How I Work With Clients
Long-term focus and discipline start with a sound investment strategy. The first meeting is a complimentary consultation. I like to get acquainted with you and your family to discuss your current financial condition and determine your invetment objectives.
Once we begin a business relationship, we proceed to gather all of your financial data, which includes current investments, income, assets, insurances and any debts or loans. Upon determining your goals and objectives, we then analyze the information and agree upon a financial plan. Once an investment plan is agreed upon, our team of specialists will work with your own independent tax and legal advisors. Our goal is to add value through a comprehensive planning approach.
Regular portfolio reviews will then be scheduled to monitor your investments and rebalance as necessary. We will also discuss any life changes that may have occurred and the opportunities and challenges that they may present.
This is what all present and future clients can expect. I welcome the opportunity to work with you as your investment partner.
|Name of Broker/Dealer:||Janney Montgomery Scott LLC|
|States Licensed in:||Pa,NY,FLA,NJ,DE,CA|
|Number of Years with Current Firm:||21|
|I work with the following types of clients:||Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs|
|Investment Types:||Insurance, Mutual Funds, Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Fee Based Accounts, Stocks, Bonds, Annuities, Options & Futures|
|I can meet clients in the following ways:||At your office, Via email, Via phone, At your home, At my office|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Health, Long Term Care, Disability, Variable Annuity, Annuity, Variable Life, Life|
|Financial Organization Memberships:||Financial Planning Association (FPA), Society of Financial Services Professionals|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$100,000|
|Compensation Methods:||Based on Assets|
|Master of Science - Business Management||
Marywood - Scranton Pa
|BS - Parks Management||
Penn State University - State College PA
I am a Certified Financial Planner. Our focus is to determine risk tolerance and return expectations. Our goal is to get the best return with the least amount of risk with the best cost. We use some of the best portfolio managers including the American funds, Legg Mason, West End, Anchor Capital and Vanguard. Our team specializes in retirement planning and professional portfolio management. Check our website at kingston retirement group to get an idea of our background in greater details.
|Mon.||9:00 AM - 5:00 PM|
|Tue.||9:00 AM - 5:00 PM|
|Wed.||9:00 AM - 5:00 PM|
|Thu.||9:00 AM - 5:00 PM|
|Fri.||9:00 AM - 5:00 PM|