Kerry Castonguay, AWMA®, CRPC®, CDFA

36 School Street
Leominster, MA 01453

Retirement Planning/Wealth Management

Castonguay & Associates | Financial Advisor in Leominster ,MA

About Castonguay & Associates

The enormous amount of information available to today?s investor means the big picture can be a bit overwhelming. We can help you sort through the clutter, bring your investment goals into focus and design a portfolio to help meet them.

Our financial advice is based upon helping you create an investment portfolio to help work toward your goals, whether it?s saving for retirement, a college education or buying a home. We stay focused on the one thing that matters most ? finding well-managed investments, one at a time, through intensive financial analysis and hands-on research.

*Managed asset plans - for professional fee-based portfolio management through LPL Financial

*Tax-advantaged investing - to reduce your tax liability and let more of your money work for you

*Retirement planning - to design an investment strategy to help you meet all of your retirement goals

*Estate planning - for preservation of wealth from generation to generation

5 Years of Experience



General Information
Firm Start Year:   2008
Name of Broker/Dealer:   LPL Financial
Name of Custodial Firm:   Private Trust Company
States Licensed in:   MA, CT, RI, NH, HI
Number of Years with Current Firm:   2
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations , Investment Clubs


Services
Investment Types:   Exchange Traded Funds (ETFs) , Alternative Investments , Stocks , Bonds , Annuities , Options & Futures , Mutual Funds , Insurance , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At your office , Via email , At my office , At your home , Via phone


Qualifications & Memberships
Insurance and Annuity Licenses:   Disability , Long Term Care , Health , Annuity , Variable Life , Life , Variable Annuity
Financial Organization Memberships:   Institute for Divorce Financial Analysts
Non-Financial Organization Memberships:   Montachusett Estate and Retirement Planning Council, North Central Massachusetts Chamber of Commerce, Wachusett Chamber of Commerce, Worcester Economics Club


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Commissions , Flat Fee , Hourly , Based on Assets



FAQs

  • Do you have a customer satisfaction or refund policy? Financial Planning clients are offered a full refund within 90 days of delivery if not satisfied.
  • What are your qualifications? What is your education background? Kerry Castonguay holds FINRA Series 7, 66 and 24 registrations, is a Chartered Retirement Planning Counselor and is a Certified Divorce Financial Analyst. Kerry is pursuing the Accredited Wealth Management Advisor designation from the College for Financial Planning. With over 25 years of business experience, Mr. Castonguay leverages his knowledge and experience to provide outstanding service.
  • What is your approach to financial planning? First, we evaluate your goals, circumstances and personal risk tolerance to determine if we are the best advisor for your situation. Next, we gather and analyze pertinent data and develop solutions to creat an achievable action plan. Finally we make recommendations and help you implement them.
  • What services do you offer? We provide comprehensive financial planning, retirement, education and estate planning, small business planning, executive compensation plans and wealth management.
  • Will you be the only person working with me? I personally meet with every client to assess their situation and goals. After working with a team of professionals to analyse each case, I provide recommendations to help my client achieve thier goals in a direct and intelligent fashion.
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DISCLOSURE

www.lpl.com/castonguay


DISCLAIMER

Securities and investment advice provided through LPL Financial, a Registered Investment Advisor, member FINRA/SIPC.

Kerry Castonguay, AWMA®, CRPC®, CDFA

Kerry Castonguay, AWMA®, CRPC®, CDFA

CRPC®, CDFA, AWMA

Communities Served

I will consider clients in any state on a case by case basis.

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM