After graduating from Penn State University with a B.S. in Chemical Engineering, I was lucky enough to meet with an advisor who helped me to start saving and investing. Unfortunately, I soon realized that the financial services industry is full of advisors working for themselves, instead of their clients. Years of underperforming investments, along with a general lack of concern for my goals from several advisors, led me to manage my own investments. And later, while working for Lucent Technologies during the Dot-com years, I had the opportunity to attend Lehigh University and graduate with an MBA in Finance. MBA fresh in-hand, I decided to pursue a career in finance. I worked in NYC for Barclays Capital where I soon learned that I preferred working with individuals as opposed to large institutions. I co-founded Schuylkill Financial in order to help everyday people plan for their future. Our business is centered around developing and setting realistic goals with our clients. To do that we need to be passionate about our clients and responsive to their needs as we help them clarify their financial picture. When I am not in the office, I love spending time with my wife and children, doing just about anything outdoors. Hiking and mountain biking are at the top of my list and I can usually be identified as the guy toting one of my 2 little ones on my back and dog by my side on many of Downingtown's trails.
Our partnership was founded on the basis of having a positive impact on peoples lives through investment and financial planning. We bring sophisticated planning techniques to busy individuals who lack the time to do it themselves, with over 40 years of combined banking and Wall Street experience. Client portfolios are carefully crafted using our expertise in market research, Individual Retirement Accounts, wealth management, college planning and estate planning.
General Information |
| Firm Start Year: | 2007 | |
| No.of Employees: | 2-4 | |
| Insurance License#: | 465566 |
| Name of Custodial Firm: | Fidelity Investments |
| States Licensed in: | PA |
| Number of Years with Current Firm: | 14 |
| Work Experience: | 18 Years of Experience |
| Work with the following types of clients: | Individual Investors, Businesses |
| Advisory Services Provided: | Portfolio Management, Financial Planning, Financial Advice & Consulting, Risk Management, Education Funding and Planning, 401K Rollovers, Wealth Management, Financial Planning for Individuals, Investment Advice & Management, Retirement Planning |
Services |
| Investment Types: | Exchange Traded Funds (ETFs), Stocks, Mutual Funds, Bonds |
| Can meet clients in the following ways: | Video Conference, Via Email, Via Phone, Our Office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Accident, Annuity, Disability, Life, Variable Annuity, Variable Life, Long Term Care |
Firm Information |
| Advisor's Number of Clients: | 38 |
| Advisor's Number of Managed Clients: | 38 |
| Advisor's Number of Planning Clients: | 38 |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $250,000 |
| Compensation Methods: | Flat Fee, Based on Assets |
Education |
| Masters of Business Administration - Finance |
Lehigh University - Bethlehem, PA
01/2000-06/2003 |
| Bachelor of Science - Chemical Engineering |
Penn State University - University Park, PA
08/1993 -12/1997 |
Faqs |
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Do you have a customer satisfaction or refund policy? Yes, clients receive the first with us free of charge. Additionally, clients can cancel our agreement at any time with no notice. We feel this ensures that we continually meet our clients' needs. |
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Why should I choose you as my financial advisor? I received my Chemical Engineering degree from PSU in 1997 which provided me with he tools to ovulate markets analytically. After receiving my MBA in Finance from Lehigh University, I started my Financial Advising career in 2006. |
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What are your qualifications? What is your education background? We are a goal-driven firm. We strive to learn as much about our client needs in order to provide a customized and comprehensive plan so our clients feel comfortable and confident as they prepare for retirement. We also plan for life events such as Education, Long-Term Care, Weddings, etc. |
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How do you charge for your services? Retirement Planning, Investment Management, Risk Management, IRA and 401(k) Rollovers, Estate Planning, Tax Planning as it applies to Roths, IRAs, options and income deferment. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? Yes. However, there are two advisors within our firm such that if one is out of the office, the other can provide immediate service if required. |
Disclosures |
| https://schuylkillfinancial.com/disclosure.html |
Registered Investment Advisor:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
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Mon. | 9:00 AM - 5:00 PM |
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Tue. | 9:00 AM - 5:00 PM |
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Wed. | 9:00 AM - 5:00 PM |
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Thu. | 9:00 AM - 5:00 PM |
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Fri. | 9:00 AM - 5:00 PM |
Eagle Scout
(07/26/1993)
Eagle Scout Award
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