As Chief Investment Officer, Dave chairs Total Wealth Planning's Investment Policy Committee and leads and manages the investment management team. He is primarily responsible for investment research, preparing and communicating Total Wealth Planning's economic and investment outlook.
As Principal, Dave is responsible for investment advice, with extensive client contact and client-relationship management. He has a Master's in Tax Law (MST) from Villanova University and is a CFP®, a Certified Trust and Financial Advisor (CTFA), and a Certified Exit Planning Advisor (CEPA). Dave's background and experience includes:
- 25+ years professional investment management and financial planning experience, including 12 years with The Vanguard Group as a senior investment advisor within the managed account service.
- Professional Memberships in the National Association of Personal Financial Advisors (NAPFA), Financial Planning Association, Cincinnati Estate Planning Council, and the American Bankers Association.
- Serves on the Finance and Investment Committee for the Cincinnati Association for the Blind and Visually Impaired
- Five-Star Advisor through Paladin Registry
- 2008 Reuters Top Advisor
- Bloomberg Business Week magazine, a 2011 Top 50 Most Experienced Advisors in the United States.
Villanova University Bachelor of Science, Accounting
Dave enjoys time with his family of three children. He coaches softball/baseball and spends time outdoors skiing, scuba diving, hiking and running.
For over 30 years, our mission has been to place our clients' interests first, to provide comprehensive financial planning and investment management, and to be a premier provider of innovative and timely strategies that ensure every client meets their established lifetime objectives.
|Firm Start Year:||1989|
|No. of Employees:||10-19|
|States Licensed in:||OH, KY, IL, IN, FL, TN, TX, CA, CO, AZ|
|Number of Years with Current Firm:||20|
Dave is Chief Investment Officer, serves as Senior Advisor for many client relationships and is a member of the Investment Policy Committee. He is a CERTIFIED FINANCIALPLANNER™ and Certified Trust and Financial Advisor with thirty years of professional investment management and financial planning experience. He graduated from Villanova University with a Bachelor of Science, Accounting and a Master of Science, Taxation. His educational background
also includes the College for Financial Planning and the Cannon Financial Institute. |
He began his career with the Vanguard Group, a leading mutual fund company, where he was a Senior Investment Advisor along with facilitating the creation of a new managed account service. His professional memberships include the National Association of Personal Financial Advisors, the Financial Planning Association, the Cincinnati Estate Planning Council, the American Bankers Association, and the Paladin Registry. He retired his service on the Finance and Investment Committee for the Cincinnati Association for the Blind and Visually Impaired, a non-profit community service organization.
|Work with the following types of clients:||Non-Profit Organizations, Individual Investors|
|Advisory Services Provided:||Financial Advice & Consulting|
|Investment Types:||Stocks, Annuities, Real Estate, Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Bonds|
|Can meet clients in the following ways:||Our Office, Phone, Email, Video Conference|
Qualifications & Memberships
|Financial Organization Memberships:||Financial Planning Association (FPA), National Association of Personal Financial Advisors (NAPFA)|
|Firm's Number of Clients:||350|
|Firm's Number of Planning Clients:||275|
|Firm's Number of Managed Clients:||350|
|Assets Managed by Firm:||$520M|
|Assets Managed by Advisor:||$520M|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$5,000|
|Compensation Methods:||Based on Assets, Flat Fee|
|Additional Details on Charges:||Fees vary depending on the service level provided, but typically average less than 1%.|
|Bachelor's of Science - Accounting||Villanova University
- Villanova, Pennsylvania
September 1985-May 1989
|Master's - Taxation||Villanova University
- Villanova, Pennsylvania
September 1996- April 2001
|Financial Advice & Consulting
At Total Wealth Planning, we believe in delivering extraordinary, personalized service. We are both morally and legally bound to place clients' interests first. We listen to our clients goals and use our real-life experience and expert advice to deliver an extra-mile client experience.
Do you have a customer satisfaction or refund policy?
We offer a satisfaction guarantee for initial Wealth Management Review.
Why should I choose you as my financial advisor?
Dave is Chief Investment Officer, serves as Senior Advisor for many client relationships and is a member of the Investment Policy Committee. He is a CERTIFIED FINANCIALPLANNER™ and Certified Trust and Financial Advisor with twenty years of professional investment management and financial planning experience and has a Master's in Taxation.
What are your qualifications? What is your education background?
We provide a comprehensive Wealth Management Review which will provide a concise, customized review of your current financial position, prioritize areas of financial importance to you, and quantify what needs to be done for successfully accomplishing your financial goals and objectives.
How do you charge for your services?
We charge for services on a "fee-only" basis to help ensure we provide unbiased advice, always in the client's best interest. No commissions are generated from mutual funds or insurance.
How are you compensated? How will I pay for your services?
We accept no commissions for services or financial products. We are a fee-only firm, which helps to ensure all advice provided is in your best interest.
WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
Registered Investment Advisor:
|Mon.||9:00 AM - 6:00 PM|
|Tue.||9:00 AM - 6:00 PM|
|Wed.||9:00 AM - 6:00 PM|
|Thu.||9:00 AM - 6:00 PM|
|Fri.||9:00 AM - 6:00 PM|
|Pleasant Plain||Seven Mile|
The Registry is a free resource for individual investors who are seeking 5-Star rated planners and advisors who provide competent, ethical financial advice.
The National Association of Personal Financial Advisors (NAPFA) is the country's leading professional association of Fee-Only financial advisors - highly trained professionals who are committed to working in the best interests of those they serve.
CLTC®, CASL®, CFP®, MSFS, RICP®, AEP®, CLU®, ChSNC®, CAP®, CKA®, ChFC®
SCHEELER FINANCIAL GROUP
22 Years of ExperienceView Profile
CFP®, Certified Divorce Financial Analyst(CDFA)
ARTIFEX FINANCIAL GROUP, LLC
25 Years of ExperienceView Profile