Financial Advisory
Firm |
Firm CRD# |
SEC# |
No. of Clients |
No.
of Advisors |
AUM |
OPPENHEIMER ASSET MANAGEMENT |
105559 |
801-31427 |
44669 |
134 |
$19,882,272,864 |
MILLER HOWARD INVESTMENTS INC |
105800 |
801-28170 |
2075 |
32 |
$3,043,643,380 |
SIGNATURE SECURITIES GROUP CORP. |
104233 |
801-67767 |
1964 |
42 |
$1,095,258,974 |
GAMCO ASSET MANAGEMENT INC. |
104950 |
801-14132 |
1800 |
99 |
$12,720,342,295 |
BECK, MACK & OLIVER LLC |
105466 |
801-482 |
1244 |
20 |
$4,750,619,302 |
GAGNON SECURITIES, LLC |
103727 |
801-64836 |
1192 |
23 |
$710,114,755 |
GRIFFIN ASSET MANAGEMENT, LLC |
104548 |
801-7495 |
661 |
10 |
$945,320,067 |
TIMECAPITAL INVESTOR ADVISORY SERVICES INC |
105672 |
801-11732 |
562 |
2 |
$230,753,052 |
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC |
105820 |
801-15834 |
407 |
305 |
$173,373,000,000 |
HEROLD ADVISORS, INC. |
105090 |
801-11216 |
315 |
7 |
$376,020,301 |
GEOVEST ADVISORS INC |
105906 |
801-31544 |
259 |
6 |
$112,171,748 |
GREENHAVEN ASSOCIATES INC |
104729 |
801-31678 |
233 |
6 |
$8,648,926,678 |
BNP PARIBAS ASSET MANAGEMENT USA, INC. |
105455 |
801-10577 |
90 |
115 |
$53,025,531,558 |
VAN ECK ASSOCIATES CORP. |
105080 |
801-21340 |
85 |
211 |
$68,402,533,420 |
GABELLI FUNDS, LLC |
104949 |
801-37706 |
45 |
59 |
$22,610,817,368 |
CAPITAL MANAGEMENT ASSOCIATES INC |
104783 |
801-17691 |
42 |
9 |
$136,383,933 |