Paul Mauro
Legacy Financial Advisors

Tel: (800) 427-9781

1700 West Park Drive; Suite 250
Westborough, MA 01581

Face to Face Financial Advice

About Legacy Financial Advisors

Legacy Financial Advisors, Inc. was founded 40 years ago ,to serve the needs of our clients. Our clients expect independent financial advice so we are an independent firm. Our clients expect excellent service so we have two associates servicing each client, along with our service staff. Our clients expect us to help them solve their ever-changing needs so we change with the times to stay current. With over 40 years of experience, our firm is not only financially competent, but empathetic to the real issues of financial advisory clients.Securities and advisory services offered through SII Investments, Inc., member FINRA and SIPC and a Registered Investment Advisors. Legacy Financial Advisors, Inc. and SII Investments are separate and unrelated companies.

General Information

Firm Start Year:		1974
No.of Employees:		20-49
States Licensed in:		MA

Number of Years with Current Firm:

Services

Investment Types:

Exchange Traded Funds (ETFs), Alternative Investments, Annuities, Mutual Funds, Options & Futures, Bonds, Stocks, Insurance, Commodities

I can meet clients in the following ways:

Via phone, At your office, At my office, Via email

Qualifications & Memberships

Insurance and Annuity Licenses:

Annuity, Variable Life, Variable Annuity, Life

Financial Organization Memberships:

Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA)

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation and Fees

Fee Structure:

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts:

$250K and up

Compensation Methods:

Based on Assets, Flat Fee

Faqs

Do you have a customer satisfaction or refund policy? yes
What are your qualifications? What is your education background? Undergrad Northeastern University 1972. Clu and CHFC through American College 1974 and 1976
What is your approach to financial planning? Total Comprehensive approach
What services do you offer? Investment , Insurance , Legal Planning ,Tax Planning , Long Term Care planning and charitable trust planning
How many clients do you currently manage? 350

FAQs

Do you have a customer satisfaction or refund policy? yes
What are your qualifications? What is your education background? Undergrad Northeastern University 1972. Clu and CHFC through American College 1974 and 1976
What is your approach to financial planning? Total Comprehensive approach
What services do you offer? Investment , Insurance , Legal Planning ,Tax Planning , Long Term Care planning and charitable trust planning
How many clients do you currently manage? 350
Will you be the only person working with me? Yes with a service associate
How are you compensated? How will I pay for your services? fee based ,written contract
If you are going to manage my account, will you obtain my permission every time you buy or sell something? That is available , as is discretionary managed accounts
Do you offer any guaranteed results? yes on only guaranteed products
How much risk should I be willing to take? That will be determined with a risk management questionaire
Have you ever been charged with any breaches? no
What services do you provide? What are your specialties? many we have a staff of 25 professionals
What is your experience? How many clients do you currently manage? 40 years 350 clients
What financial institution(s) do you represent? none we represent clients .We are totally independent
How do you charge for your services? various negotiable arrangements
Why should I choose you as my financial advisor? Only if you value extreme experience and numerous referrals of happy clients
What are your management fees? negotiable based on size of account and objective
What kind of plans do you specialize in? total financial plans
Do you have a minimum requirement for number of employees or total investment value? no
What type of plans do you offer? 401k,403b,4089a,defined benefit
Do you offer any additional services? yes
What are your qualifications? many
What is your approach to 401 K plan rollovers? numerous
How long does the process of rolling over a 401K plan usually take? unknown
What financial institutions do you represent? none
How many years of experience do you have? 40
What are your fees for this service? variable
How many 401K rollover clients do you currently manage? many
Why should I roll over my 401K plan to your firm? we are extremely succesful and competent and we care about each clients outcome.

Paul Mauro

ChFC®, CLU®

Paul has been active in the financial services industry since 11/11/1974.
Paul has built a team based financial advice firm capable of providing fundamental financial planning for families as wealth as advanced wealth management .
Paul was recently featured on the cover Proactive Investor Magazine and he has been a guest on CNBC .
Paul is frequent speaker for groups on the topics of taxes,investing ,estate planning and risk management.
Search online under Paul J Mauro Legacy Financial Advisors Inc.to read some of his published work.