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Personalized advice for
Portfolio Size of 100K and
above
FINRA/SEC Registered Advisors
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Accuracy: We match you to vetted advisors that closely align with your needs.
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Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
Personalized advice for portfolio size
of 100K & above
There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc., that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Rochester
has
4
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from. These financial advisors in
Rochester,
New York
have an average of
24
years of experience.
NOTE: The list of vetted financial
advisors in
Rochester,
New York
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Rochester, New York.
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
|---|---|---|---|---|
| 22 Years | Not Specified | $300,000 | Fee-Based | |
| Not Disclosed | $10,000,000,000 | Not Specified | Fee-Based | |
|
Richard Dougherty
CFP®, AIF® ECHELON WEALTH ADVISORS, LLC 1159 Pittsford Victor Rd, Ste 220, Pittsford, NY 14534 |
12 Years | $137,000,000 | $250,000 | Fee-Based |
| 40 Years | $11,500,000,000 | $250,000 | Fee-Based |
Qualifications
CRD# 4375926
Firm CRD# 8032
Series 7, 65, 66
Compensation/Fee Fee-Based, Flat Fee, Based on Assets
Office Location
190 Linden Oaks, Suite A,
Rochester,
NY
14625
Phone Number
585-787-6870
Your financial plan should be tailored to your family's goals, and that's why I take great care and satisfaction in weaving together a plan that is perfectly suited to your situation. As a fiduciary advisor, I focus on creating comprehensive blueprints that address both short- and long-term goals. I believe that to achieve wealth accumulation and sustainable retirement strategies, it's important to understand and work through the complexities of risk, income distribution, and tax planning, while building a flexible plan that can adapt as your needs change. With over 20 years of experience in the financial industry, I discovered early on that assisting people with their personal finances was not only an affinity of mine, but also a rewarding endeavor. Joining OakWood has allowed me to deliver the personalized planning and service that clients deserve, which can be difficult to find with larger firms. I look forward to getting to know you, understanding your goals, and providing guidance to keep you informed and empowered about your financial decisions.
What separates OakWood Financial Services from others is the personal connections we share with our clients. Mutual trust is built by listening to what you hope to accomplish and then providing you with the knowledge and guidance needed to feel secure in making the financial decisions to get there. OakWood was founded in 1999 as an independent firm with the overriding principle to prioritize our clients' best interests. Whether you are retired, preparing for retirement, or navigating a significant life change, our advisors offer tailored assistance to address your planning and implementation needs.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services
Qualifications
Firm CRD# 111167
Compensation/Fee Fee-Based
Office Location
20 Wildbriar Road Suite E,
Rochester,
NY
14623
Phone Number
888-242-6766
Allworth Financial has been providing transparent, straightforward, and honest financial advice to individuals and families for more than 26 years. They are a fiduciary, fee-based firm that focuses on helping people achieve financial confidence. The advisors at Allworth are not salespeople, so their sole interest is providing the recommendations and advice people need to hear. During your free consultation, the advisor will listen to your goals, answer your questions, and lay out a series of next steps for success.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 5271824
Firm CRD# 39543
Series 7, 66
Compensation/Fee Fee-Based, Hourly, Commissions, Based on Assets
Office Location
1159 Pittsford Victor Rd,
Ste 220,
Pittsford,
NY
14534
Phone Number
585-381-1861
Richard A. Dougherty, CFP®, AIF® President Rick is the President of Echelon Wealth Advisors, LLC. He helps clients invest their assets to accomplish various objectives. Rick continues to work diligently to lead, grow and differentiate Echelon Wealth Advisors, LLC. After graduating from St. John Fisher College, Rick went on to earn CERTIFIED FINANCIAL PLANNER™ Practitioner and Accredited Investment Fiduciary® designations. In addition, Rick holds his Series 7 and 66 FINRA licenses, as well as his Life, Accident and Health insurance certifications. Rick is also deeply involved in the community, serving on the Executive Committee for the Small Business Council of Rochester. Rick Co-chairs their signature event, the Business Person of the Year Celebration, and serves on the Renee Tschetter Scholarship Golf Tournament Committee, and its philanthropic component, SBC Cares. Rick is also an active member of Rochester Rotary. When he's not engaged in financial planning or helping clients, Rick enjoys spending time with his wife, two dogs, playing golf and watching Syracuse Basketball.
