Rod Schauer
Complete Investment Advisory LLC
Tel: (701) 277-9392
Fargo, ND 58103
Your Secure Retirement is our Business
About Complete Investment Advisory LLC
Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.
We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.
We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.
31 Years of Experience
- SEC File# NA
- CRD# 6023553
- Firm CRD# 166876
- Insurance License# 658863
- Series 65 na
| General Information |
| Firm Start Year: | 1980 | |
| No.of Employees: | 2-4 | |
| Insurance License#: | 658863 |
| Name of Broker/Dealer: | NA |
| Name of Custodial Firm: | TD Ameritrade |
| States Licensed in: | ND,SD,MN and others |
| Number of Years with Current Firm: | 30 |
| Work Experience: | Chartered Financial Consultant and income tax preparer |
| I work with the following types of clients: | Non-Profit Organizations , Individual Investors , Businesses |
| Foreign Languages Serviced: | NA |
| Services |
| Investment Types: | Exchange Traded Funds (ETFs) , Commodities , Insurance , Annuities , Stocks , Bonds , Options & Futures , Mutual Funds |
| I can meet clients in the following ways: | At your home , At my office , Via phone , Via email |
| Qualifications & Memberships |
| Insurance and Annuity Licenses: | Annuity , Health , Life , Long Term Care |
| Firm Information |
| Firm's Number of Clients: | 215 |
| Firm's Number of Planning Clients: | NA |
| Firm's Number of Managed Clients: | NA |
| Assets Managed by Firm: | NA |
| Advisor's Number of Clients: | 180 |
| Advisor's Number of Managed Clients: | NA |
| Advisor's Number of Planning Clients: | NA |
| Assets Managed by Advisor: | NA |
| Compliance |
| Registered Investment Advisor: | Yes |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
| Compensation & Fees |
| Fee Structure: | I am a Fee-Based financial professional |
| Minimum Portfolio Size for New Managed Accounts: | 50,000 |
| Compensation Methods: | Commissions , Based on Assets , Hourly |
| Fee % Based on Assets: | 1.5% |
| Hourly Rate: | $125.00 |
| Flat Fee Rate: | na |
| Additional Details on Charges: | I work with fee only advisors who charge based on the portfolio |
| Minimum Fee Charged for Managed Accounts: | na |
| Minimum Fee Charged for Hourly Planning Accounts: | na |
| Minimum Fee Charged for Flat Fee Accounts: | na |
FAQs
- What are your qualifications? What is your education background? 30 years of experience
- What is your approach to financial planning? Understanding the needs and risk tolerances of clients to design a retirement program that fits with your choices.
- What services do you offer? Safe Money, income tax preparation, tax free income and inheritance, Money management
- How many clients do you currently manage? over 200
- Will you be the only person working with me? no we have many alliances with other professionals who have specific knowledge for each individuals needs
Rod Schauer
ChFC®
Communities Served
| Most |
Office Hours
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Mon. | 9:00 AM - 4:00 PM |
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Tue. | 9:00 AM - 4:00 PM |
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Wed. | 9:00 AM - 4:00 PM |
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Thu. | 9:00 AM - 4:00 PM |
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Fri. | 9:00 AM - 4:00 PM |