Offers personalized financial planning, portfolio management, and investment advice for individuals.
Bowers Capital does not sell short-term performance.
Instead, I focus on:
(1) Achieving your financial goals,
(2) Efficient asset allocation,
(3) Keeping you from making common killer mistakes.
As your portfolio manager, I believe that investor behavior is the dominant determinant of real life returns. Through efficient risk-adjusted asset allocation, and by avoiding common killer mistakes, I believe your long-term real life returns will be significantly higher than most investors.
We offer straightforward methods, unwavering discipline, and trust.
|Firm Start Year:||2002|
|Insurance License#:||I do NOT sell insurance or insurance products.|
|Name of Custodial Firm:||Schwab Institutional|
|States Licensed in:||IN, KY, CA, WI, AR, TN, MS, OK|
|Number of Years with Current Firm:||19|
|Work Experience:||Baird Kurtz & Dobson CPA, Merrill Lynch, Dean Witter, Hilliard Lyons, Bowers Capital Management (since 2002)|
|Advisory Services Provided:||Tax Advice and Services, Financial Planning for Individuals, Education Funding and Planning, Money Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Advice & Consulting, Estate Planning & Trusts|
|Investment Types:||Exchange Traded Funds (ETFs), Mutual Funds, Options & Futures, Bonds, Stocks|
|I can meet clients in the following ways:||At my office, Via Phone, Via Email, At your office, At your home|
|Firm's Number of Clients:||25|
|Firm's Number of Planning Clients:||25|
|Firm's Number of Managed Clients:||25|
|Assets Managed by Firm:||$12,500,000|
|Advisor's Number of Clients:||25|
|Advisor's Number of Managed Clients:||25|
|Advisor's Number of Planning Clients:||25|
|Assets Managed by Advisor:||$12,500,000|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$0|
|Flat Fee Rate:||Varies|
|Additional Details on Charges:||To avoid conflicts of interest, management fees make up 100% of my income. Since the quarterly management fee is based upon the value of your assets under management, we have a STRONG financial incentive to perform well for you. Financial planning is included at no extra charge. I am a fiduciary.|
|Minimum Fee Charged for Managed Accounts:||$1|
|Minimum Fee Charged for Hourly Planning Accounts:||$1|
|Bachelor of Science - Accounting - Accounting||
University of Arkansas & Arkansas State University - Fayetteville, Arkansas
I am an INDEPENDENT registered investment advisor rep who manages investment portfolios/accounts. My average client has been with me over 20 years. About half of my clients are retired. The other half are planning for retirement through 401K accounts, 403B accounts, traditional IRA, Roth IRA, Trusts, and taxable accounts. I manage accounts for investors in Indiana, Kentucky, California, Wisconsin, Arkansas, Tennessee, Mississippi, Oklahoma; and can manage accounts in any state in the USA.
Financial Advice & Consulting
Provides investment advice and manage investment accounts. I am an INDEPENDENT advisor representative.
I use time tested methods, including diversified quantitative stock models and individual stocks.
I manage IRA Rollovers from your 401K plans, 403B plans, and others.
|Mon.||8:00 AM - 5:00 PM|
|Tue.||8:00 AM - 5:00 PM|
|Wed.||8:00 AM - 5:00 PM|
|Thu.||8:00 AM - 5:00 PM|
|Fri.||8:00 AM - 5:00 PM|
|Sat.||9:00 AM - 12:00 PM|