Vetted Advisor's Table

Joe Schwarz, CFA®
Schwarz Dygos Wheeler Investment Advisors LLC

Tel: 612-355-4365
50 South Sixth Street
Minneapolis, MN 55402
Schwarz Dygos Wheeler Investment Advisors LLC | Financial Advisor in Minneapolis ,MN


About Joe Schwarz

Joe Schwarz is a CFA® charterholder and a founding principal of SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC. With more than 20 years of financial planning and investment experience, Joe is in a perfect position to help his clients achieve their financial goals. He has experience from the two major market corrections in the past 15 years, yet is early enough in his career that he'll still be helping his clients 20 years from now.

Joe understands that your wealth is more than just a number. It's what will help you achieve the important things to you in life. It's your freedom, your family's future, your security. He specializes in what it takes to build and preserve your hard-earned wealth.

In 2013, Joe and his wife, Andrea, became the proud parents of twins, Emily and Eric. They are amazing! In their personal time, they enjoy all sorts of traveling, whether it be a road trip to Duluth, a weekend in Boston, or visiting family in Austria. Joe has a passion for exploring the world of wine, with his favorites being the sub-regions within Spain, Italy and France.

Joe received his Economics degree from the University of Minnesota and holds the Chartered Financial Analyst® designation. He is also an active with Kaposia, an amazing Minnesota non-profit organization that helps people with disabilities find meaningful employment.

About Schwarz Dygos Wheeler Investment Advisors LLC

Fee-Only, independent Registered Investment Advisory firm [RIA] providing comprehensive Wealth Management services that include portfolio management and financial advice.

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General Information

Firm Start Year:   2008
No. of Employees:   10-19
Insurance License#:   not licensed for insurance
Name of Custodial Firm:   Fidelity Investments
States Licensed in:   MN,FL,WI,TX,IL
Number of Years with Current Firm:   15
Work Experience:   27 years
Work with the following types of clients:   Pre-Retired and Retirees


Investment Types:   Stocks, Exchange Traded Funds (ETFs), Bonds, Options & Futures, Portfolio Management, Mutual Funds
Can meet clients in the following ways:   Video Conference, Your Home, Our Office, Phone, Email, Your Office

Qualifications & Memberships

Financial Organization Memberships:   CFA Society of Minnesota

Firm Information

Firm's Number of Clients:   450
Assets Managed by Firm:   $450,000
Advisor's Number of Clients:   100
Assets Managed by Advisor:   $99,000,000

Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $1,000,000
Compensation Methods:   Based on Assets, Flat Fee
Additional Details on Charges:   As an RIA, commissions are not received


BS of Economics   Unniversity of Minnesota


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Additional Detailed Disclosures



Registered Investment Advisor:


Investment Advisor Representative:


Acknowledged fiduciary:


Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Office Hours

Mon. 8:00 AM - 5:00 PM
Tue. 8:00 AM - 5:00 PM
Wed. 8:00 AM - 5:00 PM
Thu. 8:00 AM - 5:00 PM
Fri. 8:00 AM - 3:00 PM

Communities Served

Afton Andover
Anoka Bayport
Cedar Champlin
Chanhassen Chaska
Circle Pines Cottage Grove
Dayton Excelsior
Farmington Forest Lake
Hanover Hopkins
Hugo Inver Grove Heights
Lake Elmo Lakeland
Lakeville Long Lake
Loretto Maple Plain
Mendota Minneapolis
Minnetonka Mound
Newport Osseo
Plymouth Prior Lake
Rogers Rosemount
Saint Bonifacius Saint Paul
Savage Shakopee
Spring Park Stillwater
Victoria Wayzata
Greater Minnesota and Wisconsin

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