At Echelon Wealth Advisor, clients interests are our priority. We know that clients entrust us with more than money; you trust us with your family's financial future. With that comes the responsibility to listen, always put your interests first, and provide you with the tools and resources to acheive your objectives. We help our clients answer life's most important questions: Will you have enough money to live independently for the rest of your life? Do you understand how much retirement will cost and are you on track to meet your goals? How do you efficiently leave your money to your family and not to the government? We recognize there are no shortcuts in acheiving our clients objectives. By implementing consistent processes in everything we do, Echelon is committed to providing great value.
Advisory Services Provided:
Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning
Qualifications
CRD# 2522503
Firm CRD# 157299
Series 7, 65, 66
Compensation/Fee Fee-Based, Commissions, Based on Assets
Office Location
6400 Sheridan Drive,
Ste. 220,
Williamsville,
NY
14221
Phone Number
716-221-3321
Our investment philosophy and approach consists of a disciplined process and planning. Our most deeply held principle is loyalty to our clients. Our group is built on a strong commitment to client service and personalized attention based on an understanding of each client's financial goals. We begin every relationship with a conversation, helping you identify and prioritize which goals matter most to you. Our commitment to exceptional service and personalized advice guides everything that we do.
Snowden Lane Partners is an independent, selective wealth management firm, dedicated to providing client focused advice in a goals-driven culture. As independent wealth advisors, we are free to act in the best interest of our clients. Snowden Lane was founded to create a place of higher ideals; a place where the client's interests Comes First. The leadership team has over 125 years of experience from the worlds largest wealth management firms and founded Snowden Lane Partners. Our Chairman, Lyle LaMothe, was Head of Merrill Lynch's US Wealth Management. Rob Mooney, Managing Partner, and CEO was Head of Risk Management and General Counsel for Merrill Lynch Global Wealth Management. Greg Franks, Managing Partner, and President was a former Division Director for Merrill Lynch's US Wealth Management. With 14 offices Nationwide - California, New York, Connecticut, Maryland, Texas, Florida, Pennsylvania, New Hampshire and Colorado. Snowden Lane has a growing national and overseas footprint with over $ 11 billion in client assets. The Financial Times named Snowden Lane to its elite FT 300 list for six straight years, recognizing it as one of the top independent RIA firms in the U.S. The firm was also included in the Barron's Top 100 RIA Firms ranking, from 2020 -2023 .
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.
| Firm Name | No. of Advisors | No. of Clients | AUM | Fee Structure |
|---|---|---|---|---|
| 41 | 2906 | $2,253,449,018 | A Percentage of AUM, Fixed Fees, Performance Based
|
|
| 25 | 6280 | $1,952,343,644 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 24 | 2398 | $1,460,434,355 | A Percentage of AUM, Fixed Fees
|
|
| 21 | 2309 | $1,139,537,472 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 57 | 4203 | $1,072,749,714 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 12 | 1527 | $794,075,267 | A Percentage of AUM, Fixed Fees
|
|
| 14 | 3011 | $768,226,652 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 4 | 199 | $640,920,110 | A Percentage of AUM
|
|
| 40 | 2044 | $549,240,673 | A Percentage of AUM, Hourly charges, Fixed Fees, Commission Based
|
|
| 19 | 930 | $520,499,794 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 17 | 1640 | $451,421,521 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 24 | 2721 | $344,257,941 | A Percentage of AUM
|
|
| 12 | 1314 | $295,262,571 | A Percentage of AUM, Hourly charges, Subscription Fees, Fixed Fees
|
|
| 2 | 117 | $285,637,646 | A Percentage of AUM
|
|
| 70 | 1963 | $256,337,850 | A Percentage of AUM
|
You can utilize our New York advisor directory as the majority of advisors listed there offer retirement planning services. By clicking on the "View full profile" button of any vetted financial advisor, you can access detailed information about their services, fees, credentials, and more. In the "Advisory Services Provided" section, you will be able to confirm if retirement planning is among the services they offer.
