LPL Financial | Financial Advisor in Hollywood ,FL

808 Polk Street
Hollywood, FL 33019
Phone: (954) 920-6644

Long Term Financial Solutions


About

I am a CERTIFED FINANCIAL PLANNER? professional and my practice covers all aspects of financial planning with a focus on retirement. Your financial goals, needs, and priorities are the cornerstones of my practice. My job is to provide you with one on one service, communication, and bring together my knowledge and experience to support your financial objectives. My success is measured by your comfort level in knowing these objectives are being addressed.I have been in the financial services industry for over thirty years and have built my practice on:client service, integrity, and long term investment guidance. I specialize in the following: Financial Planning - Retirement/Estate/Education Retirement Plans - IRA's/Roth/Sep's/401k Rollovers Tax Sheltering - Tax Free Income / Charitable Remainder Trusts / 412i Plans / Cost Effective Investments - Money Managers / Wrap Accounts / Annuities

30 Years of Experience



General Information
Firm Start Year:   1994
No.of Employees:   2-4
Insurance License#:   A209870
Name of Broker/Dealer:   LPL Financial
Name of Custodial Firm:   LPL Financial
States Licensed in:   FL,DE,NY,MA,TX,CO,CA,NM
Number of Years with Current Firm:   5
Work Experience:   Fourteen years as an independent Registered Investment Advisor / Branch Manager
Raymond James Financial
Bank of America
Merrill Lynch
Citibank
I work with the following types of clients:   Retirees , Individual Investors


Services
Investment Types:   Annuities , Mutual Funds , Bonds , Stocks , Insurance , Exchange Traded Funds (ETFs) , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At your home , Via phone , At my office , At your office , Via email


Qualifications & Memberships
Insurance and Annuity Licenses:   Long Term Care , Accident , Health , Life , Variable Annuity
Firm Information
Firm's Number of Clients:   270
Firm's Number of Planning Clients:   200
Firm's Number of Managed Clients:   20
Assets Managed by Firm:   $25,000,000
Advisor's Number of Clients:   62
Advisor's Number of Managed Clients:   12
Advisor's Number of Planning Clients:   50
Assets Managed by Advisor:   $18,000,000


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Commissions , Flat Fee , Based on Assets



FAQs

  • Do you have a customer satisfaction or refund policy? No
  • What are your qualifications? What is your education background? BA - U. of Delaware Masters Stonier/ABA
  • What is your approach to financial planning? Understanding the clients needs and objectives
  • What services do you offer? Financial Planning
  • How many clients do you currently manage? 62
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DISCLAIMER

The LPL Financial register representive assocated with this site may only discuss and/or transact securities business with residents of the following states : Florida . Securities and Financial Planning offered through LPL Financial Member FINRA/SIPC

Paul Porter,CFP

Paul Porter,CFP

None, CERTIFIED FINANCIAL PLANNER™ Certificant

Biography


CERTFIED FINANCIAL PLANNERTM

Over thirty years experience in the financial services industry.

14 years in present position as an independent Registered Investment Advisor Representative and Registered Principal. Registrations are held through LPL Financial.

Education :

B.A. ?? University of Delaware

Stonier Graduate school of Banking

Boston University -Financial Planning ?? CFP®

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My Services


Financial Advice & Consulting

To offer financial advice an advisor should have intrinsic knowledge of a client?s assets, liabilities, sources of income, and expenses. After indepth discussions about the client?s financial goals, investment time horizion, and investment risk tolerance the advisor and the client should be able to put together a plan of action. Any financial plan is going to change over time as the needs and objectives of the client change as do the the financial markets. The key is constant communication and updating relevant information to keep a financial plan current and on track is to meet the financial goals.


Financial Planning for Individuals

The first objective is to establish and identify a client?s financial goals. This process would also identify the client?s time horizon and risk tolerance. My role as an advisor would be to clearly understand these objectives and match the best available financial products to meet these goals. My goal is to put the client?s interests first and to advise from an unbiased point of view. My job is to educate the client of the available options to help them make the right choices in reaching their financial goals. This is an ongoing process as over time a client?s financial goals may change just as the financial markets change


Portfolio Management

Proper portfolio management is based on the client?s financial goals and objectives. Asset allocation is a key concept and determined by the financial planning process. The portfolio is comprised of investment assets determined by asset allocation, usually broken down as cash, fixed income, and equities. Think of investment assets as employees and they have a job to do. For example if the asset allocation determines to have 30% of assets in fixed income and job performance is determined by yield, if the asset does not generate the required yield, you fire them and get new fixed income employees. This could be said for all asset categories. Constant review and monitoring of the portfolio is essential in determining if the portfolio is meeting the financial objectives of the client. If it works, stay with it, if not fire the investment employee and hire new ones.


Communities Served

Boca Raton Miami
Pompano Beach Miami Beach
Fort Lauderdale Hollywood
All of Florid

Office Hours

Sun. 9:00 AM - 5:00 PM
Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM
Sat. 9:00 AM - 5:00 PM

Compensation Arrangements

Check