Jim enjoys sound engineering, watching films, being a dad, and playing the saxophone. Bergen County, NJ Top Financial Advisor awards are based on three criteria: 1) Individual financial advisors number of years in business; 2) number of individual client relationships; and 3) advisor firms assets under management. All three criteria were given equal weighting in deciding the final order of the rankings. Recognition and awards The prestigious Five Star Wealth Manager Award. Recognized as Bergen County, NJ Top Financial Advisor. Appearances on PBS and has been quoted in the Wall Street Journal and the New York Times. Bergen County, NJ Top Financial Advisor awards are based on three criteria: 1) Individual financial advisors number of years in business; 2) number of individual client relationships; and 3) advisor firms assets under management. All three criteria were given equal weighting in deciding the final order of the rankings.

About AdvicePeriod

We deliver actionable advice with tangible outcomes. At AdvicePeriod we value simplicity and accountability. And, as planners first, you can expect clear insight that enables you to keep more of your wealth, so you can provide for you, your family, and for future generations. We want you to meet your financial objectives. Our firm is grounded in robust planning. Its what allows us to deliver advice that makes a difference now and in the long run. We want you to sleep well at night. No more worrying. Our data-driven experts make sure you keep more of what youve earned, and we offer total access and transparency whenever you want it. We want you to be happy you found us. To ensure youre happy were part of your life, well keep you in the know with unparalleled service. We cant control the markets, but we can control the experience.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts


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Frequently Asked Questions

Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.

A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.

While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.

Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.

A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?