LPL Financial | Financial Advisor in Paramus ,NJ

650 From Rd
5th Fl/South Lobby
Paramus, NJ 07652

We serve Main Street wih Independent Advice


Independent, Unbiased, Non Proprietary Financial Planning Consultation. Portfolio and Investment management. State Registered Investment Advisor. Securities Offered through Linsco Private Ledger Member NASD/SIPC ? Portfolio Review/asset allocation ? Fee based planning and investments ? Retirement planning/401k consultation ? Variable and fixed annuities - ? Municipal bonds - ? insurance and risk managment Securties offered through Linsco Private Ledger Member NASD/SIPC.

18 Years of Experience

General Information
No.of Employees:   5-9
Name of Broker/Dealer:   LPL FINANCIAL
States Licensed in:   NJ NY FL CT PA
Number of Years with Current Firm:   6
I work with the following types of clients:   Individual Investors , Businesses

Investment Types:   Mutual Funds , Alternative Investments , Exchange Traded Funds (ETFs) , Bonds , Stocks , Annuities , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via phone , At my office , At your home , At your office , Via email

Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Variable Life , Long Term Care , Variable Annuity , Life
Financial Organization Memberships:   Paladin Registry

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record

Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   100,000
Compensation Methods:   Based on Assets , Flat Fee , Hourly


  • Do you have a customer satisfaction or refund policy? yes
  • What are your qualifications? What is your education background? 15 years practicing previously with Merill Lynch and PaineWebber, I am a Chartered Retirement Planning Counselor designated by College of Financial Planning , Registered Investment Advisor in NJ. Principal liscense. Extended Financial planning courses. BA in Economics/Accounting
  • What is your approach to financial planning? Independent Comprehensive planning includes net worth, cash flow, education analysis, retirement analysis, estate planning and insurance assesment WITHOUT PRODUCT/INVESTMENT RECOMENDATIONS. Cash flow analysis, asset allocation, inflation projections, action plan ALL FOR A FLAT FEE
  • What services do you offer? Full service investment advice . Financial planning, Independent portfolio evaluation, asset allocation modeling, portfolio creation, implementation and management
  • How many clients do you currently manage? over 200 relationships
see more
Richard Dragotta

Richard Dragotta


Office Hours

Mon. 8:30 AM - 5:00 PM
Tue. 8:30 AM - 5:00 PM
Wed. 8:30 AM - 5:00 PM
Thu. 8:30 AM - 5:00 PM
Fri. 8:30 AM - 5:00 PM