Personal Capital is an industry-leading digital wealth management company. We do the right thing by the everyday investor by taking a holistic, 360ý approach to money management. Our state-of-the-art tools and technology provide investors with a complete financial picture and our financial advisors are fiduciaries, legally bound to act in your best interest to provide expert guidance, and logical strategies, based on a personal understanding of an investorýs financial picture and goals. We currently manage more than $10+ billion in assets, work with investors in each state and have offices across the U.S.
General Information |
| Firm Start Year: | 2009 | |
| Name of Broker/Dealer: | Pershing |
| Number of Years with Current Firm: | 10 |
Services |
| Investment Types: | Bonds, Exchange Traded Funds (ETFs), Stocks, Socially Responsible Investments (SRI) |
| I can meet clients in the following ways: | At my office, Video Conference, Via phone |
Firm Information |
| Firm's Number of Planning Clients: | 21,000 |
| Assets Managed by Firm: | $11,000,000,000 |
Compliance |
| Registered Investment Advisor: | Yes |
| I am an acknowledged fiduciary: | Yes |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
| Compensation Methods: | Based on Assets |
Key Differentiators:
• See all your financial accounts with all your financial institutions, all in one place: You can link your checking, savings, 401k, IRA, mortgage, investments, credit cards, and more.
• Personalization on a whole new level: Personal Capital offers personalized financial planning, for qualified clients.
• Dynamic, Diversified Portfolios: Proprietary SmartWeighting™ technology helps minimize the risk of market drops by automatically rebalancing portfolios.
• Access to Experts and Specialists: Clients also enjoy access to a wide range of experts in tax, income, retirement, estate planning, insurance, college savings, stock options, real estate, socially responsible investing and charitable giving.
• Transparent fees: Clients pay one flat fee for all of our wealth management services.
• We'll always act in your best interest: Personal Capital is a fiduciary, which means their advisors are legally obligated to act in your best interest.
Wealth Management |
|
Whether you're planning for retirement or looking for ways to invest we offer dedicated registered financial advisors, along with free tools, to help you build a personalized portfolio. Our approach includes Tax Optimization, our proprietary Smart Weighting strategy, and Dynamic Portfolio Allocation. We also offer Socially Responsible Investing options at no additional cost. |
Portfolio Management |
|
We don't believe in a one size fits all portfolio. Our approach is tailored to you and your goals. Together, we'll create a plan that's based on your preferences, and what stage you are in your life. |
 |
Mon. | 9:00 AM - 5:00 PM |
|
Tue. | 9:00 AM - 5:00 PM |
|
Wed. | 9:00 AM - 5:00 PM |
|
Thu. | 9:00 AM - 5:00 PM |
|
Fri. | 9:00 AM - 5:00 PM |
 |
 |
 |