Having your financial house in order is one of the best gifts you can give your loved ones, and selecting a financial advisor is the first step. At Summit Pointe Financial Group we play a central role as your "retirement income specialists".Whether it is discusing a 401K rollover or estate planning we play a central role in addressing your needs and concerns, and can provide a lifetime of guidance as well. It is never to early or late to take control of your financial future, and there is no beter time than now to set an appointment with a financial advisor. We welcome the opportunity to explore your financial dreams with you.
General Information |
| Firm Start Year: | 1987 | |
| No.of Employees: | 2-4 | |
| Gender: | Male |
| Name of Broker/Dealer: | The O.N. Equity Sales Co. |
| States Licensed in: | CA, FL, KS, MO, OK, WA |
| Number of Years with Current Firm: | 3 |
| I work with the following types of clients: | Individual Investors, Non-Profit Organizations |
| Advisory Services Provided: | Financial Planning for Individuals, Wealth Management, Retirement Planning, Portfolio Management, Insurance Products & Annuities, 401K Rollovers |
Services |
| Investment Types: | Commodities, Insurance, Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Stocks, Bonds, Annuities, Options & Futures |
| I can meet clients in the following ways: | At your office, Via Email, At my office, At your home, Via Phone |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Long Term Care, Life, Disability, Variable Annuity, Annuity, Variable Life |
Compliance |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Compensation Methods: | Based on Assets, Commissions |
Securities offered through the O.N. Equity Sales Company. Member FINRA/SIPC. One Financial Way Cincinnati, OH 45242. 513.794.6794. Investment Advisory Services offered through O.N. Investment Management Services
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Mon. | 9:00 AM - 7:00 PM |
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Tue. | 9:00 AM - 7:00 PM |
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Wed. | 9:00 AM - 7:00 PM |
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Thu. | 9:00 AM - 7:00 PM |
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Fri. | 9:00 AM - 5:00 PM |
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Sat. | 9:00 AM - 12:00 PM |