Established in July of 2006, Wolk Financial Management is a full-service financial management firm under the direction of Evan Wolk. Evan believes that founding WFM better enabled him to provide his clients a high level of service while taking into account investment goals, time horizons, and risk tolerance.
|Firm Start Year:||2006|
|Name of Broker/Dealer:||KMS Financial|
|Name of Custodial Firm:||Pershing|
|States Licensed in:||CA, CT, FL, MA, MI, NJ, NY, PA, VA, WI|
|Number of Years with Current Firm:||14|
|I work with the following types of clients:||Individual Investors, Non-Profit Organizations, Businesses, Investment Clubs|
|Investment Types:||Mutual Funds, Options & Futures, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Insurance, Annuities|
|I can meet clients in the following ways:||Via email, Via phone, At your home, Video Conference, At your office|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Life, Annuity, Disability, Variable Annuity, Variable Life, Long Term Care|
|Firm's Number of Clients:||50|
|Firm's Number of Planning Clients:||50|
|Advisor's Number of Clients:||60|
|Advisor's Number of Planning Clients:||45|
|Assets Managed by Advisor:||$25,000,000|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Compensation Methods:||Commissions, Flat Fee, Based on Assets|
|Fee % Based on Assets:||Negotiable|
|Bachelor of Arts - International Affairs concentrating in Economics||
The George Washington University - Washington, DC
Securities and advisory services offered through KMS Financial Services, Inc. Member FINRA/SIPC and an SEC Registered Investment Advisor. Wolk Financial Management and KMS are separate and unaffiliated. Wolk Financial Management is not a registered investment advisor or broker-dealer.
Evan Wolk, Managing Director of Wolk Financial Management, Inc.has over 30 years experience in the financial services industry. Prior to founding WFM, Evan worked for Smith Barney in Boca Raton where he provided his clients a broad range of financial services including the development of investment strategies and the implementation of comprehensive financial plans. His experience includes retirement and education planning, equities, ETFs, 529s, fixed income, and insurance.
Prior to moving to South Florida in 2002, Evan was a Vice President in the Securities Lending Department of J.P. Morgan (formally Chase Manhattan/Chemical Bank) where he was responsible for the sales and trading of a $100 billion highly successful diversified securities lending program. He also spent four years with Yasuda Bank and Trust Company (U.S.A) where he served as the investment manager of the securities lending department.
While attending The George Washington University in Washington, D.C., Evan worked for the United States Department of State where he served as an Intelligence Operations Specialist responsible for preparing the daily classified morning summary of intelligence reports for the Secretary of State.
Since relocating to South Florida, Evan has become an active member of the community. He has served as the Chairman of the Parkland Chamber of Commerce where he has been an active member for over fifteen years.
|Mon.||7:00 AM - 6:00 PM|
|Tue.||7:00 AM - 6:00 PM|
|Wed.||7:00 AM - 6:00 PM|
|Thu.||7:00 AM - 6:00 PM|
|Fri.||7:00 AM - 6:00 PM|