Steve Hood

1530 Crowne Ormond Lane #518
Ormond Beach, FL 32174

Trend Tracking Investment Management

LifePlan Advisors, Inc. | Financial Advisor in Ormond Beach ,FL

About LifePlan Advisors, Inc.

Portfolio Management services to individuals tired of
the 'Buy, Hold, Lose' approach, 'churn and burn'
commission strategies, and nameless, faceless brokers
and companies in 'Finance Land' who don't
know or care who you are unless you have
hundreds of thousands or millions to invest
with them.

My Personal Guarantee: If you are dissatisfied
and terminate our services in writing within the first
90 days of engagement we will refund all portfolio
management fees paid to us.

Note: Modest transaction fees paid to brokerage
firm for buy/sell executions are not recoverable.

31 Years of Experience



General Information
Firm Start Year:   1980
No.of Employees:   2-4
Insurance License#:   L056697
Name of Custodial Firm:   Pershing
States Licensed in:   FL, OR
Number of Years with Current Firm:   12
Work Experience:   1991 - Current Investment Management
1980 - 1990 Registered representative
I work with the following types of clients:   Individual Investors , Businesses


Services
Investment Types:   Exchange Traded Funds (ETFs) , Mutual Funds , Stocks , Annuities
I can meet clients in the following ways:   Via email , At your office , At your home , At my office , Via phone


Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Life
Firm Information
Firm's Number of Clients:   35
Firm's Number of Planning Clients:   25
Firm's Number of Managed Clients:   22
Assets Managed by Firm:   $4,500,500
Advisor's Number of Clients:   35
Advisor's Number of Managed Clients:   22
Advisor's Number of Planning Clients:   22
Assets Managed by Advisor:   $4,500,000


Compliance
Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Based on Assets
Fee % Based on Assets:   1.2%-0.60%
Additional Details on Charges:   Asset Management fees range from 0.60% to 1.20%,
determined by account values.
Minimum Fee Charged for Managed Accounts:   $150 qtr.
Minimum Fee Charged for Hourly Planning Accounts:   NA
Minimum Fee Charged for Flat Fee Accounts:   NA



FAQs

  • Do you have a customer satisfaction or refund policy? Yes, full refund of first quarters fees of our engagement charged by advisory firm, LifePlan Advisors, Inc. if requested by client for any reason, or no reason. (Transaction fees charged by brokerage firm are not refundable)
  • What are your qualifications? Advised most of my active clients concerning their retirement and 401k options. Always in sync with their long term financial needs as part of the analysis.
  • What is your approach to 401 K plan rollovers? Varies based on individual needs. The 401k plan must first be analyzed. Then recommendations made based on clients entire financial situation, personal retirement needs and goals.
  • How long does the process of rolling over a 401K plan usually take? It usually goes faster than the 'old' days. It varies depending on each employers process and requirements.
  • What financial institutions do you represent? Totally independent. I only use those brokerage and custodial firms best qualified to serve the needs of each individual client.
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DISCLOSURE


DISCLAIMER

LifePlan Advisors is licensed with all required regulatory bodies as a Registered Investment Advisor. The firm will not solicit or accept business in any state in which it is not properly registered or otherwise qualified to conduct business by virtue of a state "de minimus" exemption. Each state has it's own minimum requirements, and all Registered Investment Advisory firms and representatives are legally bound by those requirements.

Steve Hood

Steve Hood

Communities Served

All States

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM