Our mission is to help our clients work toward financial independence through planning. We want to spend time with our clients to determine their goals and objectives, time horizon, risk tolerance and help them make suitable financial decisions for their future. Our mission is to build a long-term relationship with you as your trusted advisor. We aim to accomplish this through education, training, integrity, and outstanding client service.
Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC
General Information |
| Firm Start Year: | 2011 | |
| Name of Broker/Dealer: | LPL Financial LLC |
| States Licensed in: | CA, CO, CT, DC, DE, FL, GA, IL, LA, MA, MD, MI, NC, NH, NJ, NM, OH, PA, SC, VA, WV |
| Work with the following types of clients: | Investment Clubs, Individual Investors, Businesses, Non-Profit Organizations |
| Advisory Services Provided: | Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Risk Management |
Services |
| Investment Types: | Bonds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Commodities, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Your Office, Video Conference, Our Office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability, Property, Casualty, Accident, Annuity, Variable Life, Life, HMO, Variable Annuity, Long Term Care, Health |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
| Compensation Methods: | Commissions, Based on Assets |
| Fee % Based on Assets: | 1.25% |
| Additional Details on Charges: | 1.25% on first $1 mm 0.75% on second $1mm |
Education |
| Bachelor of Science - Business Administration |
Central Michigan University - Mt. Pleasant, MI
01/1999-7/2001 |
Disclosures |
|
LPL ADV 2A https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf LPL WiserAdvisor Cash Solicitor Disclosure |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
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Mon. | 9:00 AM - 5:00 PM |
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Tue. | 9:00 AM - 5:00 PM |
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Wed. | 9:00 AM - 5:00 PM |
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Thu. | 9:00 AM - 5:00 PM |
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Fri. | 9:00 AM - 5:00 PM |
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