US Planning Group - A New York Corp. | Financial Advisor in New York ,NY

450 Seventh Ave.
Suite 2600
New York, NY 10123

Failing to plan is planning to fail


Independent Certified Financial Planner? professional focusing on three main areas: Investment Consulting, Advanced Planning, Relationship Management. Clients receive unbiased advice based on a holistic approach that entails every aspect of their personal financial picture. Provides a consultative process while offering customized choices and solutions. Backed by a team of experts, including Attorneys, CPAs, Property/Casualty & Debt Financing specialists. Services include: Brokerage, Asset Management, Financial Planning, Charitable Giving, Wealth Transfer, Asset Protection, etc.

6 Years of Experience

General Information
Name of Broker/Dealer:   Woodbury Financial
States Licensed in:   NY, NJ, CA, CO, SC, CT
Number of Years with Current Firm:   4
Work Experience:   Provident Mutual
Nationwide Financial
US Planning Group
I work with the following types of clients:   Businesses , Individual Investors

Investment Types:   Insurance , Mutual Funds , Annuities
I can meet clients in the following ways:   At your office , Via email , Via phone , At my office

Qualifications & Memberships
Insurance and Annuity Licenses:   Health , Annuity , Disability , Long Term Care , Variable Life , Variable Annuity , Life
Firm Information
Firm's Number of Clients:   500
Firm's Number of Planning Clients:   150
Firm's Number of Managed Clients:   350
Assets Managed by Firm:   $85,000,000
Advisor's Number of Clients:   90
Advisor's Number of Managed Clients:   60
Advisor's Number of Planning Clients:   30
Assets Managed by Advisor:   $15,000,000

Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record

Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Based on Assets , Flat Fee , Hourly , Commissions
Fee % Based on Assets:   1.0
Hourly Rate:   $150.00
Flat Fee Rate:   $1,500.00
Additional Details on Charges:   The fees and rates will vary depending on the total assets under management or the scope of the engagement. Fee percentage can drop as assets under management increase.
Minimum Fee Charged for Managed Accounts:   $500.00
Minimum Fee Charged for Hourly Planning Accounts:   $750.00
Minimum Fee Charged for Flat Fee Accounts:   $1,200.00



*Securities and Investment Advisory Services offered through Woodbury Financial Services, Inc., A Registered Investment Advisor. Member FINRA, SIPC. U.S. Planning Group - A New York Corporation and Woodbury Financial Services are not affiliated entities.

Peter Topping

Peter Topping


Communities Served