wiseradvisor

Richard K. McLaughlin, CFP
First State Advisors

Tel: (302) 234-7700
724 Yorklyn Road
Stone Mill Ste 348
Hockessin, DE 19707

Holistic Financial Advice

First State Advisors | Financial Advisor in Hockessin ,DE

About First State Advisors


General Information

Name of Broker/Dealer:   Cambridge Investment Research Advisors
Name of Custodial Firm:   AssetMark Trust Company
States Licensed in:   DE,PA, MD, MI, WA
Number of Years with Current Firm:   11


Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity, Life, Long Term Care
Financial Organization Memberships:   Certified Financial Planner Board of Standards


Firm Information

Firm's Number of Clients:   952,000
Assets Managed by Firm:   $97B
Assets Managed by Advisor:   $25MM


Compliance

Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Compensation Methods:   Based on Assets, Flat Fee
Additional Details on Charges:   Only pay for advice provided on accepted recommendations.


Education

CERTIFIED FINANCIAL PLANNER, Professional  College for Financial Planning / U of DE - Denver, CO
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Faqs

  • Do you have a customer satisfaction or refund policy? Client experience is our number One priority. If you are not delighted, we're not doing our job.
  • What services do you provide? What are your specialties? Comprehensive holistic Financial Planning, Evolved Investment advice, Retirement Income management, Tax management, Estate distribution plan.
  • What is your experience? How many clients do you currently manage? 30+ years experience advising executives, families, and charitable organizations on prudent investment management and successful goal achievement.
  • What financial institution(s) do you represent? IAR Cambridge Investment Research Advisors, Inc., an SEC Registered Investment Advisor. Securities Cambridge Investment Research, Inc., member FINRA/SIPC.
  • How do you charge for your services? Flat fee for Financial/Retirement Planning. Percentage of assets managed under investment management agreement. Tiered-fee structure.
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Disclaimer

Investment Advisor Representative Cambridge Investment Research Advisors, a SEC Registered Investment Advisor. Registered Representative Cambridge Investment Research, Inc. member FINRA/SIPC. First State Advisors and Cambridge are not affiliated.

Richard K. McLaughlin, CFP

Richard K. McLaughlin, CFP

CERTIFIED FINANCIAL PLANNER™ Certificant, CLTC

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Sat. 9:00 AM - 12:00 PM