To provide comprehensive financial planning to business owners, professionals and other high net worth individuals in an ethical and and unique manner. This planning will include (but not limited to) financial planning, estate planning, business continuity planning. To accomplish this, Mr Sullivan encourages clients to become fully engaged in the planning process, so that the financial plan truly represents the clients goals and dreams. Mr. Sullivan's planning practice is a client relationship centered practice, as the planning process is an ongoing one and requires yearly monitoring and maintenance.
|Name of Broker/Dealer:||LPL Financial|
|States Licensed in:||NY,NJ,PA,NC,FL|
|Number of Years with Current Firm:||1|
|I work with the following types of clients:||Individual Investors, Businesses|
|Investment Types:||Mutual Funds, Bonds, Insurance, Annuities, Options & Futures, Exchange Traded Funds (ETFs), Commodities, Alternative Investments, Stocks, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At my office, At your office|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Annuity, Health, Disability, Life, Long Term Care, Variable Annuity, Variable Life|
|Financial Organization Memberships:||Financial Planning Association (FPA), Million Dollar Roundtable|
|Assets Managed by Firm:||Yes|
|Investment Advisor Representative:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||Fee-Based (Fee and Commissions)|
|Minimum Portfolio Size for New Managed Accounts:||$250,000|
|Compensation Methods:||Based on Assets, Flat Fee|
|Fee % Based on Assets:||1|
Securities and advisory services offered through LPL Financial, Member FINRA/SIPC
William T. Sullivan is and independent financial advisor with LPL Financial, a full service broker/dealer catering to independent financial planners nationwide.
Bill received his CFP® certification from the College for Financial Planning in Denver, Colorado and his Chartered Life Underwriter credential from The American College in Bryn Mawr, PA. He is a Series 6, 7 and 63 Licensed Registered Representative, in addition to being a licensed agent for life, health, disability and long term care insurance. With more than 25 years experience in the financial planning arena, he specializes in comprehensive planning for business owners, professionals and executives. He is an active member of the Greater Hudson Valley chapter of the Financial Planning Association.
Mr. Sullivan earned an ROTC scholarship to attend the University of Notre Dame where he graduated in 1981 with a Bachelor of Arts degree. Bill resides, with his wife of 37 years, in Orange County, New York. They have one daughter and two grandsons. He is an active member of the St. Paul's Roman Catholic Church; the Notre Dame Alumni Club, Hudson Valley Chapter; and has a passion for golf and for exploring the beautiful Shawangunk Mountains near his home.
|Mon.||9:00 AM - 5:00 PM|
|Tue.||9:00 AM - 5:00 PM|
|Wed.||9:00 AM - 5:00 PM|
|Thu.||9:00 AM - 5:00 PM|
|Fri.||9:00 AM - 5:00 PM|