Kays Financial Advisory Corporation (KFAC) is a fee-only wealth management firm located in
North Atlanta, Georgia, at the Cobb Galleria Center. Founded in 1985, the firm provides full-
time money management and comprehensive financial planning services to individuals and
families. We have designed our services to grow, protect, and conserve clients' wealth by
delivering a high level of personalized service and expertise. We exist to help our clients
make smart decisions about their money to achieve their financial goals.
Our firm offers:
Highly educated, credentialed and experienced advisors
A big picture approach to personal finances
A system of client review meetings
A team approach to working with clients
A transparent and fair fee structure
Tax planning advice
Integration of estate plans with your financial plan
Expertise in retirement distribution and long term care planning
Ongoing client communication through meetings, e-mails, client seminars and our weekly radio show Smart Money.
|Firm Start Year:||1985|
|Insurance License#:||GA 505632|
|Name of Custodial Firm:||Charles Schwab & Company|
|States Licensed in:||GA|
|Number of Years with Current Firm:||19|
I have been a partner and Vice President for
Kays Financial Advisory Corporation in Atlanta,
Georgia for over 16 years. |
During my career in the financial services business, I have been quoted frequently in the Atlanta Journal-Constitution on many types of personal financial planning issues as well as professional journals such as Financial Advisor and the Journal for Financial Planning. I was also a featured speaker at the 1st annual Money & More Personal Investment Seminar held at the Georgia World Congress Center in September 1998.
I also co-host a local talk radio show Smart Money on WYAY 106.7 FM Smart Money every Saturday afternoon at 1pm.
I work part-time as an accounting/finance adjunct faculty where I teach Personal Financial Planning, Securities Analysis, Options and Futures, Management of Financial Institutions, Mergers and Acquisitions and Managerial Finance.
|I work with the following types of clients:||Individual Investors|
|Investment Types:||Stocks , Mutual Funds , Commodities , Bonds , Options & Futures , Alternative Investments , Exchange Traded Funds (ETFs)|
|I can meet clients in the following ways:||At your office , Via phone , At my office , At your home , Via email|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Disability , Accident , Annuity , Health , Life , HMO , Variable Annuity , Long Term Care , Variable Life|
|Financial Organization Memberships:||Financial Planning Association (FPA) , GA Society of CPAs and the CFA Institute|
|Non-Financial Organization Memberships:||Member of Johns Creek Baptist Church Member of the Atlanta Athletic Club|
|Firm's Number of Clients:||480|
|Firm's Number of Planning Clients:||480|
|Firm's Number of Managed Clients:||480|
|Assets Managed by Firm:||520,000,000|
|Advisor's Number of Clients:||200|
|Advisor's Number of Managed Clients:||200|
|Advisor's Number of Planning Clients:||200|
|Assets Managed by Advisor:||$200,000,000|
|Registered Investment Advisor:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||I am a Fee-Only financial professional|
|Minimum Portfolio Size for New Managed Accounts:||$500,000|
|Compensation Methods:||Based on Assets , Hourly , Flat Fee|
|Fee % Based on Assets:||1% or less|
|Flat Fee Rate:||Varies|
|Additional Details on Charges:||Flat fees will vary depending on the time spent on working for the client.|
|Bachelor of Mechanical Engineering Technology||
Southern Polytechnic University
|Master of Business Adminstration - Finance||
Kennesaw State University
|Doctor of Business Administration - Candidate - Finance||
University of Florida - Gainesville, FL
* Alan is Vice President and Principal in charge of Client Relations working in the areas of Retirement Planning, Investment Planning, Insurance Panning, Tax Planning and Estate Planning.
* He is CERTIFIED FINANCIAL PLANNER Practitioner and has an earned MBA in Finance. He is currently pursuing a Doctor of Business Administration in Finance from the University of Florida and is doing research in Securities Analysis, Investments and Investor Behavior.
* He is also an adjunct faculty member teaching Personal Financial Planning, Securities Analysis, Corporate Finance, Managerial Finance, Mergers and Acquisitions, Derivatives as well as Banking and Management of Financial Institution.
|Pine Lake||Powder Springs|
|Mon.||8:30 AM - 5:00 PM|
|Tue.||8:30 AM - 5:00 PM|
|Wed.||8:30 AM - 5:00 PM|
|Thu.||8:30 AM - 5:00 PM|
|Fri.||8:30 AM - 5:00 PM|
Recognized for FIVE STAR "Best in Client Satisfaction" Wealth Managers award in Financial Planning.