Guardian Investments is an independent firm offering advice, a wide range of products,
and services for every aspect of your financial life.
Before making a recommendation, we learn about you and your goals and dreams. We come along side and partner with you to make those goals and dreams a reality. We believe that pairing a thorough financial plan with a portfolio of high-quality investments suited to your particular investment objective and risk tolerance give you the best chance for success.
At Guardian we're here to help you pursue those goals and guide you through the complexities of planning things, such as your retirement. Using our client-centered approach, we seek to help you design a framework for your savings that will evolve with you over the years.
We specialize in providing individual and families with a structured and customized retirement plan. Our years of expertise combined with a highly personalized level of service allow us to design unique strategies that can help you:
Define your goals Maximize your savings Manage your assets Track and monitor your plan
At Guardian, this is our specialty. Let us focus on your financial plan so you can spend your time doing what you enjoy, both now and in the future.
|Firm Start Year:||2018|
|Name of Broker/Dealer:||Commonwealth Financial Network|
|Name of Custodial Firm:||National Financial Services|
|States Licensed in:||DE|
|Number of Years with Current Firm:||1|
|I work with the following types of clients:||Individual Investors, Non-Profit Organizations, Businesses|
|Investment Types:||Mutual Funds, Stocks, Bonds, Exchange Traded Funds (ETFs), Annuities, Insurance|
|I can meet clients in the following ways:||At my office, At your home|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Health, Life, Long Term Care, Variable Life, Variable Annuity|
|Firm's Number of Clients:||160|
|Investment Advisor Representative:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||Fee-Based (Fee and Commissions)|
|Minimum Portfolio Size for New Managed Accounts:||$50,000|
|Compensation Methods:||Based on Assets|
|Organization:||Delmarva Christian Schools Georgetown, DE|
|Bachelor of Science - Business and Marketing||
Chris is the president and financial advisor of Guardian Investments. He has also been named a *Five Star Wealth Manager in Delaware from 2013-2018. A graduate of Messiah College in Grantham, Pennsylvania, Chris has over 13 years of experience in his field having previously worked for one of the largest financial advisory firms in the state.
We manage discretionary model portfolios on behalf of our clients. Models are chosen based on the clients goals, objectives, and risk tolerance.
Our clients receive a comprehensive retirement plan that is evaluated and updated on a semi-annual basis.
We accept 401K rollovers if it makes sense for the client to do so.
|Mon.||8:30 AM - 4:30 PM|
|Tue.||8:30 AM - 4:30 PM|
|Wed.||8:30 AM - 4:30 PM|
|Thu.||8:30 AM - 4:30 PM|
|Fri.||8:30 AM - 4:30 PM|
|Ocean City||Ocean View|
The Five Star Wealth Manager Award is based on 10 objective eligibility and evaluation criteria, including a minimum of 5 years as an active credentialed financial professional, favorable regulatory and complaint history, accepts new clients, client retention rates, client assets administered, education, and professional designations. 1609 Delaware area wealth managers were considered for the award; 66 (4 percent of candidates) were named 2018 Five Star Wealth Managers. (The criteria provided reflects the most recent year for which advisor received the award. The criteria used, the number of wealth managers considered for the award, and the percentage of those who receive the award, may vary from year to year). These awards are not indicative of the wealth managers' future performance. Your experiences may vary. For more information, please visit www.fivestarprofessional. com more