Randall Financial Group, LLC | Financial Advisor in Providence ,RI

One Davol Square
Suite 2
Providence, RI 02903

Excellence In Financial Planning and Investment Management


About

Randall Financial Group, LLC was established in 2002 by Oliver R. Tutt. Oliver has been a Certified Financial Planner practitioner since 1998. He leads a team of financial planners who take pride in forming long-term relationships with clients. They provide highly personalized and customized services to individuals in the areas of portfolio management, estate planning, insurance planning, tax planning and preparation. Randall Financial operates free from sales pressure and places clients best interest as the highest priority.

21 Years of Experience



General Information
Firm Start Year:   2002
No.of Employees:   2-4
Insurance License#:   1049868
Name of Broker/Dealer:   Purshe Kaplan Sterling
Name of Custodial Firm:   Fidelity Investments
States Licensed in:   RI, MA
Number of Years with Current Firm:   7
Work Experience:   Certified Financial Planner practitioner since 1996. Vice President with Public Company for 7 Years prior to starting Randall Financial Group, LLC
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations


Services
Investment Types:   Exchange Traded Funds (ETFs) , Mutual Funds , Bonds , Stocks , Annuities , Insurance
I can meet clients in the following ways:   At my office , Via phone


Qualifications & Memberships
Insurance and Annuity Licenses:   Disability , Annuity , Variable Life , Long Term Care , Variable Annuity , Life , Health , Accident
Financial Organization Memberships:   Financial Planning Association (FPA)


Firm Information
Firm's Number of Clients:   95
Firm's Number of Planning Clients:   95
Firm's Number of Managed Clients:   95
Assets Managed by Firm:   $20,000,000
Advisor's Number of Clients:   40
Advisor's Number of Managed Clients:   40
Advisor's Number of Planning Clients:   40
Assets Managed by Advisor:   $20,000,000


Compliance
Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Hourly , Flat Fee , Commissions , Based on Assets
Fee % Based on Assets:   Up to 1.25
Hourly Rate:   $150
Additional Details on Charges:   Will work with clients on an hourly or retainer basis. Retainer fees vary based on assets and work requested.
Minimum Fee Charged for Managed Accounts:   $1250



FAQs


DISCLAIMER

Securities offered through Purshe Kaplan Sterling 18 Corp. Woods Blvd, Albany, NY 12211 Member FINRA/SIPC. Advisory services offered through Randall Financial Group, LLC a Registered Investment Advisor.

Oliver Tutt, CFP®

Oliver Tutt, CFP®

CERTIFIED FINANCIAL PLANNER™ Certificant

Communities Served

RI MA

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM