We are dedicated to providing a unique Advisor-Client relationship. Our approach is treating our engagement with the heart of a teacher and not a sales person. We keep close touch with our clients and mandate that telephone calls are returned within 24 hours. We know your time is valuable and therefore meetings can be held in your home during the day or evening for your convenience. More importantly, you will have an understanding of the nature of your investments, how they work, and what you can expect from them. We explain things in terms you will understand so that you have a high comfort level with what you own.
We offer full service financial planning. We currently serve 1,000 clients and $130,000,000 of assets under management. We are affiliated with a fully independent Broker Dealer with no proprietary products.
|Name of Broker/Dealer:||Securities America, Inc.|
|Name of Custodial Firm:||National Financial Services|
|States Licensed in:||AR,CA,CT,DC,FL,LA,MA,MI,NJ,NY,PA,SC,SD,VA,WA|
|Number of Years with Current Firm:||4|
|Work Experience:||Wall Street Financial Group|
|I work with the following types of clients:||Non-Profit Organizations, Individual Investors, Businesses|
|Investment Types:||Bonds, Mutual Funds, Options & Futures, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||Video Conference, At your home, At my office, Via phone, At your office, Via email|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Disability, Long Term Care, Variable Life, Variable Annuity, Life, Health, Annuity|
|Non-Financial Organization Memberships:||Military Officers Association of America (MOAA)|
|Firm's Number of Clients:||2000|
|Firm's Number of Planning Clients:||500|
|Firm's Number of Managed Clients:||500|
|Assets Managed by Firm:||$250,000,000|
|Assets Managed by Advisor:||$28,000,000|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||Fee-Based (Fee and Commissions)|
|Minimum Portfolio Size for New Managed Accounts:||$25000|
|Compensation Methods:||Flat Fee, Based on Assets, Hourly, Commissions|
|Fee % Based on Assets:||1|
|Minimum Fee Charged for Managed Accounts:||$250|
|Minimum Fee Charged for Hourly Planning Accounts:||$250|
|Maste'rs Degree - Financial Planning & Counseling||
University of Alabama
Please see my website for additional information and disclosure www.avhinvest.com. FINRA Broker Check https://brokercheck.finra.org/
Securities offered through Securities America, Inc. member FINRA/SIPC. Advisory services offered through Securities America Advisors, Inc. AVH Invest and Securities America are separate companies.
I am a CERTIFIED FINANCIAL PLANNER" looking to help clients successfully realize their financial goals. I am a highly dedicated retired military officer with 20 years of service, and hope to bring my experiences of working with people from all over the world to the table. My time spent in the military has taught me the importance of planning, attention to detail, and seeing a plan executed from start to finish. I will manage my clients money in the same way, seeking to provide them with unparalleled service.
As a firm, we continue to look for clients who will find value in the way we help minimize risk and explain things in a down-to-earth fashion. New clients allow us to achieve economies of scale and increase the level of service we provide to all our valued customers. Thank you for your interest in our services and I look forward to guiding your success for many years to come.
|Mon.||7:00 AM - 9:00 PM|
|Tue.||7:00 AM - 9:00 PM|
|Wed.||7:00 AM - 9:00 PM|
|Thu.||7:00 AM - 9:00 PM|
|Fri.||7:00 AM - 9:00 PM|
|Sat.||7:00 AM - 9:00 PM|