Casey D. Clarke, CFP, ChFC, CRPC, AWMA
Cadence Wealth Management, LLC

Tel: (508) 898-0400
1800 West Park Dr
Westborough, MA 01581

A Values-Based, Performance-Driven Advisory Firm


About Cadence Wealth Management, LLC

Our focus at Cadence is to work with clients in a total wealth management capacity. Please refer to our website for details.


General Information

Firm Start Year:   2010
No.of Employees:   5-9
Name of Custodial Firm:   Schwab Institutional Services
States Licensed in:   MA, RI, CT, NH, NY, FL
Number of Years with Current Firm:   1
I work with the following types of clients:   Individual Investors


Services

Investment Types:   Stocks , Mutual Funds , FOREX & Currency , Bonds , Exchange Traded Funds (ETFs) , Alternative Investments , Options & Futures , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office , Via phone


Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity , Variable Life , Health , Disability , Variable Annuity , Long Term Care , Life
Financial Organization Memberships:   Financial Planning Association (FPA)


Firm Information

Firm's Number of Clients:   300
Firm's Number of Planning Clients:   250
Firm's Number of Managed Clients:   250
Advisor's Number of Clients:   60
Advisor's Number of Managed Clients:   60
Advisor's Number of Planning Clients:   50


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-only financial professional
Minimum Portfolio Size for New Managed Accounts:   $200,000
Compensation Methods:   Based on Assets , Flat Fee
Additional Details on Charges:   The primary structure within my practice is fee-based financial planning where there is either a flat fee for financial planning and/or an asset-based fee for dynamic asset management.



Faqs

  • Do you have a customer satisfaction or refund policy? Our clients will receive a refund of their financial planning fee if within the first 90 days, they are not completely satisfied.
  • What are your qualifications? What is your education background? Please refer to website.
  • What is your approach to financial planning? Please refer to our website.
  • What services do you offer? Please refer to our website.
  • Will you be the only person working with me? No. Please refer to our website.
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Casey D. Clarke, CFP, ChFC, CRPC, AWMA

Casey D. Clarke, CFP, ChFC, CRPC, AWMA

ChFC®, CERTIFIED FINANCIAL PLANNER™ Certificant, AWMA, CRPC®, Life & Health; Long Term Care; Specify below

Compensation Arrangements

Check