We are dedicated to guiding each and every client through the process of obtaining financial independence, so they can focus on the most important things in their life.
We work with our clients to build successful long-term relationships based on the highest levels of trust, integrity, open communication and service. Our goal is to provide real peace of mind for our clients by treating each of them individually, understanding their specific concerns, goals and passions then structuring an individualized program maximizing their chances for success. We then work with each client on an ongoing basis to see that their objectives are realized.
For client convenience, we will schedule evening meetings, by appointment only.
|Firm Start Year:||1995|
|Name of Broker/Dealer:||LPL Financial Corporation|
|States Licensed in:||AR, AZ, CA, FL, IA, IL, IN, MI, MN, MO, MS, NC, NV, PA, PR, SC, TX, WI|
|Number of Years with Current Firm:||18|
|Work Experience:||Before moving into the wealth management field I was an accountant at a major suburban hospital in the Chicago area.|
|I work with the following types of clients:||Businesses, Non-Profit Organizations, Individual Investors|
|Advisory Services Provided:||Financial Advice & Consulting, Financial Planning for Individuals|
|Investment Types:||Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Stocks, Bonds, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At your office, Via Email, At my office, At your home, Via Phone|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Health, Long Term Care, Disability, Variable Life, Variable Annuity, Life, Annuity|
|Financial Organization Memberships:||Financial Services Institute|
|Assets Managed by Firm:||$50,000,000 +|
|Assets Managed by Advisor:||$50,000,000 +|
|Investment Advisor Representative:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$250,000|
|Compensation Methods:||Hourly, Based on Assets, Flat Fee, Commissions|
|BBA - Business Management and Marketing||
The University of Iowa - Iowa City, Iowa
August 1976-May 1980
Financial Advice & Consulting
We are dedicated to guiding each client through the process of pursuing financial independence, so they can focus on the most important things in their life. Our job is to help each client reach their financial and life goals.
Financial Planning for Individuals
Our client's goals are at the center of everything we do. Our process consists of learning about you and what you want to accomplish, gathering data so we understand where you are now then preparing a customized strategy to help you pursue your specific goals and objectives and helping you impliment the chosen strategy. From there, we continually monitor, refine and adjust the strategy as needed and update you regularly.
|Mon.||8:00 AM - 5:00 PM|
|Tue.||8:00 AM - 5:00 PM|
|Wed.||8:00 AM - 5:00 PM|
|Thu.||8:00 AM - 5:00 PM|
|Fri.||8:00 AM - 5:00 PM|