Schwarz Financial Services LLC | Financial Advisor in Honolulu ,HI

9 N. Pauahi St
#317
Honolulu, HI 96817

Focus On Your Business While We Take Care Of Your Finances


About

We specialize in fee-based investment management. For one fee, we manage your investment portfolio, conduct financial planning, personal income tax planning and preparation services to assist you in meeting your financial goals.

We follow the market closely each day so you don?t have to. This enables you to focus on your business while we take care of your finances. Our company goal is to coordinate and implement all your financial service needs in order to satisfy your present and future financial goals.

Contact us for a no-obligation, free financial planning session!

7 Years of Experience



General Information
Firm Start Year:   1983
No.of Employees:   5-9
Name of Broker/Dealer:   Royal Alliance Associates
Name of Custodial Firm:   Pershing
States Licensed in:   AZ, CA, DC, DE, FL, HI, IL, MD, MN, NC, NJ, NY, PA,
RI, SD, VA, and WV
Number of Years with Current Firm:   5
Work Experience:   12/2005 - Present
Schwarz Financial Services LLC

02/2004 - 06/2005
The World Bank Group

01/2003 - 06/2003
Hawaii State Legislature

06/2002 - 12/2002
House Minority Research Office
I work with the following types of clients:   Non-Profit Organizations , Individual Investors , Businesses
Foreign Languages Serviced:   American Sign Language (ASL)


Services
Investment Types:   Mutual Funds , Bonds , Stocks , Exchange Traded Funds (ETFs)
I can meet clients in the following ways:   Via email , Via phone , At my office , At your home , At your office


Qualifications & Memberships
Financial Organization Memberships:   Financial Services Institute


Firm Information
Firm's Number of Clients:   300
Firm's Number of Managed Clients:   90
Assets Managed by Firm:   $15m
Advisor's Number of Clients:   20
Advisor's Number of Managed Clients:   10
Assets Managed by Advisor:   $1m


Compliance
Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-only financial professional
Minimum Portfolio Size for New Managed Accounts:   $50,000.00
Compensation Methods:   Based on Assets
Fee % Based on Assets:   1.0 - 2.25



FAQs

  • What services do you provide? What are your specialties? Included with our fee-based investment advisory service, at no extra charge, are financial planning, tax planning and preparation and on-going financial advisory services for all areas of your financial life. With an MBA in Entrepreneurship, I am experienced in working with small business owners to help them deal with their business and personal finances.
  • What is your experience? How many clients do you currently manage? I have been a registered investment advisor since 2005. At present, my firm manages nearly 100 clients. Personally, I work with about 20 clients, all who are on the Mainland. Locally, I am available to work with 20 new clients in 2012.
  • What financial institution(s) do you represent? We are a registered investment advisory firm affiliated with Royal Alliance Associates LLC and our custodian firm is Pershing.
  • How do you charge for your services? As a fee-based provider, our fee is based on a percentage of assets managed. The fee is negotiable based on total assets managed, starting at 2.25% for $50,000 to 1.0% for $2.5 million or more. These fees are drawn on a quarterly basis from the investment account based on the agreement between the client and our firm.
  • Do you provide a free initial consultation? Yes. Absolutely! Please contact us for a no-obligation, free financial planning session.
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DISCLAIMER

Joshua R. Beal, is a Registered Representatives of and offer securities products & services through Royal Alliance Associates, Inc. Member FINRA / SIPC , a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of AZ, CA, DC, DE, FL, IL, MD, MN, NC, NJ, NY, PA, RI, SD, VA, and WV. No offers may be made or accepted from any resident outside the specific states referenced. Joshua R. Beal, is separately registered as investment advisor representatives under Schwarz Financial Services LLC, a registered investment adviser, offering advisory services in the state of Maryland. As such these services are strictly intended for individuals residing in MD.

Joshua R. Beal, MBA

Joshua R. Beal, MBA

MBA

Communities Served

AZ CA
DC DE
FL HI
IL MD
MN NC
NJ NY
PA RI
SD VA
and WV

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM

Compensation Arrangements

Check Bank Transfer
Visa MasterCard
American Express PayPal
Purchase Order