Joe Schwarz is a CFA® charterholder and a founding principal of SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC. With nearly 20 years of financial planning and investment experience, Joe is in the perfect position to help his clients achieve their financial goals. He has experience from the two major market corrections in the past 15 years, yet is early enough in his career that he'll still be helping his clients 20 years from now.
Joe understands that your wealth is more than just a number. It's what will help you achieve the important things to you in life. It's your freedom, your family's future, your security. He specializes in what it takes to build and preserve your hard-earned wealth.
In 2013, Joe and his wife, Andrea, became the proud parents of twins, Emily and Eric. They are amazing! In their personal time, they enjoy all sorts of traveling, whether it be a road trip to Duluth, a weekend in Boston, or visiting family in Austria. Joe has a passion for exploring the world of wine, with his favorites being the sub-regions within Spain, Italy and France.
Joe received his Economics degree from the University of Minnesota and holds the Chartered Financial Analyst® designation. He is also an active with Kaposia, an amazing Minnesota non-profit organization that helps people with disabilities find meaningful employment.
Fee-Only, independent Registered Investment Advisory firm [RIA] providing comprehensive Wealth Management services that include portfolio management and financial advice.
General Information |
| Firm Start Year: | 2008 | |
| No. of Employees: | 5-9 | |
| Insurance License#: | not licensed for insurance |
| Name of Custodial Firm: | Fidelity Investments |
| States Licensed in: | MN,FL,WI,TX,IL |
| Number of Years with Current Firm: | 12 |
| Work Experience: | 19 years |
| Work with the following types of clients: | Pre-Retired and Retirees |
Services |
| Investment Types: | Stocks, Exchange Traded Funds (ETFs), Bonds, Options & Futures, Portfolio Management, Mutual Funds |
| Can meet clients in the following ways: | Video Conference, Your Home, Our Office, Phone, Email, Your Office |
Qualifications & Memberships |
| Financial Organization Memberships: | CFA Society of Minnesota |
Firm Information |
| Firm's Number of Clients: | 333 |
| Assets Managed by Firm: | $298,000,000 |
| Advisor's Number of Clients: | 87 |
| Assets Managed by Advisor: | $57,000,000 |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Compensation Methods: | Based on Assets, Flat Fee |
| Additional Details on Charges: | As an RIA, commissions are not received |
Board Positions |
| Organization : | Kaposia |
| Position : | Board Member |
| Duration : | February 2011-Present |
Education |
| BS of Economics | Unniversity of Minnesota
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Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures |
Registered Investment Advisor:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Afton | Andover |
| Anoka | Bayport |
| Cedar | Champlin |
| Chanhassen | Chaska |
| Circle Pines | Cottage Grove |
| Dayton | Excelsior |
| Farmington | Forest Lake |
| Hanover | Hopkins |
| Hugo | Inver Grove Heights |
| Lake Elmo | Lakeland |
| Lakeville | Long Lake |
| Loretto | Maple Plain |
| Mendota | Minneapolis |
| Minnetonka | Mound |
| Newport | Osseo |
| Plymouth | Prior Lake |
| Rogers | Rosemount |
| Saint Bonifacius | Saint Paul |
| Savage | Shakopee |
| Spring Park | Stillwater |
| Victoria | Wayzata |
| Greater Minnesota and Wisconsin | |
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