Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.
We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.
We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.
|Firm Start Year:||1980|
|Name of Broker/Dealer:||NA|
|Name of Custodial Firm:||TD Ameritrade|
|States Licensed in:||ND,SD,MN and others, na|
|Number of Years with Current Firm:||30|
|Work Experience:||Chartered Financial Consultant and income tax preparer|
|I work with the following types of clients:||Non-Profit Organizations, Individual Investors, Businesses|
|Foreign Languages Serviced:||NA|
|Advisory Services Provided:||Tax Advice and Services, Financial Advice & Consulting, Annuities, Risk Management, Estate Planning & Trusts, Financial Planning for Individuals, 401K Rollovers, Insurance Planning, Wealth Management, Retirement Planning, Portfolio Management, Money Management|
|Investment Types:||Insurance, Exchange Traded Funds (ETFs), Commodities, Options & Futures, Bonds, Mutual Funds, Stocks, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||Via Phone, Via Email, At your home, At my office|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Long Term Care, Life, Health, Annuity|
|Firm's Number of Clients:||215|
|Firm's Number of Planning Clients:||NA|
|Firm's Number of Managed Clients:||NA|
|Assets Managed by Firm:||NA|
|Advisor's Number of Clients:||180|
|Advisor's Number of Managed Clients:||NA|
|Advisor's Number of Planning Clients:||NA|
|Assets Managed by Advisor:||NA|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||50,000|
|Compensation Methods:||Based on Assets, Hourly|
|Fee % Based on Assets:||1.5%-.05%|
|Flat Fee Rate:||na|
|Additional Details on Charges:||We design you financial plan and investment strategy to help achieve your goals.|
|Minimum Fee Charged for Managed Accounts:||na|
|Minimum Fee Charged for Hourly Planning Accounts:||na|
|Minimum Fee Charged for Flat Fee Accounts:||na|
Financial Planning, income tax planning, investment management, tax efficient investment management, as well as all areas of financial guidance.
Financial Planning for Individuals
Financial planning, identifying your return rates needed to achieve your goals, tax considerations and how long your money will last.
Financial Advice & Consulting
Individually designed accounts to achieve your goals. How best to achieve your goals by proper budgeting and cash flow management.
We invest in individual securities that meet your risk tolerance, adhere to stops/alerts and position size to reduce volatility.
|Mon.||9:00 AM - 4:00 PM|
|Tue.||9:00 AM - 4:00 PM|
|Wed.||9:00 AM - 4:00 PM|
|Thu.||9:00 AM - 4:00 PM|
|Fri.||9:00 AM - 4:00 PM|