George is a veteran of the financial services industry. He is an LPL Financial Advisor, business owner, and has been an adjunct finance instructor at the university level. He seeks to help people create long-term wealth and financial security. Before becoming an LPL Financial Advisor, he held officer positions with several Fortune 500 companies, including Wells Fargo, Capital One, and Morgan Stanley. He attributes his success to integrity, honesty, and his commitment to excellence.
Securities and Advisory Services offered through LPL Financial, a registered investment advisor.
We are a boutique financial firm that is powered by LPL Financial, LLC. LPL Financial is one of the leading financial services companies, and is the largest independent broker/dealer in the nation.
General Information |
| Firm Start Year: | 2011 | |
| No.of Employees: | 2-4 | |
| Insurance License#: | Yes |
| Name of Broker/Dealer: | LPL Financial LLC |
| Name of Custodial Firm: | LPL Financial LLC |
| States Licensed in: | Louisiana |
| Number of Years with Current Firm: | 11 |
| Work with the following types of clients: | Businesses, Individual Investors |
| Advisory Services Provided: | Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Investment Advice & Management, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Financial Advice & Consulting, Estate Planning & Trusts, Wealth Management |
Services |
| Investment Types: | Annuities, Alternative Investments, Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Insurance, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Your Office, Via Email, Via Phone, Our Office, Your Home, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Annuity, Health, Variable Life, Long Term Care, Variable Annuity, Life |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Compensation Methods: | Based on Assets |
| Additional Details on Charges: | We are better able to recommend a fee structure after the initial consultation. |
Education |
| B.A. - Economics | Rhodes College
- Memphis, TN 08/10/1987-05/10/1991 |
| M.B.A. - Finance | Louisiana State University
- Baton Rouge, LA 08/10/1991-05/10/1993 |
Financial Services |
| Tax Advice and Services
George is also a federally licensed tax practitioner and is able to incorporate tax planning as part of his process when working with clients. |
Disclosures |
|
LPL ADV 2A https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf LPL WiserAdvisor Cash Solicitor Disclosure |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Mon. | 8:30 AM - 6:00 PM |
| Tue. | 8:30 AM - 6:00 PM |
| Wed. | 8:30 AM - 6:00 PM |
| Thu. | 8:30 AM - 6:00 PM |
| Fri. | 8:30 AM - 6:00 PM |
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