Helping people live their lives with financial confidence. Being able to live through life
stages into retirement begins with making good decisions about your financial future.
Partnering with a seasoned firm with knowledgeable, trusted financial advisors who understand
your needs can make these important choices easier.
We have managed money through some dramatic markets. Today's investing environment is no less dynamic. Managing risk is how best to stay ahead. What we do best is seek the opportunities amid all the changes and volatility. We take a holistic approach to protecting and safeguarding client portfolios.
Our advisors help clients envision how they can afford to retire. By creating a personal plan, we work to maximize the income and minimize the risks of volatile markets. We actively manage your financial portfolio and keep you informed all along the way.
We are an independent firm. This means we have access to a myriad of investment choices and have no allegiance to any company in particular. Our financial advice and investment recommendations are unbiased and firmly rooted in our client's needs and goals.
Let us help you live your life with financial confidence.
|Firm Start Year:||1997|
|Name of Broker/Dealer:||Securities America|
|Name of Custodial Firm:||Fidelity Investments|
|States Licensed in:||MA|
|Number of Years with Current Firm:||14|
|Work Experience:||MSA Financial - August 2004-Present|
|I work with the following types of clients:||Businesses , Individual Investors , Non-Profit Organizations|
|Investment Types:||Bonds , Stocks , Insurance , Mutual Funds , Alternative Investments , Exchange Traded Funds (ETFs) , Options & Futures , Annuities|
|I can meet clients in the following ways:||At your office , Via email , Via phone , At my office , At your home , Video Conference|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Disability , Accident , Annuity , Health , Life , Variable Annuity , Long Term Care , Variable Life|
|Financial Organization Memberships:||Financial Planning Association (FPA)|
|Firm's Number of Clients:||1500|
|Firm's Number of Planning Clients:||1500|
|Firm's Number of Managed Clients:||100+|
|Assets Managed by Firm:||$550,000,000|
|Advisor's Number of Clients:||150|
|Advisor's Number of Managed Clients:||150|
|Advisor's Number of Planning Clients:||150|
|Assets Managed by Advisor:||$110,000,000|
|Registered Investment Advisor:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||I am a fee-based financial professional|
|Minimum Portfolio Size for New Managed Accounts:||250000|
|Compensation Methods:||Based on Assets , Hourly , Flat Fee , Commissions|
|Fee % Based on Assets:||1.00|
|Flat Fee Rate:||$1,800|
|Additional Details on Charges:||Each client is different and a initial consultation is needed to figure out compensation structure|
|Minimum Fee Charged for Hourly Planning Accounts:||$250|
|Organization:||Securities America, Inc. Omaha, NE|
|Position :||Next Generation Advisory Council|
|Duration :||01/01/2013-Currently holding|
|Bachelors - Financial Economics||
St. Anselm College - Manchester, NH
Please see my website for additional information and disclosure. www.msaplan.com
Please see my website for additional information and disclosure. www.msaplan.com https://brokercheck.finra.org/
Mike is a Partner at MSA Financial and a CERTIFIED FINANCIAL PLANNER® practitioner. Interacting with clients and guiding them toward a confident and comfortable retirement is Mike's priority.
Mike specializes in helping individuals, couples and families develop and implement sound financial strategies by providing comprehensive planning and investment advice. Mike especially enjoys the personal relationships he has developed with clients over the years.
Mike also supports small business owners, especially those in professional services. These owners looks to Mike to help them keep more of what they make through extensive financial planning, retirement plan construction and tax planning.
Mike joined MSA Financial in 2004. He is a graduate of St. Anselm College in Manchester, NH with a Bachelor of Arts in Financial Economics. He holds the Series 7 (FINRA General Securities Representative), Series 63 (NASAA Uniform Securities Agent State Law Examination), Series 66 (NASAA Uniform Combined State Law Exam), Variable Life and Annuity, and Massachusetts Individual Insurance Producers licenses.
Financial Advice & Consulting
ENVISION>Explore how you want to live and work, the goals you want to achieve and the milestones, transitions you foresee along the way. PLAN>Develop a customized and comprehensive asset management and income plan based on and your goals, risk tolerance and proven financial planning principles. ACT>Put your plan into motion, actively managing and monitoring your portfolio and working with you along the way to pursue your goals.
Financial Planning for Individuals
Mike will build a financial blueprint with a complete, organized view of your current financial health, retirement goals and objectives. Using your vision of retirement, we put together a financial plan that reflects your assets, income needs, risk tolerance, tax requirements, insurance needs and more. When complete, we closely monitor and review the plan to stay focused on your retirement goals.
Financial Planning for Businesses
As a business owner, I know it is challenging to think about savings strategies and retirement planning when you are running your business. I can help. There are many investment strategies that can help put more money in an owner's pocket and reduce the tax burden. Rewarding and retaining employees with a savings or profit sharing plan is another way to add value to the business.
|East Bridgewater||East Taunton|
|Hyde Park||Jamaica Plain|
|North Dighton||North Easton|
|South Easton||South Walpole|
|Mon.||8:00 AM - 5:00 PM|
|Tue.||8:00 AM - 5:00 PM|
|Wed.||8:00 AM - 5:00 PM|
|Thu.||8:00 AM - 5:00 PM|
|Fri.||8:00 AM - 5:00 PM|