LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their client's wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best to help their clients attain their financial goals and fulfill their dreams.
With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:
Comprehensive clearing and compliance services
Practice management programs and training
LPL Financial understands that providing Americans with unbiased investment advice is critical to their financial security. Because the firm has no proprietary products to sell, LPL Financial advisors can provide truly objective, conflict-free advice and investment recommendations.
Thousands of financial advisors nationwide rely on LPL Financial to help meet their client's financial needs. They do so by using the firm's tools and resources that help them discover their client's priorities, dreams, and passions; analyze and develop financial plans that support every stage of their client's lives; and make product recommendations that put clients on the path to pursuing their goals.
*As reported in Financial Planning Magazine, June 1996-2016, based on total revenue.
|Name of Broker/Dealer:
|States Licensed in:
|Number of Years with Current Firm:
|Qualifications & Memberships
|Insurance and Annuity Licenses:
, Variable Life
, Long Term Care
, Variable Annuity
Do you have a customer satisfaction or refund policy?
We charge 3 months in advance for our services. If at any time, you are dissatisfied with the service that we provide we will rebate you any fees where services weren’t rendered. (Example: we charged you 3 months in advance and you moved your assets after 2 months, in that case you would be rebated for the last month)
What are your qualifications? What is your education background?
I have worked in the financial services industry since 1996 and have earned several designations including the Chartered Retirement Planning Counselor-(CRPC) Designation from The College of Financial Planning.
What services do you offer?
We are a full-service firm that offers financial planning and fee only money management.
Will you be the only person working with me?
I have a business partner that you will meet that would take over my relationships if something were to happen to me.
If you are going to manage my account, will you obtain my permission every time you buy or sell something?
We are required to discuss with you any changes that we make within your portfolio, we do not manage your assets on a discretionary basis.
LPL Financial, member FINRA/SIPC The LPL Financial Representatives associated with this site may only discuss and/or transact securities business with residents of Florida.