Come in looking for a Financial Planner and Walk out with your very own C.F.O. There are a few things our leadership team knows to be true. First, a good relationship is a powerful thing. Fact is, people test people every day to see if their word has meaning. We invite you to give us a shot. For three decades we have built our firm around reliability and trust. And a hands-on style of customer service. From minimizing estate and income taxes, investment allocation and diversification, to asset protection and planning for persons with disabilities, we're responsive, experienced and thorough. Like your own C.F.O. should be.
General Information |
| Firm Start Year: | 1983 | |
| No.of Employees: | 10-19 | |
| Insurance License#: | A011794 |
| Name of Broker/Dealer: | Pro-Equities |
| States Licensed in: | Florida, Michigan, Wisconsin, Virginia, 62 |
| Number of Years with Current Firm: | 1 |
| I work with the following types of clients: | Non-Profit Organizations, Individual Investors, Businesses |
Services |
| Investment Types: | Stocks, Mutual Funds, Bonds, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI) |
| I can meet clients in the following ways: | At your office, Via Phone, At my office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Life, Variable Annuity, Variable Life |
Firm Information |
| Assets Managed by Firm: | 530 million |
Compliance |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $50000 |
| Compensation Methods: | Based on Assets, Hourly |
| Certified Financial Planner - CFP |
College of Financial Planning - Denver Co
- 1990 |
Investment Advisor Representative, Investment Advisors, a Division of Pro-Equities, Inc. A Registered Investment Advisor, and A Registered Broker-Dealer, Member FINRA & SPIC Security Financial Management is independent of Pro-Equities, Inc.
Al Baker, CFP® began his financial career in 1983 with Lincoln Financial Group. He also spent 18 years with SWS Financial Services as an advisor before moving to Security Financial Management as an advisor. Al Baker is considered a true expert in retirement planning and portfolio management by many of his piers. If your looking for someone who truly wants to understand
your financial situation and help you achieve your goals, then you came to the right place.
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Mon. | 8:00 AM - 5:00 PM |
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Tue. | 8:00 AM - 5:00 PM |
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Wed. | 8:00 AM - 5:00 PM |
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Thu. | 8:00 AM - 5:00 PM |
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Fri. | 8:00 AM - 5:00 PM |
| Altamonte Springs | Casselberry |
| Longwood | Maitland |
| Orlando | Oviedo |
| Winter Garden | Winter Park |