Kraig McFarland
Regent Financial Services, Inc

Tel: (918) 493-4190
7134 S. Yale Ave.
Suite 700
Tulsa, OK 74136

Helping you manage your serious money

Regent Financial Services, Inc | Financial Advisor in Tulsa ,OK

About Regent Financial Services, Inc

The first thing you can expect is a conversation about where you are and where you would like to be. We create a personal financial plan based upon your goals that will be our guide going forward. A financial plan is not a one-time event; it's an ongoing interactive process between you and us. We will revisit your personal financial plan annually to discuss any needed adjustments.
As a fee-based investment planner I am financially vested in optimum client performance. In other words, I have an inherent interest in seeing my client's assets grow as our relationship evolves. If you win, I win. It's that simple. In addition to your account statements, communication with us includes access to your account information online anytime, as well as regular contact from us on a schedule that you prefer. My team strives to deliver an overall experience that is focused on you, our client.

Regent Financial Services is a Registered Investment Advisor* which means we adhere to a fiduciary standard of care that requires us to serve our client's best interests at all times. We don't have proprietary products and will only choose the investment vehicle that fits your needs. *Registration does not imply a certain level of skill or training, nor any regulatory endorsement or approval of our investment advisory services


General Information

Firm Start Year:   2002
No.of Employees:   10-19
Name of Broker/Dealer:   LPL
Name of Custodial Firm:   LPL
States Licensed in:   AR, CA, CO, FL, GA, KS, LA, NE, ND, OK, PA, SD, TX, VA, WA
Number of Years with Current Firm:   3


Qualifications & Memberships

Insurance and Annuity Licenses:   Life , Health , Annuity , Long Term Care , Variable Life , Variable Annuity , Disability
Financial Organization Memberships:   Financial Services Institute
Non-Financial Organization Memberships:   Member of City of Tulsa Sales Tax Overview Committee, Soldier's Wish volunteer, Restore Hope Ministries volunteer, International Fellowship of Christian Business Men, Member of Asbury United Methodist Church.


Firm Information

Assets Managed by Firm:   $175,000,000


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a Fee-Based financial professional
Compensation Methods:   Based on Assets
Additional Details on Charges:   We have a graduated fee scale based upon account size and services provided. Fees can be discussed in further detail during our initial consultation.


Board Positions

Organization:  City of Tulsa Sales Tax Overview Committee
Position :  Member
Duration :  2016-Currently holding


Education

Chartered Retirement Planning Counselor - Graduate Level Studies  College for Finanical Planning
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Faqs

  • What is your approach to financial planning? We create a personal financial plan based upon your unique situation, preferences and goals that will be our guide going forward. A financial plan is not a one-time event; it’s an ongoing interactive process between you and us. We will revisit your personal financial plan on a regular basis to discuss any needed adjustments.
  • What services do you offer? Financial Planning, Investment Management, Tax Reduction Strategies, Risk Management Strategies, College Savings Planning, Estate Planning, Retirement Planning.
  • How many clients do you currently manage? 118
  • Will you be the only person working with me? You will work with my team consisting of myself, my Operations Specialist, our Chief Investment Officer and our Portfolio Manager.
  • How are you compensated? How will I pay for your services? I am a fee based investment planner. I am financially vested in optimum client performance. If you win, I win. It's that simple.
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Disclaimer

Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Regent Financial Services, a registered investment advisor and separate entity from LPL Financial.

Kraig McFarland

Kraig McFarland

RFC®, CRPC®


Kraig is a Registered Financial Consultant and a Chartered Retirement Planning Counselor. He has been licensed in the financial services industry for over 27 years. He is a member of the Financial Services Institute, a member of the International Association of Registered Financial Consultants, a graduate of the College for Financial Planning and a member of the City of Tulsa Sales Tax Overview Committee. Kraig and his wife Marcy have two married sons and two grandchildren. They are members of Asbury United Methodist Church and contribute their time and resources to various charities & ministries.

Licenses, Designations & Memberships:
Series 6, 7, 63, 65, securities registrations held with LPL Financial; Life, Accident & Health, Variable Annuity Insurance Licenses RFC®, CRPC®, International Fellowship of Christian Business Men

My Team


Glenn Fogle
Glenn Fogle CFA®,
Glenn Fogle is a CFA® charterholder working in the portfolio management division at Regent Financial Services. Glenn works with the investment advisors selecting investments for client portfolios and managing equity and multi-asset strategies. A native Tulsan, Glenn worked at American Century Investments in Kansas City for 19 years. He became lead portfolio manager of American Century’s Vista, Giftrust and Heritage mutual funds in 1993. Glenn was recognized by Mutual Funds Magazine as “Best in ...more

Monty  Dossman
Monty Dossman Portfolio Manager
Monty Dossman works in the portfolio management division at Regent Financial Services. Monty brings over 28 years of experience in the investment industry. He assists the investment advisors with client portfolio reviews and servicing investor needs. Starting his career in 1987, Monty brings investment knowledge and experience through various market environments including the Crash of 1987, Asian Contagion in 1998, the bull market of the late 1990’s, the bear market of 2000-2002, and the bear ...more

Heather Matlock
Heather Matlock Operations Specialist
Heather Matlock is an Operations Specialist for Kraig McFarland, CRPC®. Her duties include scheduling, establishing accounts, processing rollovers and transfers, sending distributions, account maintenance and helping create a great overall client experience. She has nine years of experience in the financial services arena. Heather lives in Tulsa and received her Associates Degree from Tulsa Community College. She attends The Assembly at Broken Arrow where she teaches preschoolers on Wednesday ...more

Communities Served

Beggs Bixby
Broken Arrow Catoosa
Collinsville Coweta
Glenpool Haskell
Inola Jenks
Kellyville Kiefer
Mannford Mounds
Oakhurst Owasso
Preston Prue
Sand Springs Sapulpa
Skiatook Sperry
Tulsa

Office Hours

wiseradvisor-balck-li-img Mon. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Tue. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Wed. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Thu. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Fri. 8:30 AM - 5:00 PM

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