Having your financial house in order is one of the best gifts you can give your loved ones, and selecting a financial advisor is the first step. At Summit Pointe Financial Group we play a central role as your "retirement income specialists".Whether it is discusing a 401K rollover or estate planning we play a central role in addressing your needs and concerns, and can provide a lifetime of guidance as well. It is never to early or late to take control of your financial future, and there is no beter time than now to set an appointment with a financial advisor. We welcome the opportunity to explore your financial dreams with you.
General Information |
| Firm Start Year: | 1987 | |
| No. of Employees: | 2-4 | |
| Name of Broker/Dealer: | The O.N. Equity Sales Co. |
| States Licensed in: | CA, FL, KS, MO, OK, WA |
| Number of Years with Current Firm: | 3 |
| Work with the following types of clients: | Individual Investors, Non-Profit Organizations |
| Advisory Services Provided: | Insurance Products & Annuities, Portfolio Management, Retirement Planning, 401K Rollovers, Financial Planning for Individuals, Wealth Management |
Services |
| Investment Types: | Exchange Traded Funds (ETFs), Bonds, Options & Futures, Commodities, Alternative Investments, Annuities, Insurance, Mutual Funds, Stocks |
| Can meet clients in the following ways: | Your Home, Our Office, Phone, Email, Your Office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability, Annuity, Life, Long Term Care, Variable Life, Variable Annuity |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Compensation Methods: | Based on Assets, Commissions |
FAQs |
Do you have a customer satisfaction or refund policy?Yes |
Why should I choose you as my financial advisor?RFC Registered Financial Consultant. Graduate of Washburn University with a BA in Business Management. |
What are your qualifications? What is your education background?We tailor the planning to each individual client. We do not believe in a cookie cutter approach. All of our clients are unique and we work with them accordingly. |
How do you charge for your services?Fees or Commissions. Fees either by assets or hourly fee. |
How are you compensated? How will I pay for your services?Fees and or Commissions. Which ever plan works best in your situation. |
Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures |
Disclaimer |
| Securities offered through the O.N. Equity Sales Company. Member FINRA/SIPC. One Financial Way Cincinnati, OH 45242. 513.794.6794. Investment Advisory Services offered through O.N. Investment Management Services |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
| Mon. | 9:00 AM - 7:00 PM |
| Tue. | 9:00 AM - 7:00 PM |
| Wed. | 9:00 AM - 7:00 PM |
| Thu. | 9:00 AM - 7:00 PM |
| Fri. | 9:00 AM - 5:00 PM |
| Sat. | 9:00 AM - 12:00 PM |
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