wiseradvisor

Chris Theis
Guardian Investments

Tel: (877) 712-8087
28371 Dupont Boulevard
Unit 3
Millsboro, DE 19966

Virtus et Scientia

Guardian Investments | Financial Advisor in Millsboro ,DE

About Guardian Investments

Guardian Investments is an independent firm offering advice, a wide range of products, and services for every aspect of your financial life.

Before making a recommendation, we learn about you and your goals and dreams. We come along side and partner with you to make those goals and dreams a reality. We believe that pairing a thorough financial plan with a portfolio of high-quality investments suited to your particular investment objective and risk tolerance give you the best chance for success.

At Guardian we're here to help you pursue those goals and guide you through the complexities of planning things, such as your retirement. Using our client-centered approach, we seek to help you design a framework for your savings that will evolve with you over the years.

We specialize in providing individual and families with a structured and customized retirement plan. Our years of expertise combined with a highly personalized level of service allow us to design unique strategies that can help you:

Define your goals Maximize your savings Manage your assets Track and monitor your plan

At Guardian, this is our specialty. Let us focus on your financial plan so you can spend your time doing what you enjoy, both now and in the future.


General Information

Firm Start Year:   2018
No.of Employees:   2-4
Name of Broker/Dealer:   Commonwealth Financial Network
Name of Custodial Firm:   National Financial Services
States Licensed in:   DE
Number of Years with Current Firm:   1
I work with the following types of clients:   Individual Investors, Non-Profit Organizations, Businesses


Services

Investment Types:   Mutual Funds, Stocks, Bonds, Exchange Traded Funds (ETFs), Annuities, Insurance
I can meet clients in the following ways:   At my office, At your home


Qualifications & Memberships

Insurance and Annuity Licenses:   Health, Life, Long Term Care, Variable Life, Variable Annuity


Firm Information

Firm's Number of Clients:   160


Compliance

Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Based on Assets


Board Positions

Organization:  Delmarva Christian Schools  Georgetown, DE
Position :  Secretary

Education

Bachelor of Science - Business and Marketing  Messiah College
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Disclaimer

This communication is strictly intended for individuals residing in the states of AL, AZ, CO, DE, FL, GA, IN, KS, MD, MI, NC, NH, NJ, OH, PA, SC, TN, TX. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. Review our Terms of Use: https://www.commonwealth.com/termsofuse.html

Chris Theis

Chris Theis

Certified Kingdom Advisor

Chris is the president and financial advisor of Guardian Investments. He has also been named a *Five Star Wealth Manager in Delaware from 2013-2018. A graduate of Messiah College in Grantham, Pennsylvania, Chris has over 13 years of experience in his field having previously worked for one of the largest financial advisory firms in the state.

My Services

Portfolio Management

We manage discretionary model portfolios on behalf of our clients. Models are chosen based on the clients goals, objectives, and risk tolerance.


Retirement Planning

Our clients receive a comprehensive retirement plan that is evaluated and updated on a semi-annual basis.


401K Rollovers

We accept 401K rollovers if it makes sense for the client to do so.


Office Hours

wiseradvisor-balck-li-img Mon. 8:30 AM - 4:30 PM
wiseradvisor-balck-li-img Tue. 8:30 AM - 4:30 PM
wiseradvisor-balck-li-img Wed. 8:30 AM - 4:30 PM
wiseradvisor-balck-li-img Thu. 8:30 AM - 4:30 PM
wiseradvisor-balck-li-img Fri. 8:30 AM - 4:30 PM

Communities Served

Bethany Beach Bridgeville
Dagsboro Delmar
Georgetown Greenwood
Lewes Milton
Ocean City Ocean View
Rehoboth Beach Salisbury
Seaford Selbyville

Awards & Recognitions

5 Star Wealth Manager
(2018)

The Five Star Wealth Manager Award is based on 10 objective eligibility and evaluation criteria, including a minimum of 5 years as an active credentialed financial professional, favorable regulatory and complaint history, accepts new clients, client retention rates, client assets administered, education, and professional designations. 1609 Delaware area wealth managers were considered for the award; 66 (4 percent of candidates) were named 2018 Five Star Wealth Managers. (The criteria provided reflects the most recent year for which advisor received the award. The criteria used, the number of wealth managers considered for the award, and the percentage of those who receive the award, may vary from year to year). These awards are not indicative of the wealth managers' future performance. Your experiences may vary. For more information, please visit www.fivestarprofessional. com… more

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