Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.
We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.
We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.
General Information |
| Firm Start Year: | 1980 | |
| No.of Employees: | 2-4 | |
| Insurance License#: | 658863 |
| Name of Broker/Dealer: | NA |
| Name of Custodial Firm: | TD Ameritrade |
| States Licensed in: | ND,SD,MN and others |
| Number of Years with Current Firm: | 30 |
| Work Experience: | Chartered Financial Consultant and income tax preparer |
| I work with the following types of clients: | Individual Investors, Businesses, Non-Profit Organizations |
| Foreign Languages Serviced: | NA |
Services |
| Investment Types: | Insurance, Annuities, Exchange Traded Funds (ETFs), Commodities, Options & Futures, Bonds, Mutual Funds, Stocks |
| I can meet clients in the following ways: | Via email, Via phone, At your home, At my office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Long Term Care, Life, Health, Annuity |
Firm Information |
| Firm's Number of Clients: | 215 |
| Firm's Number of Planning Clients: | NA |
| Firm's Number of Managed Clients: | NA |
| Assets Managed by Firm: | NA |
| Advisor's Number of Clients: | 180 |
| Advisor's Number of Managed Clients: | NA |
| Advisor's Number of Planning Clients: | NA |
| Assets Managed by Advisor: | NA |
Compliance |
| Registered Investment Advisor: | Yes |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee-Based (Fee and Commissions) |
| Minimum Portfolio Size for New Managed Accounts: | 50,000 |
| Compensation Methods: | Based on Assets, Commissions, Hourly |
| Fee % Based on Assets: | 1.5% |
| Hourly Rate: | $125.00 |
| Flat Fee Rate: | na |
| Additional Details on Charges: | I work with fee only advisors who charge based on the portfolio |
| Minimum Fee Charged for Managed Accounts: | na |
| Minimum Fee Charged for Hourly Planning Accounts: | na |
| Minimum Fee Charged for Flat Fee Accounts: | na |
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Mon. | 9:00 AM - 4:00 PM |
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Tue. | 9:00 AM - 4:00 PM |
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Wed. | 9:00 AM - 4:00 PM |
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Thu. | 9:00 AM - 4:00 PM |
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Fri. | 9:00 AM - 4:00 PM |
| Most |