wiseradvisor


Peter D. D'Agati, CFA®
Stembrook Asset Management

Tel: 201-484-0063
405 Lexington Avenue
26th Floor
New York, NY 10174
Stembrook Asset Management | Financial Advisor in New York ,NY

About Peter D. D'Agati

Peter is the Founder and President of Stembrook Asset Management, and is actively involved in all investment and research activities of the firm.

Prior to founding Stembrook, Peter was founder and Head of Portfolio Strategy Research at Brown Brothers Harriman. In this role, he was responsible for developing the high-level investment strategies for high-net-worth individuals, endowments, foundations, trusts, and institutions, representing $45 billion of investment assets. Strategies included a broad range of traditional and alternative asset classes, and incorporated tax planning, risk management and liquidity considerations. Peter served as Chairman of the Investment Committee responsible for selecting investments for inclusion in client portfolios and served on the Alternative Assets Investment Policy Committee. Peter also co-founded Brown Brothers Harriman's Tax-Efficient Risk Management practice, and was the senior researcher in charge of portfolio risk management and tax-efficient asset management for private clients. Previously, Peter spent four years with Lazard Asset Management where he developed a variety of sophisticated tools designed to measure, manage and evaluate client portfolios across countries and currencies.

Peter earned his Bachelor of Science in Mathematics and Finance from Providence College, with honors. He is a holder of the Chartered Financial Analyst designation and is a member of both the CFA Institute and the CFA Society New York. Peter has been an invited speaker at numerous investor forums including Columbia Business School, the Institute for Private Investors and the Financial Planning Association


About Stembrook Asset Management

Our clients deeply value our personal, responsive approach to wealth management which provides you with direct access to an investment decision maker and business owner, rather than a salesperson or inexperienced advisor. You also have access to our network of high-quality professionals in tax, legal, and estate planning.

But personal service without institutional-strength investment planning isn't enough. Your investment plan is developed using our proprietary processes and state of the art tools to provide you with a sustainable portfolio that is tax-efficient, diligently monitored, and tailored to your specific needs.

Our team can also offer more complex solutions, such as trust services, options trading strategies, and guidance for executives and business owners on business sales and equity compensation plans, among others.

See Disclosures

Talk to an Advisor and GET ANSWERS   
      


General Information

Firm Start Year:   2007
No. of Employees:   2-4
States Licensed in:   NJ
Number of Years with Current Firm:   15
Work with the following types of clients:   Individual Investors, Businesses
Advisory Services Provided:   Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Financial Planning

Services

Investment Types:   Commodities, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Options & Futures, Socially Responsible Investments (SRI)
Can meet clients in the following ways:   Our Office, Your Office, Our Offices, Video Conference, Your Home, Phone

Firm Information

Advisor's Number of Clients:   34
Advisor's Number of Managed Clients:   34
Advisor's Number of Planning Clients:   0
Assets Managed by Advisor:   $74460968

Compensation and Fees

Fee Structure:   Fee-Only
Minimum Portfolio Size for New Managed Accounts:   $1000000
Compensation Methods:   Hourly, Based on Assets, Flat Fee
Fee % Based on Assets:   Tiered

Education

Bachelor of Science in Mathematics and Finance, with honors  - Mathematics and Finance   Providence College  - Providence, RI
09/01/1990-05/31/1993

Compliance

Registered Investment Advisor:

Yes


Registered Representative:

Yes


Investment Advisor Representative:

Yes


Acknowledged fiduciary:

Yes


Compliance Disclosures in Last 5 years:

I have a clean record


Criminal Disclosures in Last 5 years:

I have a clean record


Communities Served

Greater New York New Jersey
National

Social Networks

tweeter facebook linkedin
brokercheck