UBS OCONNOR LLC is a Chicago, Illinois based financial advisory firm with nearly $20,520,615,594 in assets under management and provides investment advisory services for 37 clients. There are currently 67 financial advisors at the firm.
General Information |
| Firm CRD#: | 108754 | |
| SEC#: | 801-57469 | |
| Assets under Management: | $20,520,615,594 | |
| No. of Clients: | 37 | |
| No. of Advisors: | 67 | |
| Advisory Services Provided: | Portfolio Management for Pooled Investment, Portfolio Management for Business | |
| Fee Structure: | A percentage of AUM, Performance Based |
| Financial Advisory Firm | Firm CRD# | SEC# | No. of Clients | No. of Advisors | AUM |
| MORNINGSTAR INVESTMENT SERVICES LLC | 112525 | 801-60401 | 63674 | 27 | $13,352,100,000 |
| GREENROCK RESEARCH, INC. | 131825 | 801-69664 | 2675 | 7 | $1,065,508,010 |
| KEB WEALTH ADVISORS | 117935 | 801-62965 | 1707 | 16 | $842,348,798 |
| QUAD CITY INVESTMENT CENTER | 112187 | 801-60227 | 608 | 6 | $289,371,460 |
| ARLINGTON WEALTH MANAGEMENT | 114801 | 801-79318 | 516 | 5 | $119,660,804 |
| NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC | 130132 | 801-92175 | 354 | 4 | $305,123,247 |
| NEW ENGLAND RESEARCH & MANAGEMENT, INC. | 110739 | 801-14380 | 340 | 4 | $265,356,182 |
| UHLMANN INVESTMENT MANAGEMENT, L.L.C. | 118025 | 801-113188 | 294 | 12 | $158,885,346 |
| REGAL ADVISORY SERVICES, INC. | 123842 | 801-71619 | 263 | 25 | $90,797,628 |
| MATRIX CAPITAL ADVISORS, LLC | 109523 | 801-58076 | 182 | 5 | $712,389,687 |
| UBS OCONNOR LLC | 108754 | 801-57469 | 37 | 67 | $20,520,615,594 |
| WILLIAMS CAPITAL MANAGEMENT COMPANY | 109412 | 801-126381 | 37 | 1 | $127,991,402 |
| ENSENIA WEALTH, LLC | 109933 | 801-60053 | 28 | 2 | $255,241,707 |
| ATTUCKS ASSET MANAGEMENT, LLC | 118891 | 801-60958 | 18 | 12 | $4,500,174,945 |
| HFR ASSET MANAGEMENT, L.L.C | 111705 | 801-60143 | 5 | 4 | $8,496,390,459 |
| INVESTMENT CONSULTING SERVICES, LLC | 122064 | 801-61387 | 0 | 6 | $0 |