Tom Neess
Independent Financial Resources, LLC

Tel: (513) 701-1099
8118 Corporate Way, Ste. 165
Mason, OH 45040
Independent Financial Resources, LLC | Financial Advisor in Mason ,OH

About Independent Financial Resources, LLC

I serve my clients by listening to how they feel about their circumstances and equipping them with the ability to view issues from different perspectives so that they may weigh those fairly in helping them make good decisions for themselves.

23 Years of Experience


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General Information

Firm Start Year:   2001
Insurance License#:   36104
Name of Broker/Dealer:   WRP Investments, Inc.
Name of Custodial Firm:   National Financial Services
States Licensed in:   OH, KY, IN, TX, MD, FL, CO, TN, CA
Number of Years with Current Firm:   12
Work Experience:   Cashier and Asst. Operations Manager E.F. Hutton and Shearson Lehman Bros. 1986-1991. Investment Advisor PaineWebber Inc. 1991-1997. Independent Advisor WRP Investments, Inc. 1997-Present
I work with the following types of clients:   Non-Profit Organizations , Businesses , Individual Investors


Services

Investment Types:   Bonds , Options & Futures , Alternative Investments , Exchange Traded Funds (ETFs) , Mutual Funds , Insurance , Annuities , Mortgages & Real Estate , Stocks
I can meet clients in the following ways:   At my office , At your home , At your office , Via phone , Via email


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability , Health , Life , Long Term Care , Variable Annuity , Variable Life , Annuity

Compliance

Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Commissions , Based on Assets
Fee % Based on Assets:   1


Tom Neess

Tom Neess

Certified Retirement Counselor

Office Hours

wiseradvisor-balck-li-img Sun. 9:00 AM - 12:00 PM
wiseradvisor-balck-li-img Mon. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Sat. 9:00 AM - 12:00 PM