Rodriguez Wealth Management | Financial Advisor in Middletown ,RI

294 Valley Road
Middletown, RI 02842
Phone: (401) 848-4579

Your Bridge-Your Legacy


About

LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients? wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best help their clients attain their financial goals and fulfill their dreams.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:

Enabling technology
Comprehensive clearing and compliance services
Practice management programs and training
Independent research

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients? financial needs. They do so by using the firm?s tools and resources that help them discover their clients? priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients? lives; and make product recommendations that put clients on the path to pursuing their goals.


General Information
Firm Start Year:   1992
No.of Employees:   2-4
States Licensed in:   AZ,CA,CT,FL,MA,MN,MO,NH,NJ,OR,RI,SC,TX,UT,WA
Work Experience:   n/a
I work with the following types of clients:   Non-Profit Organizations , Individual Investors , Businesses


Services
Investment Types:   Bonds , Stocks , Annuities , Insurance , Alternative Investments , Exchange Traded Funds (ETFs) , Options & Futures , Mutual Funds
I can meet clients in the following ways:   Via email , Via phone , At my office , At your home , Video Conference , At your office


Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Disability , Long Term Care , Variable Life , Variable Annuity , Life
Compensation & Fees
Minimum Portfolio Size for New Managed Accounts:   n/a



FAQs

  • Do you have a customer satisfaction or refund policy? For Financial Plans there is a refund policy.
  • Do you have a customer satisfaction or refund policy? For Financial Plans there is a refund policy.
  • What are your qualifications? What is your education background? I hold an MBA and ChFc & started the business in 1992.
  • What are your qualifications? What is your education background? I hold an MBA and ChFc & started the business in 1992.
  • What is your approach to financial planning? First and foremost is to listen and seek to understand my client. By understanding what is said and what is not said I am best able to devise a plan unique to your individual needs and circumstances.
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HECTOR RODRIGUEZ MBA, ChFC

HECTOR RODRIGUEZ MBA, ChFC

ChFC®

Biography


Hector begins all client meetings with the purpose of bringing value to a clients situation. He helps them crystallize what is most important to them and then together develop a practical plan. This personal connection is what he enjoys most about being a financial consultant.

Hector's desire to help people brought him to a career in the financial services field in 1994 after twelve award-winning years with a multinational oil company. He became seriously interested when told that the best financial consultant has a mind of a capitalist and the heart of a social worker. While affiliated with American Express, he built his practice in areas of retirement, investment, and business planning winning numerous awards for his quality of work. In his management role he was instrumental in the development of new advisors and was designated a Rhode Island public speaker for American Express.

In February of 2002, Hector joined LPL Financial.

At times I act as a devils advocate, challenging clients beliefs or decisions, at other times I am a counselor and sometimes even an umpire, - Hector Rodriguez commenting about his client relationships.

Communities Served

Southeastern Mass & Rhode Island

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM