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Garth Scrivner, CFP(R), CPA/PFS
United Capital Financial Advisers

Tel: (505) 883-3131
6565 Americas Parkway
Suite 810
Albuquerque, NM 87110

Fee-only, Objective Advice. Pure and Simple.


About United Capital Financial Advisers

HELPING YOU ACHIEVE LIFELONG FINANCIAL WELL-BEING IS OUR PRIMARY FOCUS

We take your future seriously. That's why we tailor our practice to your specific needs. We act as your financial advocate? objective, caring and committed to helping you ensure you have what you need to meet life's challenges and opportunities.

Focused on you. Your adviser provides the best of both worlds: a local presence in Albuquerque with access to the extensive national resources of our firm. You'll turn to your adviser for the personalized service you need to reach your financial goals.

United Capital Financial Advisers, LLC("United Capital") provides financial life management and makes recommendations based on the specific needs and circumstances of each client.For clients with managed accounts, United Capital has discretionary authority over investment decisions. Investing involves risk and clients should carefully consider their own investment objectives and never rely on any single chart, graph or marketing piece to make decisions. Investment Adviser Representatives of United Capital Financial Advisers, LLC may transact securities business in a particular state only if first registered, excluded or exempted from Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, will not be made absent compliance with state Investment Adviser Representative registration requirements, or an applicable exemption or exclusion.


General Information

Firm Start Year:   2015
No.of Employees:   500-999
Name of Custodial Firm:   Charles Schwab, TD Ameritrade, Fidelity
States Licensed in:   NM,TX
Number of Years with Current Firm:   1
I work with the following types of clients:   Individual Investors , Non-Profit Organizations , Businesses


Services

Investment Types:   Exchange Traded Funds (ETFs) , Mutual Funds , Bonds , Stocks
I can meet clients in the following ways:   Via email , At my office , Via phone , At your office , At your home


Qualifications & Memberships

Financial Organization Memberships:   American Institute of Certified Public Accountants (AICPA) , Financial Planning Association (FPA) , Paladin Registry
Non-Financial Organization Memberships:   NM Estate Planning Council United Way Legacy Giving Council Girl Scouts of New Mexico PeacePal of New Mexico


Firm Information

Firm's Number of Clients:   12000
Assets Managed by Firm:   15,000,000,000
Advisor's Number of Clients:   70
Advisor's Number of Managed Clients:   70
Advisor's Number of Planning Clients:   70
Assets Managed by Advisor:   72000000


Compliance

Registered Investment Advisor:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Based on Assets
Fee % Based on Assets:   1.0 - 1.25
Additional Details on Charges:   The process for new clients begins with a data gathering meeting to determine client preferences, needs and goals. Then we develop an investment plan, specifically tailored to each clients individual needs and consistent with our investment philosophy. Clients are billed investment management fees based on assets managed. Clients are billed on a quarterly basis and are not billed in advance.
Minimum Fee Charged for Managed Accounts:   2500
Minimum Fee Charged for Hourly Planning Accounts:   2500
Minimum Fee Charged for Flat Fee Accounts:   2500


Education

Backelor's - Accounting  New Mexico State University - Las Cruces, NM
May 1994-May 1998



Faqs

  • What are your qualifications? What is your education background? B.A, Accounting, New Mexico State University
  • What is your approach to financial planning? Our firm provides financial planning and advice to individuals and small businesses. We work with people from all walks of life, providing financial planning services and advice. Clients have the flexibility to engage us on either a one-time, as-needed, or ongoing basis. Your financial objectives may include: Ensure or Determine Retirement Income
  • What services do you offer? Comprehensive Financial Planning Asset Allocation Analysis Education Funding Analysis Retirement Distribution Planning Cash Flow Management Stock Option Analysis
  • How many clients do you currently manage? Approximately 50-75 Client Relationships
  • Will you be the only person working with me? We take a team approach, and although I will work with you directly, there will be other team members who participate directly in the process.
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Disclaimer

United Capital Financial Advisers, LLC (“United Capital”) provides financial life management and makes recommendations based on the specific needs and circumstances of each client. For clients with managed accounts, United Capital has discretionary authority over investment decisions. Investing involves risk and clients should carefully consider their own investment objectives and never rely on any single chart, graph or marketing piece to make decisions. Investment Adviser Representatives of United Capital Financial Advisers, LLC may transact securities business in a particular state only if first registered, excluded or exempted from Investment Adviser Representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, will not be made absent compliance with state Investment Adviser Representative registration requirements, or an applicable exemption or exclusion.

Garth Scrivner, CFP(R), CPA/PFS

Garth Scrivner, CFP(R), CPA/PFS

CERTIFIED FINANCIAL PLANNER™ Certificant, Life & Health; Long Term Care; Specify below, PFS, CPA

Garth is a CERTIFIED FINANCIAL PLANNER? professional with nearly 10 years of experience in financial services. Before joining United Capital, Garth worked as a Senior Investment Counselor with StanCorp Investment Advisers. Prior to that, Garth was a principal in his own advisory firm, serving individuals and families in the Albuquerque area with comprehensive financial planning and investment management. With his background in a broad range of financial disciplines, Garth is able to help affluent investors find appropriate solutions for their needs.

Garth is a member of the American Institute of CPAs®, New Mexico Society of CPAs, New Mexico Estate Planning Council, and the Financial Planning Association. He has been quoted in national and local publications such as "The Wall Street Journal", "CNN Money", "SmartMoney and the Albuquerque Journal". He graduated from New Mexico State University with a bachelor's degree in accounting.

Garth makes his home in Albuquerque with his wife, Jennifer, and daughter Addison. He is involved with the Albuquerque Community Foundation's Future Fund and serves on the United Way New Mexico's Planned Giving Council. In his free time, Garth enjoys traveling and spending time with the family.

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My Services

Financial Advice & Consulting

HELPING YOU ACHIEVE LIFELONG FINANCIAL WELL-BEING IS OUR PRIMARY FOCUS We take your future seriously. That’s why we tailor our practice to your specific needs. We act as your financial advocate – objective, caring and committed to helping you ensure you have what you need to meet life’s challenges and opportunities. Focused on you. Your adviser provides the best of both worlds: a local presence in Albuquerque with access to the extensive national resources of our firm. You’ll turn to your adviser for the personalized service you need to reach your financial goals. Objective. Our objectivity comes from our service philosophy and fee structure. We are compensated only by our clients – not by product commissions or revenue- sharing arrangements with mutual fund companies. We assume a fiduciary duty to act in your best interest and adhere to a prudent, unbiased, approach to managing your money.


Financial Planning for Individuals

HELPING YOU ACHIEVE LIFELONG FINANCIAL WELL-BEING IS OUR PRIMARY FOCUS We take your future seriously. That’s why we tailor our practice to your specific needs. We act as your financial advocate – objective, caring and committed to helping you ensure you have what you need to meet life’s challenges and opportunities. Focused on you. Your adviser provides the best of both worlds: a local presence in Albuquerque with access to the extensive national resources of our firm. You’ll turn to your adviser for the personalized service you need to reach your financial goals. Objective. Our objectivity comes from our service philosophy and fee structure. We are compensated only by our clients – not by product commissions or revenue- sharing arrangements with mutual fund companies. We assume a fiduciary duty to act in your best interest and adhere to a prudent, unbiased, approach to managing your money.


Portfolio Management

PUTTING MONEY INTO MOTION Once we understand what’s important to you, we put your money to work. Your adviser creates an investment solution that is truly personalized, with a disciplined process to select, monitor and adjust your investments so your plan stays on track despite life’s ups and downs. We believe there are more ways than one to invest to reach your goals, and what matters is how comfortable you feel about how you are investing. When you have the right portfolio for you, sticking to your investment plan is a lot easier.


Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 5:00 PM