As a seasoned Certified Financial Planner® with over 13 years of industry experience, Mike brings objective insight to help his clients effectively address their most important financial priorities. He provides customized advice and investment strategies to affluent individuals, multi-generational families, and small business owners in Massachusetts and across the country. His holistic approach to financial management includes a thorough planning process and personalized strategies for his clients. Mike is a graduate of UMASS-Dartmouth, where he earned a Bachelor of Science in Finance. Prior to forming Mercantile Private Wealth Management, Mike was a Vice President of Investments at Morgan Stanley. Mike has been recognized by Forbes as a Next-Gen Best-In-State Wealth Advisor in 2019. He is actively involved in the community, serving on the Board of Directors for Canines for Disabled Kids, as well as coaching youth Baseball.
Mercantile Private Wealth Management was founded with a determination to provide informed, unbiased, and customized advice to help clients reach their goals. We believe forging long-term relationships that serve you well is at the heart of everything we do.
General Information |
| Insurance License#: | 10772708 |
| Name of Broker/Dealer: | Grove Point Investments, LLC |
| Name of Custodial Firm: | Pershing LLC |
| States Licensed in: | AL, AZ, CA, CT, DE, FL,MD, MA. MO, NJ, NY, NC, PA, RI, TX, VT, VA |
| Number of Years with Current Firm: | 1 |
| Work with the following types of clients: | Executives and Highly Compensated Employees with equity compensation, Non-Profit Organizations, Individual Investors, Businesses |
| Advisory Services Provided: | Investment Advice & Management, Estate Planning & Trusts, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning |
Services |
| Investment Types: | Insurance, Stocks, Bonds, Options & Futures, Mutual Funds, Alternative Investments, Mortgages & Real Estate, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Our Office, Phone, Your Office, Email, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Life, Variable Annuity, Variable Life |
Firm Information |
| Advisor's Number of Clients: | 80 |
| Advisor's Number of Managed Clients: | 80 |
| Advisor's Number of Planning Clients: | 60 |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Compensation Methods: | Based on Assets, Commissions |
Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures |
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Criminal Disclosures in Last 5 years:
Have a clean record
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