Brecken Capital Advisors, LLC offers asset management, planning & more goal is protect & growth
assets by actively managing risk through utilizing 7 of our proprietary model portfolios.
TRUST, COST, PERFORMANCE. At BCA we believe the path to achieving your financial goals is paved through COST & PERFORMANCE. That is why we hold ourselves accountable by transparently measuring both.
With over 30 years of Wall Street experience and backed by TD Ameritrades Institutional platform we bring accountability and transparency to investing. Driven by the passion of investing as well as finding value/growth and conducting in house asset management including research, we deliver a full range of investment services. We pride ourselves in providing the level of detail to our investment selections to every client much like large institutional investors expect.
Our basic services are Asset Management, Financial/ Retirement Planning, Insurance, Business Services & Business Consulting. The cornerstone of our investment philosophy is by offering portfolios designed by us we can potentially provide a level of insight & risk management that potentially protects & grows wealth. Essentially, we bring personal portfolio management to clients vs through funds managed by a third-party. Our financial & retirement planning is geared towards not only achieving stated client goals such as retirement, but also assisting in increasing household cash flow. We draw on our experience through our affiliate, Charlotte Consultant Services, LLC which we offers Exit Planning & Valuation services for business owners (generally more complex than personal plans) that focus on profit & value improvement.
|Firm Start Year:||2019|
|Name of Broker/Dealer:||TD Ameritrade Institutional|
|Name of Custodial Firm:||TD Ameritrade Institutional|
|States Licensed in:||NC|
|Number of Years with Current Firm:||2|
|I work with the following types of clients:||Individual Investors, Businesses|
|Investment Types:||Alternative Investments, Bonds, Stocks, Annuities, Insurance, Commodities, Exchange Traded Funds (ETFs)|
|I can meet clients in the following ways:||Via email, Via phone, At your home, At my office, Video Conference, At your office|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Annuity, Accident, Casualty, Property, Disability, Health, Variable Life, Long Term Care, Variable Annuity, HMO, Life|
|Registered Investment Advisor:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Compensation Methods:||Based on Assets, Flat Fee|
|Fee % Based on Assets:||1% <$1M|
|Additional Details on Charges:||1% Fee <$1M 0.8% Fee >$1M Planning fees range from $600-$2,000|
|Minimum Fee Charged for Managed Accounts:||$100|
|MBA - Finance||
NYU Stern School of Business - NY
Brecken Capital Advisors offers a wide range of financial services for both businesses & individuals aimed at achieving client's financial goals. Whether those goals be profit oriented for a business or financial goals for individuals we strive to do so by preserving & growing your capital. We deliver personalize portfolio management by designing our own model portfolios. Thus, clients obtain a different level of insight into their investments and potentially achieve their financial goals. Contact us to learn more.
Brecken Capital Advisors, LLC (BCA) was founded based on the delivering transparency & accountability to clients. Our founder, Leonard Brecken, lives and works in Weddington, NC after growing up in Queens, NY. He understands the value of money and investments not only from growing up with modest means, but also through extensive background in serving large institutional investors through research and portfolio management in the past as an Equity Analyst & Hedge Fund portfolio manager.
After working for 2 different financial advisory firms and working as an institutional portfolio manager & analyst for 25 years on Wall Street our founder Leonard Brecken knows his way around professionally managing money. For over a decade, Mr. Brecken was a Senior Equity Research Analyst providing research to large institutional investors on public companies. In addition, he was responsible for overseeing $200M plus investments for a $1B plus NY based hedge fund. Further, he has over 15 years experience in portfolio management via founding Brecken Capital, LLC a hedge fund in NY. This 25 years of Wall Street experience provides the foundation to uncover value through conducting deep fundamental in house research on individual investments and the economy as a whole. This facilitates the development of our 7 proprietary model portfolios offered to clients. Leonard over the last 3 decades has made numerous media appearances on CNBC as well as printed media which can found on Brecken Capital Advisors website.
Financial Planning for Businesses
For business owners we coordinate your personal plan with your business planning so they are consistent and in sync so financial decisions can be made seamlessly. Further, in conjunction with our sister firm Charlotte Consultant Services, LLC (founded by Leonard Brecken) we provide detailed Valuation & Exit Planning for businesses focused on increasing profitability & value today and in the future.
Financial Planning for Individuals
Our financial planning is geared towards finding ways to free up cash flow to increase savings. In general, we use financial planning as a blueprint on HOW we are going to achieve your financial goals such as which asset to select. Retirement Planning is frequently a by-product of the financial planning process since retirement is usually selected as a financial goal. Integrated tax planning is part of the process so that taxes can be minimized before and after retirement. In addition, savings optimization used when selecting taxable & qualified retirement accounts to consider tax implications today and in the future.
Financial Advice & Consulting
Thru, Charlotte Consultant Services, LLC we deliver Exit & Financial Planning and Valuation Enhancement services for business owners. We develop valuation & exit plans focused of developing Key Performance Indicators (KPIs) that drive the value behind a business so that it can be increased. Part of the plan is to stream line a businesses financial management system so it can better planned & managed. We focus on the core of an Exit Plan: determining and improving the underlying value of a business. An Exit Plan's success is largely determined if the plan achieves an owner's financial goals. Those goals can only be met if the valuation of the business meets those goals.
|Sun.||7:00 AM - 7:00 PM|
|Mon.||7:00 AM - 7:00 PM|
|Tue.||7:00 AM - 7:00 PM|
|Wed.||7:00 AM - 7:00 PM|
|Thu.||7:00 AM - 7:00 PM|
|Fri.||7:00 AM - 7:00 PM|
|Sat.||7:00 AM - 7:00 PM|
|Fort Mill||Heath Springs|