The qualifications that you should look for in a financial advisor are years of relevant experience in providing advisory services to people in New York and also ensure that he has the necessary licenses and registrations with reputable regulatory bodies such as FINRA and the SEC. To learn more, read the guide on how to use BrokerCheck to evaluate a financial advisor's credentials.
The cost of hiring a financial advisor in New York can vary. Typically, financial advisors charge by a fee-only or fee-based ( fee and commission) model. It can range from a fixed rate of approx. $7,500 and above or approx. 1.02% of assets under management (AUM). To get a better understanding of how financial advisors charge and the factors influencing their fees, read more on the costs of hiring a financial advisor.
Financial advisors in New York offer a wide range of financial services to help individuals manage their finances. Some of the common services include investment planning, retirement planning, wealth management, education planning, tax planning, estate planning, and insurance planning. Financial advisors also provide advice on managing debt, creating and maintaining a budget, and setting financial goals. Learn more about who financial advisors are and what they do.
The cost of hiring a financial advisor in New York can vary. Typically, financial advisors charge by a fee-only or fee-based (fee and commission) model. It can range from a fixed rate of approx. $7,500 and above or approx. 1.02% of assets under management (AUM). To get a better understanding of how financial advisors charge and the factors influencing their fees, read more on the costs of hiring a financial advisor.
Yes, many financial advisors in New York are also tax professionals or work closely with tax professionals to help clients with tax planning and preparation. However, WiserAdvisor's directory may not include advisors that specialize in taxes. In the "Advisory Services Provided" section, you will be able to confirm if tax advice and tax preparation services are among the services they offer.
How often you should meet with your financial advisor may depend on your specific financial situation and goals. For complex finances, you may need to meet with your financial advisor weekly or monthly, while for those with regular income and simpler investments, quarterly or annual meetings may be enough.Your advisor can assist in determining the suitable meeting frequency based on your circumstances. Read on to learn more about how often you should meet with your advisor.
There are multiple benefits to hiring a financial advisor in New York. Financial advisors are finance professionals that help you by providing you with professional guidance and strategy to build wealth. You as a client also benefit from their deep knowledge, experience, and perspective and gain peace of mind knowing you're making informed financial decisions. Additionally, working with a financial advisor can potentially minimize investment risks and lead to more returns on your investments. The financial advisors also review your investments regularly and provide ongoing support to help you stay on track and adjust your financial plans as needed. To learn more, read about the benefits of working with a financial advisor.
When choosing a financial advisor in New York, it's important to do some initial research. You need to check each financial advisor's years of relevant experience, credentials (CFP, ChFCs, CFAs, etc.) education, and method of compensation,and ensure that he adheres to a strict code of ethics. It is also important to check for any disciplinary actions or complaints against the advisor through the registration status at the Financial Industry Regulatory Authority's (FINRA) BrokerCheck website. Use this guide to know how to use BrokerCheck on FINRA to research an advisor. To learn more, read the guide on choosing the best financial advisor.
New York has a variety of different types of financial advisors to meet diverse needs including:
Investment advisors and portfolio managers: Specialize in managing investment portfolios and providing personalized advice.
Wealth managers: Provide financial services, including investment management, estate planning, and tax strategies.
Financial planners: Address financial areas like budgeting, saving, and goal planning.
Retirement planners: Focus on helping individuals plan for their retirement years.
Robo-advisors: Leverage technology to provide automated investment solutions.
To further explore how financial advisors can support you, learn more about the different types of financial advisors and their areas of expertise.
