Wealth management is about much more than crafting investment portfolios. It's about translating your financial goals into a comprehensive plan with specific strategies and actions that carefully balance your short-term needs with your long-term aspirations. It's about planning for the unexpected and putting protections in place to ensure the well-being of your loved ones. And it?s about preparing the next generation for the challenges of wealth. In the words of Henry David Thoreau,"Wealth is the ability to fully experience life."
General Information |
| Firm Start Year: | 1994 | |
| No.of Employees: | 5-9 | |
| Name of Broker/Dealer: | Commonwealth Financial Network |
| States Licensed in: | All 50 states plus DC |
| Number of Years with Current Firm: | 5 |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Long Term Care, Life, Disability |
| Financial Organization Memberships: | Financial Planning Association (FPA) |
Firm Information |
| Firm's Number of Clients: | 380 |
| Firm's Number of Planning Clients: | 275 |
| Firm's Number of Managed Clients: | 380 |
| Assets Managed by Firm: | $225,000,000 |
| Assets Managed by Advisor: | $60,000,000 |
Compliance |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee-Based (Fee and Commissions) |
| Compensation Methods: | Based on Assets, Flat Fee, Hourly |
Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Advisory services offered through Commonwealth Financial Network®, a Registered Investment Adviser.
Born and raised in Baltimore, Nick graduated cum laude with a BA in economics and a concentration in finance from St. Mary's College of Maryland. After cutting his teeth at T. Rowe Price, Nick began looking for a firm that more closely matched his philosophy, investment process, and passion for helping people reach their financial goals joining Williams Asset Management as a full-time wealth manager. Nick has earned prestigious designations, including CERTIFIED FINANCIAL PLANNER™ and Accredited Investment Fiduciary® credentials.
Nick is married to his beautiful wife, Jami, and they currently reside in the vibrant Canton area of Baltimore City. After witnessing the polarizing income levels and economic conditions in the city first-hand, Nick decided to volunteer through the CASH Campaign of Maryland's Pro-Bono Financial Planning Program. A program that has been specifically designed to provide free access to quality financial planning guidance and coaching for low-to-moderate income individuals and families in Baltimore and across Maryland.
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Mon. | 8:00 AM - 6:00 PM |
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Tue. | 8:00 AM - 6:00 PM |
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Wed. | 8:00 AM - 6:00 PM |
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Thu. | 8:00 AM - 6:00 PM |
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Fri. | 8:00 AM - 6:00 PM |
| Annapolis | Baltimore |
| Beltsville | Bowie |
| Catonsville | Clarksville |
| Crofton | Crownsville |
| Davidsonville | Ellicott City |
| Fort Howard | Fulton |
| Gaithersburg | Gambrills |
| Germantown | Glen Arm |
| Glen Burnie | Glenelg |
| Glenn Dale | Glenwood |
| Glyndon | Jessup |
| Laurel | Lutherville Timonium |
| Marriottsville | Middle River |
| Mount Airy | Nottingham |
| Odenton | Owings Mills |
| Parkville | Perry Hall |
| Phoenix | Pikesville |
| Potomac | Reisterstown |
| Rockville | Severn |
| Sparrows Point | Sykesville |
| Towson | Upper Marlboro |
| West Friendship | Windsor Mill |
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