wiseradvisor


Richard K. McLaughlin, CFP®, CERTIFIED FINANCIAL PLANNER" Certificant
First State Advisors

Tel: 302-234-7700
724 Yorklyn Road
Stone Mill Ste 348
Hockessin, DE 19707
First State Advisors | Financial Advisor in Hockessin ,DE

Holistic Financial Advice


General Information

Name of Broker/Dealer:   Cambridge Investment Research Advisors
Name of Custodial Firm:   AssetMark Trust Company
States Licensed in:   DE,PA, MD, MI, WA
Number of Years with Current Firm:   11

Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity, Life, Long Term Care
Financial Organization Memberships:   Certified Financial Planner Board of Standards

Firm Information

Firm's Number of Clients:   952,000
Assets Managed by Firm:   $97B
Assets Managed by Advisor:   $25MM

Compensation and Fees

Fee Structure:   Fee-Based
Compensation Methods:   Based on Assets, Flat Fee
Additional Details on Charges:   Only pay for advice provided on accepted recommendations.

Education

CERTIFIED FINANCIAL PLANNER, Professional  College for Financial Planning / U of DE - Denver, CO
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Faqs

Do you have a customer satisfaction or refund policy?

Client experience is our number One priority. If you are not delighted, we're not doing our job.

What services do you provide? What are your specialties?

Comprehensive holistic Financial Planning, Evolved Investment advice, Retirement Income management, Tax management, Estate distribution plan.

What is your experience? How many clients do you currently manage?

30+ years experience advising executives, families, and charitable organizations on prudent investment management and successful goal achievement.

What financial institution(s) do you represent?

IAR Cambridge Investment Research Advisors, Inc., an SEC Registered Investment Advisor. Securities Cambridge Investment Research, Inc., member FINRA/SIPC.

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Disclaimer

Investment Advisor Representative Cambridge Investment Research Advisors, a SEC Registered Investment Advisor. Registered Representative Cambridge Investment Research, Inc. member FINRA/SIPC. First State Advisors and Cambridge are not affiliated.

Compliance

Registered Representative:

Yes


Investment Advisor Representative:

Yes


Acknowledged fiduciary:

Yes


Compliance Disclosures in Last 5 years:

Have a clean record


Criminal Disclosures in Last 5 years:

Have a clean record


Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Sat. 9:00 AM - 12:00 PM
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