Fee-Only, independent Registered Investment Advisory firm [RIA] providing comprehensive Wealth Management services that include portfolio management and financial advice.
|Firm Start Year:||2008|
|Insurance License#:||not licensed for insurance|
|Name of Custodial Firm:||Fidelity Investments|
|States Licensed in:||MN FL WI TX IL|
|Number of Years with Current Firm:||12|
|Work Experience:||19 years|
|I work with the following types of clients:||Pre-Retired and Retirees|
|Investment Types:||Portfolio Management, Stocks, Mutual Funds, Bonds, Options & Futures, Exchange Traded Funds (ETFs)|
|I can meet clients in the following ways:||Video Conference, Via email, Via phone, At your office, At your home, At my office|
Qualifications & Memberships
|Financial Organization Memberships:||CFA Society of Minnesota|
|Firm's Number of Clients:||333|
|Assets Managed by Firm:||$298,000,000|
|Advisor's Number of Clients:||87|
|Assets Managed by Advisor:||$57,000,000|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||Fee-Based (Fee and Commissions)|
|Compensation Methods:||Based on Assets, Flat Fee|
|Additional Details on Charges:||as an RIA, commissions are not received|
|Position :||Board Member|
|Duration :||February 2011-Currently holding|
|BS of Economics||
Unniversity of Minnesota
Joe Schwarz is a CFA® charterholder and a founding principal of SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC. With nearly 20 years of financial planning and investment experience, Joe is in the perfect position to help his clients achieve their financial goals. He has experience from the two major market corrections in the past 15 years, yet is early enough in his career that he'll still be helping his clients 20 years from now.
Joe understands that your wealth is more than just a number. It's what will help you achieve the important things to you in life. It's your freedom, your family's future, your security. He specializes in what it takes to build and preserve your hard-earned wealth.
In 2013, Joe and his wife, Andrea, became the proud parents of twins, Emily and Eric. They are amazing! In their personal time, they enjoy all sorts of traveling, whether it be a road trip to Duluth, a weekend in Boston, or visiting family in Austria. Joe has a passion for exploring the world of wine, with his favorites being the sub-regions within Spain, Italy and France.
Joe received his Economics degree from the University of Minnesota and holds the Chartered Financial Analyst® designation. He is also an active with Kaposia, an amazing Minnesota non-profit organization that helps people with disabilities find meaningful employment.
|Circle Pines||Cottage Grove|
|Hugo||Inver Grove Heights|
|Saint Bonifacius||Saint Paul|
|Greater Minnesota and Wisconsin|