In business since 1979, Strategic has a team of 37 wealth management professionals, servicing over 1,000 clients and managing more than $1.7 billion in assets. Areas of focus include Investment Management, Financial Planning and Corporate Retirement Plans. With offices in Utica, NY, Rome, NY, Syracuse, NY and West Palm Beach, FL, Strategic is a regional leader in the Wealth Management industry. While successfully growing from established roots, the firm continues to expand its geographic footprint and influence across the northeast and throughout the United States.
|Firm Start Year:||1979|
|States Licensed in:||NY, TX|
|Number of Years with Current Firm:||16|
|I work with the following types of clients:||Non-Profit Organizations, Individual Investors, Businesses, Investment Clubs|
|Advisory Services Provided:||Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management, Money Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Wealth Management|
|Investment Types:||Annuities, Stocks, Exchange Traded Funds (ETFs), Bonds, Mutual Funds, Commodities, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At your office, Via Email, Via Phone, At your home, Our Offices, Video Conference, At my office|
|Firm's Number of Clients:||1,000|
|Assets Managed by Firm:||$1.7B|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Compensation Methods:||Based on Assets|
|Bachelor's Degree - Economics||
|Masters in Business Administration (MBA)||
Steadfast Leader. Dissector of Markets. Passionate Client Advocate.
Alan specializes in investment management work for high-net-worth clients and institutions. He is also responsible for leading Strategic's overall business activities.
Alan has spent his 20+ year investment career as a passionate advocate for his clients in the market. He spent the early part of his career in Manhattan as an equity trader and team leader for Merrill Lynch and Fulcrum Global Partners, partnering with the world's leading mutual funds, hedge funds and research analysts to implement investment strategy.
Alan returned home to Upstate New York in 2005, bringing with him a unique industry experience and perspective on the markets.
|Mon.||8:30 AM - 4:30 PM|
|Tue.||8:30 AM - 4:30 PM|
|Wed.||8:30 AM - 4:30 PM|
|Thu.||8:30 AM - 4:30 PM|
|Fri.||8:30 AM - 4:30 PM|