wiseradvisor

Robert Cox, MBA, Ph.D., ChFC, RICP, AEP
Cox Financial Group

Tel: (727) 420-6358
17757 US Highway 19 N., Ste 100
Suite 100
Clearwater, FL 33764

Wealth Management Advisor


About Cox Financial Group

My firm helps families and businesses protect their assets, their income and their lifestyle...using financial, insurance, and investment strategies and solutions. My mission is to build long- term relationships based upon honesty, trust, and mutual respect, while helping clients achieve their financial goals.


General Information

Firm Start Year:   1999
No.of Employees:   2-4
Insurance License#:   D006750
Name of Broker/Dealer:   Northwestern Mutual Investment Services, LLC
States Licensed in:   FL, TX, GA, NC, NY, NJ, PA, IL, VA, NV, CA
Number of Years with Current Firm:   20
I work with the following types of clients:   Individual Investors, Businesses, Non-Profit Organizations


Services

Investment Types:   Diversified Portfolios, Stocks, Annuities, Exchange Traded Funds (ETFs), Insurance, Mutual Funds, Bonds
I can meet clients in the following ways:   At your home, At your office, Via phone, Via email, At my office


Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity, Variable Life, Variable Annuity, Long Term Care, Life, Disability, Health
Financial Organization Memberships:   National Association of Estate Planners & Councils, Society of Financial Services Professionals, National Association of Estate Planners & Councils (NAEPC), Financial Planning Association (FPA), Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA)


Firm Information

Firm's Number of Clients:   500+
Firm's Number of Planning Clients:   225
Firm's Number of Managed Clients:   200
Assets Managed by Firm:   $85,000,000
Advisor's Number of Clients:   250+
Advisor's Number of Managed Clients:   175
Advisor's Number of Planning Clients:   135
Assets Managed by Advisor:   $135,000,000


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Based on Assets, Commissions, Flat Fee
Fee % Based on Assets:   1.0%


Education

Masters in Business Administration - Business  Strayer University - Fairfax, VA
1992-1994

Bachelors in Business Administration - MIS and Finance  Old Dominion University - Norfolk, VA
1985-1988



Faqs

  • What are your qualifications? What is your education background? ChFC, (Chartered Financial Consultant) WMA, (Wealth Management Advisor) AEP, (Accredited Estate Planner) CASL, (Certified Advisor to Senior Living) MBA Ph.D.
  • What is your approach to financial planning? A confidential discovery and fact-finding process designed to help you gain clarity about your financial goals and objectives, while determining if you have any vulnerabilities in your financial security.
  • What services do you offer? Professional Portfolio Management. Financial planning design. Estate Planning. Investment management. Life and Disability Insurance and Long Term Care Insurance. Employee Benefits.
  • How many clients do you currently manage? 250+
  • Will you be the only person working with me? Yes
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Robert Cox, MBA, Ph.D., ChFC, RICP, AEP

Robert Cox, MBA, Ph.D., ChFC, RICP, AEP

RICP, ChFC®, CLTC, AEP

My Team

Sean Jones
Sean Jones ChFC®, CFS®, RICP®, CLU®
Director of Wealth Management and Investment Services, Cox Financial Group. For investment service and questions: 727-725-7133 sean.jones@nm.com

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM

Communities Served

All

Social Networks

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