We are an independent Wealth Management firm in the Ballwin, Chesterfield area.
We help a select group of high net-worth families and small business owners in the St. Louis area. Specializing in retirement planning, we match client's dreams and values with a written financial plan to remove the worries associated with investments and insurance. Some of our clients have been with us for over 20 years.
We take great pride in being independent and having the ability to research many types of investments and come back to the client with the best tool to get the job done. Whether it's an IRA or stock and bond portfolio, we'll find the right investment for you, your family or your business.
|Firm Start Year:||2002|
|Name of Broker/Dealer:||Cutter and Company Brokerage Inc.|
|Name of Custodial Firm:||First Clearing|
|States Licensed in:||MO. IL. CO. FL. AZ.|
|Number of Years with Current Firm:||18|
|Work Experience:||28 Years working with retirees and business owner clients.|
|I work with the following types of clients:||Individual Investors, Non-Profit Organizations, Businesses|
|Advisory Services Provided:||Financial Planning for Businesses, 401K Rollovers, Retirement Planning, Portfolio Management, Estate Planning & Trusts, Annuities, Insurance Planning, Financial Advice & Consulting|
|Investment Types:||Annuities, Exchange Traded Funds (ETFs), Mutual Funds, Stocks, Bonds, Insurance, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||Via Email, Via Phone, At my office, At your home, Video Conference, At your office|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life, Health|
|Financial Organization Memberships:||IARFC|
|Non-Financial Organization Memberships:||Ducks Unlimited and Migratory Waterfowl.- International Association of Registered Financial Consultants|
|Firm's Number of Clients:||200|
|Firm's Number of Planning Clients:||150|
|Firm's Number of Managed Clients:||150|
|Advisor's Number of Clients:||200|
|Advisor's Number of Managed Clients:||50|
|Advisor's Number of Planning Clients:||100|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||50,000|
|Compensation Methods:||Commissions, Based on Assets|
|Additional Details on Charges:||We use fee based managed accounts but also have access to commission investments for smaller asset amounts.|
|Chartered Retirement Planning Counselor - CRPC||
College for Financial Planning - Denver
Securities & Advisory Services offered through Cutter & Company Brokerage Inc. 636-537-8770 15415 Clayton Rd. Ballwin MO.63011 Member FINRA, SIPC
Financial Advice & Consulting
We take the time to sit down with our clients and learn as much as possible prior to developing a personalized plan to help them. During our initial no cost visit we will get to know each other and what your goals and concerns are. There is no investing done at the first meeting.
Financial Planning for Businesses
We set up retirement plans for business' such as 401ks, SEP and Simple IRAs and buy sell agreements.
We have access to some of the largest money managers to help clients reach their goals. These managers can use individual stocks, ETFs as well as mutual funds.
|Mon.||9:00 AM - 5:00 PM|
|Tue.||9:00 AM - 7:00 PM|
|Wed.||9:00 AM - 7:00 PM|
|Thu.||9:00 AM - 5:00 PM|
|Fri.||9:00 AM - 5:00 PM|
|Labadie||Lake Saint Louis|
|Maryland Heights||O Fallon|
|Portage Des Sioux||Robertsville|
|Saint Ann||Saint Charles|
|Saint Louis||Saint Peters|
|Valley Park||Villa Ridge|