Complete Investment Advisory LLC | Financial Advisor in Fargo ,ND

3211 Fiechtner Dr
Fargo, ND 58103
Phone: (701) 277-9392

Your Secure Retirement is our Business


About

Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.

We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.

We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.

31 Years of Experience



General Information
Firm Start Year:   1980
No.of Employees:   2-4
Insurance License#:   658863
Name of Broker/Dealer:   NA
Name of Custodial Firm:   TD Ameritrade
States Licensed in:   ND,SD,MN and others
Number of Years with Current Firm:   30
Work Experience:   Chartered Financial Consultant and income tax preparer
I work with the following types of clients:   Non-Profit Organizations , Individual Investors , Businesses
Foreign Languages Serviced:   NA


Services
Investment Types:   Exchange Traded Funds (ETFs) , Commodities , Insurance , Annuities , Stocks , Bonds , Options & Futures , Mutual Funds
I can meet clients in the following ways:   At your home , At my office , Via phone , Via email


Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Health , Life , Long Term Care
Firm Information
Firm's Number of Clients:   215
Firm's Number of Planning Clients:   NA
Firm's Number of Managed Clients:   NA
Assets Managed by Firm:   NA
Advisor's Number of Clients:   180
Advisor's Number of Managed Clients:   NA
Advisor's Number of Planning Clients:   NA
Assets Managed by Advisor:   NA


Compliance
Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   50,000
Compensation Methods:   Commissions , Based on Assets , Hourly
Fee % Based on Assets:   1.5%
Hourly Rate:   $125.00
Flat Fee Rate:   na
Additional Details on Charges:   I work with fee only advisors who charge based on the portfolio
Minimum Fee Charged for Managed Accounts:   na
Minimum Fee Charged for Hourly Planning Accounts:   na
Minimum Fee Charged for Flat Fee Accounts:   na



FAQs

  • What are your qualifications? What is your education background? 30 years of experience
  • What is your approach to financial planning? Understanding the needs and risk tolerances of clients to design a retirement program that fits with your choices.
  • What services do you offer? Safe Money, income tax preparation, tax free income and inheritance, Money management
  • How many clients do you currently manage? over 200
  • Will you be the only person working with me? no we have many alliances with other professionals who have specific knowledge for each individuals needs
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Rod Schauer

Rod Schauer

ChFC®

Communities Served

Most

Office Hours

Mon. 9:00 AM - 4:00 PM
Tue. 9:00 AM - 4:00 PM
Wed. 9:00 AM - 4:00 PM
Thu. 9:00 AM - 4:00 PM
Fri. 9:00 AM - 4:00 PM